Delivered December 13, 2007
RYAN MESSMORE: For over fifteen hundred years,
just war theory has provided a moral framework for thinking about
and conducting war. Today it is often understood as a list of seven
criteria, including principles such as just cause, probability of
success, and the use of minimum force. These criteria are sometimes
perceived as providing an up-or-down determination of whether and
how particular wars should be engaged.
But does this checklist approach do adequate service to
traditional just war theory? What if this tradition of thought
were meant to do more than simply grant moral permission for
certain wars? What if it were meant to help nations to think a
certain way about what war actually is and what kinds of goals and
goods it should serve?
If so, this would be important for the situation now facing the
United States in Iraq. Such an understanding would extend the
relevance of just war thinking from deciding to enter war in the
first place to analyzing exit strategies as well.
Dr. Joseph Capizzi will help draw some of these connections for
us today by explaining what just war theory is about and how it
might assist us in analyzing endgame objectives in Iraq.
Dr. Joseph Capizzi is Associate Professor of Moral Theology at
the Catholic University of America and Fellow at the Culture of
Life Foundation. He received his B.A. from the University of
Virginia, a master's in Theological Studies from Emory University,
and a second master's and a Ph.D. in Theology from the
University of Notre Dame. In 2002 he was appointed to the
Cardinal's Chair at the Intercultural Forum for Studies in Faith
and Reason at the John Paul II Cultural Center here in
Washington. Most impressively, he is a husband and father to four
girls.
Ryan Messmore is
the William E. Simon Fellow in Religion and a Free Society in the
Richard and Helen DeVos Center for Religion and Civil
Society
JOSEPH CAPIZZI: Before any shots were fired in
Iraq or Afghanistan, right political thinking required aligning the
causes of the conflict with the goals war sought to attain. Both
the causes of war and the goals it seeks are required to think
rightly about the decision to go to war. For centuries, just war
theory taught statesmen the importance of aligning causes to goals,
and we're being reminded daily of the relationship of cause and
goal in Iraq.
The just war theory is a politico-moral doctrine governing the
responsible use of armed force.[1] As a politico-moral doctrine,
the just war theory connects politics and the use of military
force. It implies a continuity of movement in the political
uses of power, from power without military force all the way to
power joined to military force and back again.
Whatever the cause, wars always seek to reorganize or
preserve some current unstable or threatened organization of power.
Decisions to go to war, then, always entail commitments to a more
just and ordered reorganization of the political system. In other
words, decisions for war result from the judgment that the
current organization of international power must be changed (or
preserved against threat) and that war is an apt instrument for
that change.
The criteria of the just war theory place all this before the
statesman: the justifying rationale for war, the vision of the
subsequent reorganization of power, and the conduct appropriate to
achieving that vision. For the just war theory is an instrument for
the civilizing of power-an instrument, in other words, that reminds
statesmen that war serves political goals, and as such remains
bound by the same basic means as politics generally. The decision
to go to war, to turn to this particular means of the pursuit
of political goals, ought always to have in mind those political
goals shaping the conduct of war and helping to determine the
conditions or, in the language of the day, "benchmarks" of
success.
Since just war theory emerges as a means of civilizing
power, war then pursues the same goods as politics does generally.
These goods typically are understood by the just war tradition
under the heading of "peace," and within the theory are
designated by the ius ad bellum (law of going to war)
criterion of "right" or "just" intention. As with all
political acts, war aims for peace, understood as a particular
organization of power.[2] This claim that war serves or aims at peace
trips up many people, who regard it as either disingenuous or
paradoxical. War cannot possibly aim at peace, they believe. By its
nature, they claim, war opposes peace. The height of dishonesty
consists, they believe, in claiming war might serve peace.
History and reason counsel otherwise.
History shows instead that the judicious use of war has righted
wrongs, has defended against aggression, has spread freedom, and by
reorganizing power has created the conditions for a better (if
imperfect) peace than existed before war. In other words, wars like
those against Germany, Japan, and Communist forces in Latin America
and Asia have attained the political goals aimed at by statesmen.
Such wars have conduced to the creation of a better peace-peace
understood as a balance of political order and justice within which
people can pursue their individual goods.
In addition, history shows as well precisely the kind of
civilizing of power that just war theory requires and enables.
History shows the effectiveness of just war theory in
restraining war's aims within political bounds. One of the great
misjudgments of the 20th century was the notion, shared by
many in politics and religion, that technology and democracy had
totalized war beyond usefulness-technology because of the
devastating capabilities of modern weapons, and democracy
because democracies make all citizens responsible for their
nations' wars. This misjudgment animated claims that war could
never again be a useful instrument of politics; that all wars were
bad wars because all wars must be total wars. Few claims have
proven more utterly false more quickly than claims such as these.
