Among post-Cold War presidencies, the Bush
Administration is unique and deserves credit in emphasizing
nonproliferation enforcement--particularly in the cases of North
Korea, Iraq, and Libya. In fact, the example the Bush
Administration has set in these cases has prompted the most
significant debate about how to strengthen nonproliferation since
India exploded its first bomb in 1974. We need to exploit this
window of interest to toughen nonproliferation enforcement, close
as many loopholes as we can, and do so in as country-neutral a
fashion as possible.
To
this end, the Administration itself has proposed a new, tougher set
of nonproliferation rules. By far, the most important of these have
to do with preventing the spread of nuclear weapons. Nearly all of
these suggestions can be found among the seven specific proposals
the President made on February 11, 2004, in an address at the
National Defense University (NDU). These proposals are significant.
Properly understood, they recommend an accurate reading of the
Nuclear Nonproliferation Treaty (NPT)--one that is truer to the
NPT's original intent and one that deflates mistaken treaty
interpretations that have enabled North Korea, Libya, Iran, and,
earlier, Iraq to acquire much of what is needed to make bombs.
President George W. Bush rightly
characterized these misguided views as a "cynical manipulation" of
the NPT. Specifically, those who want to acquire or share nuclear
weapons technology have twisted the NPT's call for the sharing of
peaceful nuclear technology into an unqualified right to "the
fullest possible exchange of equipment, materials and scientific
and technological information."
This
it clearly is not. As the NPT's first article makes clear, no
nuclear weapons state that is a party to the NPT (the United
States, Russia, China, France, or the United Kingdom) is permitted
to "in any way...assist, encourage, or induce any
non-nuclear-weapon state to manufacture or otherwise acquire
nuclear weapons or other nuclear explosive devices." Similarly, the
NPT's second article prohibits all other members of the treaty from
"manufactur[ing] or otherwise acquir[ing] nuclear weapons" and from
"seek[ing] or receiv[ing] any assistance in the manufacture of
nuclear weapons." When the NPT speaks in Article IV about "the
inalienable right" of NPT members to develop nuclear energy
"without discrimination," it explicitly circumscribes this right by
demanding that it be exercised "in conformity" with the first and
second articles.
For
years, too little effort has been made to define what "in
conformity" means. This is what President Bush tackled in his
February 11 address. He rightly emphasized that nations seeking to
develop peaceful nuclear energy have no need for either materials
that can be used directly to fuel bombs--separated plutonium and
highly enriched uranium--or the uranium enrichment and plutonium
reprocessing plants required to produce these materials. As such,
he proposed that the world's leading nuclear suppliers of
relatively safer lightly enriched uranium fuel only supply this
fuel to nuclear energy-developing states that are willing to
renounce trying to build enrichment and reprocessing facilities
themselves. He further proposed that nuclear supplier states should
refuse to sell enrichment and reprocessing equipment or technology
to any state that does not already "possess full-scale functioning
enrichment and reprocessing plants."
Beyond this, the President proposed to
strengthen international efforts to interdict illicit nuclear
shipments and procurement networks; do more to reduce the
accessibility to nuclear weapons-usable materials; and tighten
procedures at the U.N. nuclear watchdog agency, the International
Atomic Energy Agency (IAEA). Finally, President Bush urged that
within a year, no nuclear supplier should export nuclear equipment
to any state that has not yet signed the new, tougher IAEA
inspections agreement known as the Additional Protocol.
All
of these proposals constitute a needed departure from nuclear
"business as usual." They all give teeth to the NPT's prohibitions
against the export and acquisition of nuclear weapons. They also
constitute a useful extension of the calls by former Presidents
Gerald R. Ford and Jimmy Carter, nearly 30 years ago, to discourage
the use of nuclear weapons-usable fuels for commercial
purposes.
