(Archived document, may contain errors)
The Crisis in Academic Standards
By Dr. Stephen H. Balch
The assault on academic standards should not be regarded as an
assault on standards themselves, but as an effort to replace a set
of standards appropriate to an intellectual community with those of
a very different k ind. In the last few decades the sense of what
American academic life should be has been undergoing an
accelerating shift from a mainstream view that prevailed through
the 1940s, 1950s and most of the 1960s to a new one which, though
still not embraced by a majority of faculty, is trumpeted loudly by
a vocal and committed minority. This minority has been resourceful
in finding allies within and outside the campus community, and has
persuaded administrators, if they are not already of the same mind,
to foll o w their lead out of a desire to maintain peace on campus.
The University, Old and New. What are these two views? What
constitutes this paradigmatic shift? I would argue that until
sometime in the late 1960s or early 1970s the prevailing concept of
the Ame r ican university was that of a community of "scientists,"
each a specialist in his or her particular domain. (I include the
humanities and the social sciences in this - since by mid-century
the dominant modes of research in traditional humanistic disciplin
e s had come much to resemble, at least in their method and
outlook, the activities associated with the study of the natural
sciences.) The university was supposed to be a place where
knowledge was discovered and transmitted, where scholars were
credentiale d , and where experts delved more deeply than ever a
layman could follow into the complex nature of reality. 'ne result
was to be a steady. flow of powerful and innovative ideas about the
world that these experts could defend on the basis of logic,
evidence and theory, presented through rational argument. This is a
view of the university that can be traced in America to the
founding of institutions like Johns Hopkins in the late nineteenth
century, has had many distinguished defenders, and in many ways, is
q u ite appealing. The new model of academic life rejects this view
of the university, together with its concomitant emphasis on the
need for open debate and accepted tests of evidence and argument.
Rather, in this revised vision, the university is regarded a s an
ideological partisan, a force for advocacy and social change, and
an example of what an ideal social community might look like.
Dr. Stephen H. Balch is President of the National Association of
Scholars, on leave from the John Jay College of Criminal Justice in
New York, where he is an associate professor of government. He
spoke at The Heritage Foundation on November 15, 1990.
ISSN 0272-1155. 01991 by The Heritage Foundation.
The shift of paradigm has been accompanied by a shift in
rhetoric. When t he academy was conceived as a scientific
community, academic rhetoric sought to model itself on scientific
discourse. But the rhetoric of civil liberties also had a place. As
members of a scientific community academics were fearful of
irrational and polit i cal intrusions into their work by outsiders
who did not understand or wish to understand its scientific
character. It was feared that such people would insist that their
prejudices be used to set limits on or suppress the open process of
inquiry. Among th o se specifically feared were the members of
boards of trustees. These were well-heeled Babbitts, who might be
very good at raising money, but who held many coarse and ignorant
opinions, and would end up doing tremendous mischief if they
meddled in things t h ey did not understand. The early
deliberations leading to the formation of the American Association
of University Professors reveal quite clearly a fear of boards of
trustees and others who reflected specific external social and
economic constituencies. T he question was, how could they be kept
at arm's length?
As one answer, the principles of civil liberties were employed
when the language of science failed. These maintained that even
though an idea might seem strange or heretical - as was often true
of pr ofessors' ideas - it still had to be given the opportunity to
openly defend itself against criticism. How else otherwise could
one know if it was true or in error? A classic formulation, founded
on such arguments, is the definition of academic freedom, of fered
by Arthur Lovejoy and John Dewey, who were First Secretary and
First President of the AAUP. Their definition of academic freedom
is,
the freedom of professionally qualified persons to inquire or
investigate, to discuss, publish or teach the truth as they see it
in the fields of their confidence, subject to no religious or
political control or authority, except the controls, standards, and
professional ethics, or the authority of the rational methods by
which truth and conclusions are reached in the d isciplines
involved.
Again, the message is, "Stay out of our affairs if you do not
understand what we are doing. We are the people who are wedded to
rational discourse; if you allow us to .argue our points freely and
fully, if you trust in our commitment to evidence, and logi c - and
we maintain that we are so committed - eventually we will advance
not only our own knowledge, but that of society at large."