We see this in at least two ways: first by simple observation of
the trend in wars since the beginning of the 20th century. One of
the fascinating phenomena of the two Gulf wars and of the
intervention in Kosovo and the war in Afghanistan was the universal
concern about military targeting or what just war theory calls
discrimination between legitimate and illegitimate targets of
attack. Discrimination has become a virtually unquestioned
assumption of American and NATO war tactics, built into its
strategy and its weapons development. The contrast between concern
for military targets in recent wars and the wars of the early 20th
century utterly invalidates the claim that modern wars are total
wars.
A second bit of evidence in favor of civilizing war comes from a
comparison of just war theory to its alternative. Simply, the
alternative to viewing war as serving political ends is to believe
war a means of serving objectives beyond politics. Allowing war to
be separated from political objectives is a disaster, as political
goals alone are the means by which war is restrained. All
non-political uses of war are unjust, as their justifications are
inscrutable and their means without restraint. Non-political goals
(call them religious or ideological) admit of no distinctions
between combatant and noncombatant, or even friend and foe.
Anything and anyone can be sacrificed to these ultimate goods. The
West saw this in its wars against Nazism and Communism, and we're
seeing it again today against an enemy that sacrifices its own and
other people's children to purposes it takes to surpass political
ones.
Moreover, the assertion that war be placed in the service of
political objectives requires that the course of war be continually
reassessed with reference to the political goals with which it
began. If war indeed be required by a politics of peace, then every
activity within war must be scrutinized by its capacity for
creating peace. As an example, this will involve critical attention
to the role of forgiveness and reconciliation in politics, much as
Hannah Arendt suggested in The Human Condition.[3] More
attention to setting up the conditions for post-bellum peace
in Iraq might have helped avert many of the problems associated
with a de-Baathification program that quickly converted from
reconciliation into vengeance-seeking. Robust analysis should
attend not only to questions about whether war is justified, but
also to broader political questions about the dynamics that lead to
war and strategies for reducing war.
The application of just war principles, then, must draw from a
wider scope of political engagement than the most recent event
or it will fail to offer guidance in pursuit of the goals of a
genuine and effective politics. Too often the just war theory is
treated as a crisis "ethic" that emerges only after some
international catastrophe. This places war outside the operation of
politics and thus also beyond the reach of morality.
The just war ethic, then, keeps war within the service of the
political goals of justice and order. Justice and order are
the ends of all politics. Just wars will be those wars that are
limited by and attentive to these goals. Military aims and goals
will constantly be aligned with the precipitating causes of
the war and with changed political realities. The contending
parties will also be required to conceptualize and work toward the
post-bellum reorganization of power. The post-bellum reorganization
of power will thus chasten and control the military execution of
war.
In Iraq, the utter absence of peace (a balance between justice
and order) became the basis for the just cause against it. We knew
this already in 1991 when an alliance of nations repelled Iraq's
invasion of Kuwait, but we knew then as well that merely repelling
Iraq from Kuwait was not a sufficient reorganization of power
in the region. Astute statesmanship knew, in other words, that
politics would require more than we achieved.[4] That war's exit
strategy, informed by the Powell Doctrine, involved achieving a
very discrete aim-the removal of Iraq from Kuwait-followed up by
the immediate and total removal of the American military from Iraq.
It restored the region's organization of power to one that
prevailed prior to Iraq's invasion of Kuwait-a good end,
certainly-but chose not to address the major cause of the region's
instability. One wonders whether that strategy contributed to the
need to reintroduce the American military 10 years later.
In the public and in our politics, isolationism, war fatigue,
discouraging reports in the press, and other factors converged to
pressure the American government to form an immediate "exit
strategy" from the current war in Iraq. In September, the media and
many in Congress placed a great deal of emphasis on the apparent
failure of the Iraqi government to meet more than nine of 18
"benchmarks" measuring the progress of the Iraqi
government. But the benchmarks must be understood as merely a
means of measuring political and military success in Iraq. That is,
they are a means of following the just war theory's lead in
aligning political and military goals. In a sense, something like
the benchmarks is an apt and necessary reflection on the
achievement and alignment of military and political goals; in
another and more important sense, however, we should not confuse
the means of doing so with the ends of attaining those goals. It's
clear that many understand the benchmarks as a way to leverage the
U.S. out of Iraq. The just war theory suggests that using
benchmarks this way would be a politico-moral disaster.
The decision to go to war in Iraq and to reorganize power
by removing and replacing Saddam Hussein's regime committed us
morally and politically to a more just and stable organization
of power than existed in Iraq under Saddam. Once the cause involved
"regime change," mere removal of Saddam was not enough politically
and morally. To use the benchmarks to leverage U.S. forces out of
Iraq prior to the attainment of our political goals would run
counter to the ends necessary to peace. Rigidly following the
benchmarks (for instance, on the distribution of "hydrocarbon
resources") is not a sufficient political reflection on the
conditions of a more peaceful reorganization of power. To remove
our forces before establishing the necessary conditions of a
better reorganization of power would be to remove a stabilizing
force (the U.S. military) necessary to the achievement of a
goal required by prudent politics. Whatever one thought of the
initial move into Iraq, just war theory counsels now that peace
would be undermined by premature departure from Iraq.