President Bush's proposals, though, should
not be seen as being all that is required, but rather as first
steps. In fact, several additional measures logically follow from
the President's seven proposals and will be needed to assure their
success. Building on the Bush proposals, the U.S., other nuclear
suppliers, and like-minded states will also need to:
- Suspend
efforts now to sell controlled nuclear goods to countries that
export nuclear commodities in defiance of the Nuclear Suppliers
Group (NSG) guidelines;
- View
large civilian nuclear projects--including nuclear power and
desalinization plants, large research reactors, and regional fuel
cycle centers--with suspicion if they are not privately financed or
approved after an open bidding process against less risky
alternatives;
- Starting with the U.S., but including
Pakistan and India, formally get as many declared nuclear weapons
states as possible to agree henceforth to not redeploy nuclear
weapons onto any other state's soil in peacetime and to make the
transfer of nuclear weapons-usable material to other nations
illicit if the transfer is made for a purpose other than to dispose
of the material or to make it less accessible;
- Refuse
to buy or sell any controlled nuclear items or materials from or to
new states attempting to develop enrichment or reprocessing
plants;
- Demand
that states that fail to declare nuclear facilities to the IAEA (as
required by their safeguards agreement) dismantle them in order to
come back into full compliance and disallow states that are not
clearly in full compliance from legally leaving the NPT without
first surrendering the nuclear capabilities they gained while NPT
members;
- Support
U.N. adoption of a series of country-neutral rules that track the
above recommendations to be applied to any nation that the IAEA and
the United Nations Security Council cannot clearly find in full
compliance with the NPT; and
- Build
on the successful precedent of Libya's nuclear renunciation by
getting its neighbors--starting with Algeria--to shut down their
largest nuclear facilities.
What
do these proposals entail? How do they relate to the President's
efforts? Why do they deserve attention now? To answer these
questions, each proposal is examined more closely below.
- Suspend efforts
now to sell controlled nuclear goods to countries that export
nuclear commodities in defiance of the Nuclear Suppliers Group
(NSG) guidelines.
Nearly half of President Bush's seven
nuclear nonproliferation proposals were aimed at restricting what
nuclear suppliers can export under the guidelines of the NSG--a
multilateral nuclear control regime. One of the most important of
his proposals is "that by next year, only states that have signed
the Additional Protocol be allowed to import equipment for the
civilian nuclear programs."
This
is a sensible restriction, but it ought not to wait. Indeed, its
credibility may be undermined unless we speak up and act to back it
now. In this regard, a clear test case is China's recently
announced reactor sales to the world's worst proliferator,
Pakistan--a nation that has neither allowed full-scope IAEA
safeguards (as required by the NSG) nor signed the Additional
Protocol. China announced January 27, 2004, that it intends to
become a full-fledged member of the NSG. Yet, only weeks later,
news reports emerged detailing Chinese plans to build Pakistan two
large power reactors.
The
NSG guidelines proscribe such sales: NSG members are not allowed to
sell any such controlled nuclear items to states that do not allow
the IAEA to inspect all of their nuclear facilities. Technically,
of course, China may claim it can make these sales because it is
not yet formally a member of the NSG. Yet this hardly recommends
U.S. silence. Certainly, if we can't find anything sufficiently
wrong to publicly protest these reactor sales to Pakistan--a
country that would have difficulty justifying the financial
extravagance of two new nuclear power plants, has the world's worst
proliferation record, and is the least bound by nonproliferation
pledges or agreements--on what basis could we protest any other
nation's nuclear imports?
Yet,
to date, there is no evidence that the U.S. or any of its allies
have protested. Instead, our government apparently is preparing to
do all that it can during Vice President Dick Cheney's April visit
to Beijing to sell China a heavily U.S.-subsidized Westinghouse
reactor design known as the AP 1000. This pitch could not be more
poorly timed. Admittedly, the French and the Japanese are also
trying to sell reactors to China, so competition exists. Still, it
would make far more sense for the U.S. to protest China's sale to
Pakistan and to urge Japan and France to join us in withholding
nuclear sales to China until it drops its proposed Pakistani
reactor bid.
China should at least be urged to hold off
until Pakistan reveals its proliferation activities. Such an appeal
is clearly within our power to pursue. To fail to do so now simply
suggests that we are not serious about the President's proposal,
about backing or strengthening the NSG, or about promoting nuclear
restraint in general.
- View large
civilian nuclear projects--including nuclear power and
desalinization plants, large research reactors, and regional fuel
cycle centers--with suspicion if they are not privately financed or
approved after an open bidding process against less risky
alternatives.
Among the most important of President
Bush's proposals are those that would restrict fresh reactor fuel
exports to nations that fail to renounce enrichment and
reprocessing, and to ban reprocessing and enrichment exports to
states that do not already have "full-scale functioning enrichment
and reprocessing plants." As the President noted in his February 11
NDU speech, these steps are essential to prevent new states from
making nuclear weapons fuel.
This
is not because we can detect covert reprocessing or enrichment
activities in a timely fashion. As our experience with covert
enrichment and reprocessing activities in Iran and North Korea
demonstrates, we cannot. Nonetheless, it is still important to make
new reprocessing and enrichment activities illicit, if only to
prevent discovered covert reprocessors and enrichers from legally
excusing themselves by claiming--as Iran did--that they merely
"forgot" to notify the IAEA of their activities.