The Bush Administration has rightly resisted that pressure. When
in October of the past year President Bush refused to commit
to consequences of missing benchmark targets, he was engaging then
in the kind of political thinking suggested by the just war
theory.[5] By our entry into Iraq and the
subsequent removal of Saddam, we wed our national
interests-our political good-to the Iraqi people and the
stabilization of their political order. The cause of war in Iraq,
the replacement of a dictator by another regime, requires the
creation of conditions permitting a relatively stable political
order. There is no way of getting around the lengthy military
commitment that involves. Saying this is not to wave away
legitimate concerns about the progress of Iraq's government, or the
attainment of military goals, or the human and economic costs of
the war, but simply to remind us-as the just war theory does-that
the achievement of political order and justice is an exercise in
prudential judgment and is not reducible to quantitative assessment
of goals set by our legislature. The benchmarks require
interpretation within the broader context of politics. Were
this a math test, certainly failure to meet more than nine of 18
goals would be a failing mark; but as an exercise in the political
reorganization of power and judging the current policy of remaining
in Iraq and increasing internal security against its
alternative-summary withdrawal-the current course has much to
recommend it. Indeed, since September, when calls for
withdrawal may have been at their loudest, nearly all the trends in
Iraq have been positive; even if we must grant that as trends they
remain unstable.
The calls for withdrawal we've heard since 2003 are symptomatic
of political thinking tempted to regard military conflict as always
at odds with peace, but let's be clear about what the just war
theory suggests: To withdraw American troops now is to commit
other young American men and women at some point in the near
future. The just war theory reminds us that peace is a principle of
order, and order in international politics is the result of the
organization of power. Therefore, peace itself depends on
responsible politics. Aside from our clear moral obligations to
Iraqi citizens, their political goals and ours do not
currently permit us to withdraw. The current reorganization of
power does not yet permit us to conclude we have as yet achieved
something more stable than what we replaced. More just, yes, but
more stable, no. Since the surge, conditions in Iraq have been
moving in the direction of a more just order, but despite the
claims of its advocates, withdrawal is not a movement toward
peace but toward more war and violence now and in the
foreseeable future.
MR. MESSMORE: We are pleased to have one of the
foremost foreign policy experts in Washington here to offer remarks
in response to Dr. Capizzi's presentation.
Dr. Kim Holmes serves as Vice President of Foreign and
Defense Policy Studies at The Heritage Foundation as well as
Director of our Kathryn and Shelby Cullom Davis Institute for
International Studies. He is the editor of one of our flagship
publications, the Index of Economic Freedom. Shortly
after the September 11 attacks, he interrupted his time here as
Vice President to accept President Bush's nomination to be the
Assistant Secretary of State for International Organization
Affairs. He was confirmed by the Senate in November 2002, and
served for almost three years. At the State Department, Dr. Holmes
directed diplomatic efforts to protect U.S. interests and promote
U.S. policy in multilateral forums, particularly the effort to get
the United Nations to support the new government in Iraq and to
address terrorism and the proliferation of weapons of mass
destruction, as well as peacekeeping. He is a member of the Council
on Foreign Relations and a former member of its Washington Advisory
Committee. He has served as a member of the Defense
Department's Defense Policy Board, on the Executive Committee and
Board of Directors of the Center for International Private
Enterprise, and as a public member of the U.S. delegation to the
Organization on Security and Cooperation in Europe.
KIM R. HOLMES: Thank you, Professor Capizzi,
for your very well-reasoned lecture. I find particularly
admirable the appreciation you have shown for the original intent
and history of the just war doctrine, for its nuances and
complexity, and also for its real-world application to the war in
Iraq.
What I'd like to do is offer some observations from a
perspective I gained while working at the State Department-mainly
on United Nations issues-to address this question of whether or not
the Iraq War was truly one of "last resort," and thereby meeting
one criterion of the just war concept, and whether it is
appropriate to build an international consensus test, or as
the Vatican lawyers contended at the beginning of the Iraq War,
that the support of the United Nations was necessary to make the
war "just."
Let me address this question first. Pope John Paul II and
Archbishop Rowan Williams of the Anglican Church judged that the
Iraq War did not conform to just war theory for two different
reasons: the Vatican, if you read the lawyers' statements, mainly
because it was not sanctioned by the U.N.; and the Archbishop,
because it did not adequately meet the "good end" test in terms of
what came afterwards-in the period of instability caused by the
insurgency.