Making the mere possession of such
facilities illicit should at least make exposed covert reprocessing
and enrichment activities clearly out-of-bounds. However, the only
surefire technical safeguard against suspect nations quickly
acquiring nuclear weapons is to prevent them from acquiring
significant amounts of fresh, lightly enriched fuel or from
generating significant quantities of spent reactor fuel. Lightly
enriched uranium can be fed into a covert enrichment line to make a
bomb's worth of highly enriched uranium in a matter of days: Spent
fuel can be covertly reprocessed to extract a bomb's worth of
plutonium just as quickly. Both of these materials are part and
parcel of nearly any large reactor's operation. This means that not
only will we need a rule that will help make suspect reprocessing
and enrichment-related facilities illicit, but we will need a
country-neutral way to spotlight suspect nuclear reactors as
well.
How
might this be done? Fortunately, Adam Smith's "invisible hand" of
free markets and competition can help. As it turns out, many large
commercial nuclear projects and all suspect nuclear projects in
less developed nations are demonstrably uneconomical compared to
less risky options. Nuclear power and desalinization plants have
significantly higher capital costs than their non-nuclear
alternatives. In poorly developed countries, the performance of
these plants has been abysmal.
Given the surfeit of isotope-producing
research reactors--nearly 300 are in operation in 69 countries
worldwide--there is scarcely any economic justification for the
further construction of additional large research reactors: One can
import medical, agricultural, and industrial isotopes from existing
machines and send one's scientists to do research much more cheaply
than one can build a large research reactor. Virtually all of the
existing reactors can be converted to run on non-weapons-useable
fuels.
As
for recent Department of Energy (DOE) and IAEA proposals to create
regional reprocessing and enrichment parks, these too are a bad
buy. Right now, we have more than enough enrichment capacity to
supply lightly enriched fuel to the on-line civilian reactors. If
anything, the lack of demand would suggest the need to further
downsize existing enrichment capacity.
Reprocessing, meanwhile, is an
uneconomical answer to a problem that doesn't exit: It makes much
more sense, from a security and economic perspective, to store
spent fuel in casks and to use fresh reactor fuel rather than to
recycle weapons-usable plutonium for civilian reactor use.
What
this suggests, then, is a simple tenet: Any large civilian nuclear
project that is started before considering safer alternatives in an
open international bidding process should be regarded as suspect.
Certainly, Iran's power reactor and enrichment activities, as well
as North Korea's entire program, Pakistan's import of Chinese
reactors, Algeria's large research reactor, and Brazil's proposed
uranium enrichment undertaking, would all fail this test. To make
this guideline credible, however, the U.S. and its allies will have
to apply it to their own civilian nuclear undertakings as well.
The
good news is that we are well on our way to doing this. Germany and
the United Kingdom have either terminated state support of their
nuclear industry or established clear deadlines for doing so.
Recently, the U.S. Congress refused to pass an energy bill that
contained billions of dollars in guaranteed loans to utilities that
might buy new reactors and also put aside hundreds of millions of
dollars more to build a commercial-sized hydrogen-producing
reactor. This year, the Department of Energy quietly killed plans
to build commercial-sized versions of its Generation IV
reactors.
We
need to continue this sensible trend. Further federal funding of
commercial-sized undertakings such as the Westinghouse AP1000 and
the ill-starred $6 billion-plus mixed oxide plutonium disposition
program should also cease. This should not be seen as anti-nuclear,
but rather as anti-subsidized commercialization. Certainly, if it
made sense for Congress and Ronald Reagan to oppose federal funding
of such large and potentially dangerous energy projects on economic
grounds 20 years ago, it makes even more sense today--after 9/11
and the clear lag now in nuclear demand.
- Starting with
the U.S., but including Pakistan and India, formally get as many
declared nuclear weapons states as possible to agree henceforth to
not redeploy nuclear weapons onto any other state's soil in
peacetime and to make the transfer of nuclear weapons -
usable material to other nations illicit
if the transfer is made for a purpose other than to dispose of the
material or to make it less accessible.
One
of the most nettlesome nonproliferation challenges President Bush
discussed in his February 11 NDU speech was reining in the nuclear
proliferation activities of non-NPT states such as Pakistan.
Islamabad's blatant proliferation activities technically broke no
law. Even worse proliferation, however, is possible: There is
reason to worry that a future Pakistan might transfer nuclear
weapons to another country. Saudi Arabian officials are reported to
be studying how they might acquire nuclear weapons from another
country such as Pakistan.