Now, as best as I can determine-and forgive me, I'm not a
theologian or a moral philosopher or even a student of the just war
theory like Professor Capizzi-the Vatican's determination arose
from an interpretation over time of the just war theory's
condition that those who make the decision to go to war must
possess "the prudential judgment" for "the common good." At the
beginning of the war, Cardinal Pio Laghi, the former Apostolic
Nuncio to the U.S. who met with President Bush, argued that the war
"is not just unless it gets back to the United Nations…. We
have always insisted on the framework of the United Nations.
[Without that], I would say it's (the war, the intervention)
illegal, unjust."
I assume that, in this line of thinking, the idea must be that
the United Nations is the best or only international body to
represent "the common good." Otherwise, I do not see this
international consensus test, much less an explicit United Nations
test, in the list of conditions, the criteria, for a just war-i.e.,
that the damage from the threat must be lasting and grave; all
other means are exhausted; prospects for success are high; war
should not produce a greater evil, et cetera.
Historically, the legitimate authority to decide wars was
understood to be the states themselves, through the very political
systems that Professor Capizzi mentioned. Therefore, I believe that
the Cardinal's assessment that the Vatican "always" has this
view about the United Nations is simply historically incorrect. In
fact, what appears to have happened over time is that the authority
of the sovereign state to decide these matters was turned over
first to the idea of some "higher" international authority
represented by consensus, which became the United Nations,
either by default or by intention.
I am not equipped to make any final judgments about religious
doctrine, but it would seem to me that at the very least, we should
question whether the United Nations is such an ultimate authority
in deciding such morally charged political questions as
war:
- More than half its members are not democracies;
- The United Nations has an extremely poor record in stopping
genocide, such as in Rwanda and Sudan; and
- Its Human Rights Commission has been an absolute embarrassment.
After it was reformed, it actually got worse.
All of these clearly questionable political and moral judgments,
if you will, were done by consensus, by an international
consensus through the mechanisms of the United Nations.
In this context, consensus is merely the lowest common
denominator, whatever the U.N. General Assembly or some subsidiary
body of the United Nations says it is. The decision is not
"democratic" in that not all the states expressing their opinions
there are democratic and represent the will of their peoples. The
United Nations is a political body of nation-states; it's not a
moral body, and we should not convey this moral idea of
"legitimacy" derived from the voice of the governed on it.
In fact, the word "legitimacy" does not appear in the United
Nations Charter. But the words "self-defense" do. All nations are
considered to have the right of self-defense, according to the U.N.
Charter, and this right exists by international law prior
to the actions of the United Nations Security Council. In
other words, the U.N. Security Council does not- I repeat, does
not-have the final legal, political, or even moral word when it
comes to deciding whether a nation should defend itself.
Now, related to this critique was the idea that the United
States did not go to war as a "last resort" in Iraq, that somehow
if we had waited longer we could have resolved the issue without
war. How the decision was made is a long and complicated story, but
I can only remind us that the U.N. Security Council negotiated with
Saddam Hussein for over 12 years, that at least 16 United Nations
Security Council resolutions were passed to force him to live up to
his promises, and that in 1998 he kicked out the U.N.'s weapons
inspectors. After the September 11th attacks, it was made clear
that Saddam had one last chance to come clean and to explain what
had happened with the weapons that the United Nations inspectors
had found some years earlier. He refused to do it, and that was the
legal basis, according to the U.N. Security Council
resolutions, for the U.S. and allied intervention in Iraq. So I
cannot see how someone can argue, at least persuasively, that the
"last resort" condition was somehow violated.
Certainly more patience, if you will, was shown in the Iraq War
than in the military intervention against Serbia over Kosovo. There
was no Security Council resolution authorizing that action, and yet
few complained that that war was "unjust." And as a matter of fact,
there was far greater impatience with respect to Kosovo than with
Iraq. In other words, a much shorter period of time and much more
of an aggressive action occurred, and that was because there was a
consensus mainly between Europe and the United States. That is a
political factor to keep in mind.
Let me turn to Archbishop Williams's criticism, namely that the
Iraq War violated the just war theory of achieving a "good
end," of which the Professor spoke about at length. Here I
think in particular his idea, in his discussion of the benchmarks,
is really the best answer. His analysis actually leads us to the
opposite conclusion from Archbishop Williams: namely that pulling
out of Iraq precipitously and simply washing our hands of the
whole affair would result precisely in the very "evil" end we would
otherwise want to avoid under the just war theory.
Whereas Archbishop Williams seems to claim that we violated that
condition because we were not prepared to deal with the aftermath
of the war, I would suggest that the war is not yet over and it's
too early to make such moral judgments. Progress has occurred; the
Professor made some reference to that. I don't necessarily need to
remind us of the details of what's happening in Iraq, but if you
make a historical comparison, for example, with the war and the
occupations of Germany and Japan, they certainly were not without
their troubling and even bloody episodes, and it took years to
bring victory and then stability to those countries. In hindsight,
applying today's criteria for Iraq, we could have concluded that in
1947 and 1948 things were not moving "fast enough." There was a
span of eight to nine years in that particular war, and we are
coming up on our fifth year in Iraq. So I think some
historical perspective might be in order.
However, one thing would be certain: If we were to walk away,
the chaos and the bloodshed in Iraq would get worse, resulting in
the evil result that the Archbishop says we should be avoiding.
Now, the next point I want to make is actually a question I'd be
very interested in hearing the Professor address. I think that
what we really need in this day and age is more just war theory
thought on how to deal with the extreme measures terrorists use
against us, and how it affects our response. Much of the debate
about waterboarding, Guantanamo Bay, CIA prisons, etc., is really
about this question, and we certainly could use more moral guidance
rather than just political guidance. Usually the idea of
proportionality is applied-i.e., that the means applied should
be proportionate to the overall good we're hoping to achieve. But
we have wild disagreements in this country about what
proportionality really means, and I would very much appreciate the
Professor's insights on this matter.
The last point I'd like to make is partly a comment and
perhaps part question. Professor Capizzi contends that we should
not allow war to be separated from political ends, implying
that political ends would restrain the violence of war. He also
argues that war should not be waged for non-political goals,
such as religious and ideological goals. I understand this point
clearly in terms of what the Nazis, Communists, and jihadists did
and do in the name of their ideologies-i.e., using violence for
some superior, inscrutable, and unaccountable authority that can
lead to the horrors of "total war."
But I think we should also realize that there is some overlap in
these categories that make the picture more complex. The
ideological component of extremist Islamism is as much about
politics and political authority as it is about religion (in fact,
you can make a case that it has more to do with real-world power
and politics than religion per se, even though obviously they try
to mix the two). Second, our traditions of liberty and democracy
are not without "ideological" content in the sense that they are
based on certain principles that we deem universal. They are
in themselves what I believe accountability and scrutiny are
supposed to be about. But there are certain kinds of politics, and
I should think we should make a distinction about political
content.
Why should this distinction matter? Not all nations-not all
politics, as it were-are equal in moral authority. At some point,
you have to make a judgment about whether the authority of any
given state, any given political system, or any international
body, like the United Nations for that matter, has any real
morality in the political world. And this is where values like
freedom, democracy, justice, and respect for people's rights matter
a great deal in terms of political content.
In the end, as Americans, we should strive to create an
international order of liberty and democracy that creates more
governments-more politics as it were-that represent these very same
values. In that way, I think we could be more comfortable that our
"politics" and our "ideology" are not merely compatible, but
one and the same.
DR. CAPIZZI: I'll try to take a stab at a few
of the questions, at least, and admit at the beginning that the
last two require a real discussion rather than just sort of a
point-counterpoint, because they were excellent points. First, in
terms of the Vatican's approach, the Vatican tends to use the word
"always" rather liberally-"we always teach this, we always teach
that"-so it's hard to understand what to make of it. I think you're
right in the sense that the Catholic church has certainly not
always taught that international authority is the sole legitimate
authority.
On the other hand, there's definitely a tendency in Catholic
thinking to move legitimate authority away from individual states
toward some sort of better representative of the international
good-which of course Catholic thinking presupposes. I think there's
a danger to which you're pointing in the reduction of the
international good to an institution like the U.N., as though it
simply must be serving the international good or have in better
mind the international good than some individual state can. There
certainly can be times when that's true, but there can also be
times when that's false. And so that's why legitimate authority
still resides, statutorily, in the states, as you point out.
They have the right of self-defense, for instance, and nobody can
take that from them, to the extent that they're capable of
executing defense of it.
As to whether it's not a last resort, I agree with your analysis
that if anything, it was a last resort. I think, in a sense, the
two questions about legitimate authority and last resort converge,
however, and make this a little more complicated-although I would
still want to answer this in the same way that you had. And this
goes to a kind of a contemporary reduction of the just causes of
war simply to self-defense or defense of the nation. That's a
modern development. As some of you may know who have studied the
just war theory, in the past there were other causes. For instance,
vindication of rights, punishment of a government or a country, a
state, that had done something against you.
And I think, in fact, the second conflict in Iraq, fits very,
very well within the understanding of punishing Saddam as a
kind of cause for the war. And in part, the punishment attaches to
his utterly flagrant violations of U.N. laws and treaties to which
he had subjected himself. However, in a sense that complicates
the legitimate authority question by saying, okay, if you're going
to punish him-which I think is justifiable-for U.N. issues,
then doesn't the U.N. have some kind of say in whether we punish
him now?