What
makes these plans plausible--besides Pakistan's and Saudi Arabia's
close security ties--is that they could be carried out legally
under the NPT. The treaty, in fact, allows nuclear weapons to be
transferred to non-weapons state members (e.g., to nations like
Saudi Arabia) so long as the weapons remain under the control of
the exporting state. This loophole was explicitly inserted into the
NPT in the l960s by U.S. officials who were anxious to continue
deploying U.S. tactical nuclear weapons on NATO's and Pacific
allies' soil.
Today, keeping this loophole open no
longer looks so attractive. In fact, the U.S. has already withdrawn
its tactical nuclear weapons from foreign allied bases it had in
the Pacific, including South Korea, Japan, and Taiwan. The reason
is simple: With air- and sea-launched cruise missiles,
nuclear-capable carrier-based aircraft, stealth bombers, and
accurate submarine-launched and land-based intercontinental
ballistic missiles to quickly deliver nuclear weapons, there is no
longer any need to base tactical nuclear weapons on foreign
soil.
The
U.S. is now withdrawing much of its military from Europe. As these
troops are withdrawn and as concerns about nuclear terrorism and
proliferation grow, the rationale for keeping U.S. tactical nuclear
weapons in places like Germany will become weaker, and the desire
to prevent other states from redeploying their nuclear weapons onto
other states' soil will increase. To address this concern, it would
be useful to close the loophole in the NPT that allows this.
The
question is how. Some have suggested that we simply make these
nations nuclear weapons state members of the NPT. The problem with
this approach is that such a move would appear to reward states
that have stayed out of the treaty and violated its tenets. A
sensible alternative would be for the United States to work with as
many nuclear weapons states as possible to get a formal agreement
that, henceforth, no nation will redeploy nuclear weapons onto
another nation's soil during peacetime. The U.S. could also try to
get other nuclear weapons states to agree to make the redeployment
of such weapons or the transfer of nuclear weapons-usable materials
illicit so long as the transfer was for purposes other than
disposing of these materials or making them less accessible.
If
the U.S. agreed to impose such limits on itself, it could help
persuade other nuclear weapons states--including those that have
not yet signed the NPT--to agree to do so as well. Finally, one
could match such diplomatic efforts with initiatives to get as many
non-weapons states as possible to agree not to receive nuclear weapons in peacetime.
- Refuse to buy or
sell any controlled nuclear items or materials from or to new
states attempting to develop enrichment or reprocessing
plants.
President Bush proposed that nuclear
supplier states not sell fresh fuel to nations that are unwilling
to renounce reprocessing or enrichment, and that they should refuse
to sell any enrichment or reprocessing technology and equipment to
states that do not already possess "full-scale functioning
enrichment and reprocessing plants." Implementing these rules would
certainly help establish a norm against the further spread of
commercial reprocessing and enrichment plants. What would be more
effective in deterring new states from developing reprocessing or
enrichment, however, would be to cut off the nuclear commercial
intercourse with such states by getting the NSG membership, and as
many other states as possible, to refuse to buy or sell any
controlled nuclear commodities from or to new states attempting to
develop enrichment or reprocessing plants.
Who
would this rule hit hardest? Iran is a prime example. Nuclear
officials in Iran claim that they intend to export reactor fuel
from their uranium enrichment and fuel fabrication facilities.
If
the U.S. is firm about what constitutes "full-scale functioning
plants," Brazil and Argentina could also be affected. Brazil is
about to launch a commercial enrichment effort at Resende.
Officials there concede, however, that their effort would not be
able to supply even 60 percent of Brazil's own fuel requirements
until the year 2010. They have not even reached an agreement with
the IAEA about the proper safeguarding of Brazil's enrichment
facility. Still, Brazilian officials have already announced that
they intend to export enriched uranium by 2014.
Certainly, if the U.S. and other
like-minded nations grandfather Brazil's enrichment effort as being
"full-scale and functioning" while demanding that Iran shut its
facilities down, the hypocrisy would be more than just clumsy: It
would undermine the credibility of the President's enrichment and
reprocessing restrictions for any other country. As for Argentina,
it is considering offering reprocessing services to states that buy
its large export research reactors.
Neither of these countries' nuclear
programs could survive in the short run without nuclear imports.
More important, neither could credibly push their enrichment and
reprocessing efforts without customers. If the U.S. is serious
about achieving the President's goal of freezing the number of
states that have reprocessing and enrichment plants, pursuing this
complement to the President's proposals would be useful.