However, the problem is, we know the U.N.- for many of the
reasons you pointed out-is self-interested. There's a kind of
conflictual nature in the way it's set up. Countries that are doing
business and profiting from Iraq are at the same time making
judgments about whether we should be punishing Iraq. The U.N.
doesn't necessarily have the only say in how it executes its own
good legislation. But nonetheless, you can see how that complicates
things a little bit.
I've said a lot already, but I want to at least get to the
politics question. Like a good conservative, I think of politics as
sort of avoiding ideology. I understand that there are ideological
elements to politics, but I think that to the extent that political
activity, the activity of statesmen, becomes about the pursuit of
things that are more and more ideological, then you'll see,
almost in every circumstance when that happens, a lessening of the
restraints of political activity.
Politics always needs to be limited by particular goods, and
freedom is a good-no question about it. But how to act on the good
of freedom or the good of expanding liberty has got to be really
closely aligned with particularities, specifics. In what way is
freedom being threatened here? In what way might we be able to
expand freedom there? There always must be very, very specific
questions attaching discrete political goods to certain
ideological commitments. Because the more the goods become,
let's say, less concrete, the more prone you are, I think, to
unrestrained politics, which I think is almost never good for
anybody.
Questions and Answers
JAMES CARAFANO, The Heritage Foundation: For
any moral system to work, it has to give somebody a choice and
assign them responsibility for making that choice, and then have
the responsibility for the consequences of that choice,
whether good or bad. So a cynic would argue that just war theory
evolved because the church was trying to control the sovereignty,
but in practice, as it evolved over it time, it actually gave an
enormous amount of authority and power and responsibility to the
sovereign. And as the nation-state evolved, just war
theory actually empowered the nation-state and for moral
authorities has actually been a pretty effective system over the
centuries in restraining states from doing bad things.
So my question goes to Kim's point. If you follow this
logic of devolving responsibility onto the United Nations, isn't
that really endangering the practice and application of just war
theory and undermining the authority of the state, and taking away
one of the really significant checks and balances on the
illegitimate exercise of power?
DR. CAPIZZI: I completely agree. There's a
great Lutheran theologian who is not read much anymore-his
name is Helmut Thielicke-and he addressed precisely this kind of
point. Because at the time, in the 1950s and early '60s, Catholic
thinkers in particular and of course lots of liberal Protestants
were really talking about universal world order; really trying to
embolden the notion of a kind of institution that would somehow
represent the international common good, and Thielicke
basically called this the Antichrist. And he couldn't think of
anything more threatening than unchecked power.
So, I'm in complete agreement: To move increasingly in that
direction is problematic. On the other hand, it's also clear that
the more international cooperation you can get for certain
kinds of goods-genuine goods-typically the better it will
proceed. I think a good statesman is always trying to navigate,
like Bush did; he did try to do what his father had done and muster
international support for something because he understood that
that's politically important. It is politically important to try to
get people allied to the pursuit of the same good as you. And
that's because other other nation-states have interests, and we
simply have to consider their interests when we're considering
the pursuit of our own.
DR. HOLMES: The Westphalian system was
created to protect national sovereignty-from a century of
religious wars, the kind of ideological wars that led to all kinds
of excesses in ways you were referring to. The Westphalian
system of national sovereignty tried to re-introduce that kind
of particularity of politics that you mentioned in the
nation-state. It wasn't going to be perfect, but they saw it as
checks and balances and a kind of self-restraint that became the
foundation of the European balance of power system up until it
collapsed, really, in World War I, and then certainly in the great
ideological movements of World War II.
The problem is that the founders of the United Nations were
trying to do two very different things. First, they were trying to
at least give a nod to that system, recognizing that nation-states
were still sovereign. At the same time, they were trying to
incorporate the failed idealism of the League of Nations, in
the sense of what the Professor talked about concerning the
Catholic order-that there must be some kind of higher international
order that can supersede and kind of balance out, if you will, some
of the imbalances when the nation-state and balance of power
systems fail, as they did clearly in World War I and World War
II.
Whether or not that's legitimate, I can't say; but I think the
problem is that in practice, as we have seen it in the United
Nations, the concept has moved decidedly away from the Westphalian
sense of checks and balances, the rights of the sovereign state,
and the original idea of that particularity that was extremely
important to this idea-that there is some kind of abstract higher
moral political authority represented in fact by the U.N. It's out
there and it somehow has to be discovered and manifested
politically through the actions of the UN. I would say that's not
only wrong, but it's politically unrealistic.
ANDREW FINK: I'm Andrew Fink, an intern at The
Heritage Foundation. I have two questions, both for you, Dr.
Capizzi. First of all, I'm very happy you brought up punitive
warfare, a very understudied topic. But how would you apply,
say, just war theory-especially your rendition of it-to any idea of
indirect punitive warfare? In other words, deliberately
fomenting chaos or aiding and abetting splinter groups inside,
let's say, maybe a Communist regime or something like that.
Secondly, which goes to your question, Mr. Carafano, just
warfare was of course developed by Augustine before the
nation-state, and it perhaps was a happy coincidence that European
history turned out the way it did. But can we in any way apply this
to, say, an era where most nation-states won't even be European,
won't even have the Western Christian tradition behind it? And
when we talk about how just war theory helped Europe avoid this
problem, did it? We talked about World War I; what about the
Napoleonic wars?
DR. CAPIZZI: To be honest, I'm going to need
hear more about the first question.
MR. FINK: The purpose of warfare is, of course,
to produce a more just political order afterwards. How about
warfare that is specifically designed to upset political order and
create chaos? Say, we're going to give Stinger missiles to an
insurgent group, et cetera.
DR. CAPIZZI: Well, any kind of action, military
or otherwise, that seeks to disrupt an existing order is going to
have to be justified, it seems to me, on the basis of a claim that
this is somehow going to produce a better order subsequent to that
activity, and obviously also make a claim about the nature of
justice that's occurring in that place. For instance, Iraq had
relative stability; it had a relative political order, in a sense,
one that has proven very, very tricky to replicate in Iraq. But it
obviously was absent anything remotely like justice, right? So that
in part became a kind of justifying rationale for upsetting that
order: You upset the order provided by a dictator to bring about a
more peaceful order, one that's going to be balancing justice and
order.
Again, just war analysis doesn't work very well in the abstract.
We have to really think about what we are talking about here. For
instance, overthrowing some sort of Communist authoritarianism-is
that what you're talking about?
MR. FINK: Like Afghanistan or like starting an
insurgency in Laos, or today, aiding Azeri separatists in Iran.
DR. CAPIZZI: I can only speak very, very
vaguely, I think, in response to that and say that those things
would be justified precisely to the extent that the goals are
discrete. What are you trying to do? And will these kinds of
activities attain those goals? Do you have a relative certitude
that they will, which goes to reasonable hope of success? In
certain circumstances, those kinds of things can be
justifiable.
The second question had a couple of ancillary questions attached
to it. Has just war theory worked? The just war theory-this goes
back to Ryan's earlier point-is not going to prevent people from
being nasty to each other. That's an Augustinian insight; this
is why Augustine is considered the father, at least in the
Christian tradition, of just war theory. So people are going to be
nasty to each other-there's no doubt about it-and they will
continue to be, so we can't outlaw war. This is why I made the
point that just war theory serves in part to make war civilized-to
politicize it is a language they use in some other contexts to
attach it to discrete ends.
On the other hand, just war theory clearly has civilized war,
even in the way you're talking about it. Warfare has not become
more and more total; warfare has become less and less total over
the last three or four decades. We spend a lot of money in the
United States and a lot of energy thinking how we can target
better. Where does that come from? Why is that a concern? The just
war theory says it should be a concern because it's going to
conduce to peace, and I think we understand that. You even get
military analysts who are anxious about this concern for
targeting, and rightly so. You can understand what they're
saying: This makes it harder for us to achieve military
objectives.
But nonetheless, we view this as a good that they do this. So I
think the just war theory has shown that it does work to civilize
war. It does, in a sense, absolutely prohibit the kinds of
conflicts that Islamic fundamentalism is pursuing, the ones
where you don't distinguish between even your friends but will
sacrifice them towards your goods. You will not distinguish
between an enemy combatant and a non-combatant. Instead, you'll
distinguish between whether they're a believer or not, or something
like that. And simply by virtue of being a believer or an
unbeliever, they become a target even if they're not actually doing
anything opposed to you.
So I think there are lots of ways you could make the case. I
hope that's actually addressing that second question.
LEE CASEY: My name is Lee Casey. I'm a lawyer
here in town. I just wanted to make one comment and see if you
could react to it. It seems to me just war theory is in fact a
moral principle and a theological doctrine, and a complex one.
But I would point out that it is not actually law. It is not
coextensive with either branch of the laws of war, the jus ad
bellum or the jus in bello [law of conducting
war], or so I would argue. It has certainly informed them, but it
is not actually the state of the law in terms of what people can
and cannot do.
DR. CAPIZZI: It's not law in an obvious sense;
you can't find anywhere somebody saying, follow the jus ad
bellum criteria here. On the other hand, for instance,
international documents do seem to want to make distinctions
between combatants and non-combatants as legitimate targets, do
make certain provisions for the treatment of the enemy once
they no longer are combating against you, once they become
prisoners, and things like this-all of which, you could argue,
derive at least in some way from just war analysis. Even the
reduction, which I said I don't favor, of just cause to right of
self-defense that is in international law follows from just war
theory. Just war theory might, I would want to argue, expand beyond
that, but nonetheless it does follow. Prohibitions of unconditional
surrender, sort of tensions about unconditional surrender that are
in some international documents also seem to come from just war
theory.