- Demand that
states that fail to declare nuclear facilities to the IAEA (as
required by their safeguards agreement) dismantle them in order to
come back into full compliance and disallow states that are not
clearly in full compliance from legally leaving the NPT without
first surrendering the nuclear capabilities they gained while NPT
members.
The
Bush Administration, indirectly by its actions and words in North
Korea, Iraq, and Libya, has gone a long way toward establishing the
rule that whenever a violating nation fails properly to declare
nuclear facilities to the IAEA, it must dismantle them in order to
come back into full compliance with its NPT obligations. What the
U.S. should do now is to propose this requirement explicitly.
This
would certainly be a helpful, country-neutral rule to have in place
when dealing with countries like Iran. The U.S. should also make it
clear that no nation that the IAEA and the U.N. Security Council is
unable to clearly find in full compliance with the NPT will be
allowed to leave the treaty legally without first surrendering all
the nuclear capabilities it gained while a member of the NPT. The
idea behind this is that one cannot enter into a contract, gain the
means to violate it, proceed to do so (or announce the intent to do
so), and not be held accountable.
Some
U.S. government legal counsels have objected to this commonsense
requirement out of fear that it might somehow raise questions about
the legality of the U.S. withdrawing from treaty obligations, such
as the ABM Treaty. Their concerns, however, are unfounded: The U.S.
is a law-abiding nation that complies with its treaty obligations.
If it takes actions inconsistent with a treaty, it only does so
after it is no longer a member or because it has formally chosen
not to be a party. This certainly was the case with the ABM
Treaty.
- Support U.N.
adoption of a series of country-neutral rules that track the above
recommendations to be applied to any nation that the IAEA and the
United Nations Security Council cannot clearly find in full
compliance with the NPT.
The
idea here would be to take advantage of something that, so far, has
frustrated U.S. and allied diplomats--the difficulty that the IAEA
and the U.N. Security Council have in making definitive
determinations. Rather than wait upon either of these bodies
actually to find a specific country in clear violation of the NPT
and then try to get a consensus to sanction, it would make far more
sense to delineate in country-neutral terms and in advance what the
minimal consequences should be for any country the IAEA and the
U.N. Security Council cannot clearly find to be in full compliance.
This approach has the clear advantage of being country-neutral and
of forcing the IAEA and the U.N. Security Council to reach
consensus only if they want to prevent action.
- Build on the
successful precedent of Libya's nuclear renunciation by getting its
neighbors--starting with Algeria--to shut down their largest
nuclear facilities.
President Bush has rightly spotlighted the
success he has had in getting Libya to renounce its nuclear weapons
program. The challenge now is figuring out how to establish this
precedent as a practical nonproliferation standard that can be
applied again in at least one other case. In this regard, neither
North Korea nor Iran seem particularly promising prospects, since
they are resisting cooperation--much less denuclearization.
The
prospects, on the other hand, look much better closer to Libya
itself. Specifically, now that Tripoli no longer has a nuclear
program, it would seem reasonable for its neighbors to reciprocate
by at least shutting down their largest nuclear plants.
Questions have been raised about Algeria's
need for a second large research reactor. This reactor can make
nearly a bomb's worth of plutonium per year; is located at a
distant, isolated site; is surrounded by air defenses; and only
makes sense if it is intended to make bombs. In fact, Algeria
already has a second, smaller, less threatening research reactor in
Algiers. Shutting down the larger plant at Ain Ousseara would save
Algeria money and make everyone breathe easier.
Additionally, there is Egypt's large
research reactor purchased from Argentina. It, too, can make nearly
a bomb's worth of plutonium annually. Perhaps Egypt could offer to
mothball this plant in exchange for Israel shutting down its large
plutonium production reactor at Dimona. The latter is so old that
it will take hundreds of millions of dollars to refurbish it just
to keep it operating. Israeli critics opposed to the continuing
operation of the Dimona reactor have publicly called for its
shutdown in the Knesset.
Certainly, progress on any of these fronts
would be helpful in addressing other proliferation problems in the
Persian Gulf and elsewhere.
The
point here, as with the other proposals above, is to build on the
clear nonproliferation successes we now have. Certainly, if we do,
we will be safer. If we don't, it is just as certain that we will
be buying far more trouble than we can afford.
Henry Sokolski is Executive
Director of the Nonproliferation Policy Education Center in
Washington, D.C. These remarks are based on his testimony before
the U.S. House Committee on International Relations on March 30,
2004.