I think this is a good point. You don't want to think of just
war theory as something that drops from the heavens onto political
practice. Instead, I think it's better thought of as something that
grows up around right political activity: Whether that political
activity is engaged in by a Christian or a non-Christian or a Roman
or a German, right political activity will look like this. And
this is why just war theory is often also attached to some sort of
natural law analysis. But you're right in a technical sense,
but on the other hand I think you can see international law echoing
just war theory rather strongly, rather clearly in some cases.
I promised to get to the terrorism question and the extreme
measures. I think there's no doubt that terrorism today is a
principle of disorder nationally, and people who deny that, I
think, are denying a real reflection on political order. So
terrorism is a major problem. It's a principle of disorder and as
such, good politics needs to address it, needs to try to eradicate
it. In terms of the extreme measures taken by terrorists, I think
what just war theory counsels is to try to figure out means of
encouraging terrorists to embrace being regular warriors-being
regular warriors in the sense of wearing uniforms, respecting
certain kinds of targets, and also therefore rejecting other
kinds of targets.
And so the just war theory is going to try to cast itself, in
part, at those people, those institutions that are fighting against
terrorism, to not facilitate their move away from war's
domestication or war's civilization, but instead towards it.
In terms of the particular strategies, I'm not certain how to
do that, how to encourage them when obviously the goals they are
seeking are hard to attain, should they regularize themselves.
The just war theory would say it didn't warrant our eschewing
the good principles of political order in order to squash them or
in order to capture them. Instead, in fact, it would encourage us
to do the opposite, because that would be a means of trying to get
them to embrace a more civilized way of war-waging. Am I ducking
the question?
DR. HOLMES: No, I think what you're
struggling with is a point that you and others have made: This
is not a moral checklist. You just can't come down and have black
and white boxes that are being checked and you have the right
answer. It's far too complex. It is certainly sensible that we want
to project the right way to act to extremists, and hopefully
they'll come around. I think it's also right that we apply the idea
of proportionality. As they say, extreme cases make bad law. You
can do similar things in moral reasoning. You can create some
hypothetical situation ("Well, what would we do if…") and
then try to draw some general rule from that, but you would start
tripping all over yourself with exceptions and rules and the like,
which is what we sometimes do when we talk about torture.
There does come a time-maybe in extreme situations, for
example-when we might need to use some of the methods we used in
World War II- when it would probably be deemed by current
moral authorities to be, if not war crimes, certainly very
close to them. I'm thinking about the dropping of an atomic bomb,
about some of the things the British Air Force did in Dresden
and others, when it was a total war. And yet, there was not a lot
of agonizing at the time or even to this day, because there was the
belief that we were under a grave existential threat and that these
methods were appropriate for the degree of the threat.
The question I have is, is that historically determined? In
other words, do we decide what is morally correct based upon
historical relativism? I thought we should have an argument that's
consistent through time. Is it that way or is it not? I don't
necessarily have a clear answer for it; I know a lot of Americans
don't. But there can be times when a nation or a society finds
itself in extreme peril, and where the methods used would not be
considered to be appropriate under times of peace at all. The whole
point-just like war, which is extreme violence-is that the
action is intended to restore peace or restore liberty or restore
whatever the political system was that was protecting the very
rights of the people to begin with. These are complex issues,
and when we think about them, we have to think about how they have
been practiced historically to inform us of what we should do in
the future.
[1] Paul
Ramsey, "The Uses of Power," in Ramsey,
The Just War: Force and
Political Responsibility (New York: Scribner's, 1968 and
Lanham, Md.: University Press of America, 1983), pp. 3-18.
[2]
Theodore R. Weber, "Vengeance Denied, Politics Affirmed: Applying
the Criterion of Just Intention," Societas Ethica
Jahresbericht. 2000, p. 173.
[3]
"The discoverer of the role of forgiveness in the realm of human
affairs was Jesus of Nazareth. The fact that he made this discovery
in a religious context and articulated it in religious language is
no reason to take it any less seriously in a strictly secular
sense." Hannah Arendt, The Human Condition, second edition
(Chicago: University of Chicago Press, 1998), p. 238.
[4]
Which was evident to all at the time; thus, the U.S.'s
encouragement of Kurdish and Shiite insurgents to rise up and
overthrow Saddam, and thus as well the subsequent creation and
enforcement of "no-fly" zones in southern and northern Iraq.
[5] Cf.
Thomas Ricks, "Bush's Proposal of 'Benchmarks' for Iraq Sounds
Familiar," The Washington Post, October 26, 2006.