As the concept of the university lids shifted from that of the
com immity of scientists to that of the egalitarian partisan , the
rhetoric has also changed, becoming less and less that of civil
liberties or science, and more and more that of social justice,
emphasizing the elimination of wrongs, the elevation of the
victimized, the dislodging of the privileged, the equalizatio n of
human affairs and the elimination of distinctions, discriminations
and hierarchies.
Activism Over Scholarship. The academy also now embraces the
language of activism. The concept of the university as a tribune of
egalitarianism requires that it act in very specific ways to change
the balance of power in the larger world. The university
2
is not primarily a center for discovering what is true. Instead, it
is a place that reaches out and acts as an agency to direct change
along certain lines. It not only examines arguments; it alters the
course of events.
A few examples. Here is an extract from a brochure published by one
of our prestige institutions, Tufts University, which describes a
program launched four or five years ago in something called Peac e
and Social Justice Studies. In justifying their program, the
brochure's authors argue, "Universities traditionally consider
their major responsibility to be providing information and theories
about the world. We would ask how our education can prepare s t
udents to change conditions in that world, rather than merely
accept it as it is." Notice the supposition here that the world
would be better if things were changed. Further it asks, "How can
our education instill in students the desire to act, the antido t
es for personal despair, and a sense of personal responsibility for
improving our world?" Finally, returning to the mission of the
peace studies program, the brochure concludes, "If we desire peace,
we must teach peace - and do it now. This will necessita te a new
set of priorities and educational aids."
Another example: a description of the introductory Women's Studies
course at the University of Minnesota. (It would seem as though
women's and peace studies, as well as ethnic studies courses, are
typically most deeply imbued with a partisan sensibility, but it
increasingly colors the more traditional disciplines as well.) The
description begins with a revealing, unapologetic statement, "This
course is designed to be an introduction to the basic concepts es
sential to feminist work, both inside and outside the academy."
They are telling you up front that the course will prepare soldiers
to fight the war for greater equality.
These examples were drawn from specific kinds of programs that are
more politicized t han most. Let us now take a look at what the
broader authorities within academic life are saying at some key
institutions. These are not faculty militants but university
administrators, and therefore their words are less forthright,
sometimes representing efforts to obscure rather than clarify the
paradigm shift that is under way. Yet they are still quite
revealing, showing how the older set of arguments for supporting
university life are gradually being turned inside out. For example,
here is a statement f rom the Office of the Chancellor of the
University of California at Santa Barbara, apparently defining the
sense of mission of the leadership at that institution. "The role
of the university," it begins, "is to further knowledge." A bow to
the old model. B ut then the shift, as it continues that "the
advancement of knowledge gains impetus from human diversity." "Just
as all scholarship benefits from the interplay of research and
teaching in a variety of disciplines" - again, a momentary bow to
the past to m a ke some of those senior faculty feel a bit more
assured - "the entire campus community learns and profits from
diverse cultural and ethnic perspectives. From its historical
origins as an academic cloister for the elite, the university has
evolved into an i nstitution that reflects the myriad needs of
modern society and attempts to meet those needs through inclusion
rather than exclusion." Then it goes on to list the historically
victimized - classified by gender, sexual orientation, ethnicity,
age, disabili ty, and so forth - as those who have to be brought
in.
3
What are the intellectual mechanics of this shift? The traditional
concept of education emphasizes output. We are searching for
knowledge. We organize an institution to be as effective as
possible in finding new knowledge. By way of contrast the new model
for the university places its emphasis on input. We know what
knowledge has been overlooked. We know what perspectives have to be
brought in; and they are the perspectives of those who have not be
e n given their equal chance or achieved their equal outcome. They
are the perspectives of those who are victimized and marginal; and
the university will do its job when, in the proper egalitarian
manner, it brings them into the inclusive community and allo w s
them to take their rightful share. Thus, a transformation has
occurred: instead of focusing on acquiring knowledge through an
open-ended type of inquiry, we have to focus on the kinds of
perspectives that must be included so as not to perpetuate victimi
zation.
Another instance: this comes from Tulane University. This is not
yet policy, it is a draft for discussion that was circulated at
Tulane. Here is the introduction:
These university-wide initiatives offer the purpose of augmenting
and facilitating t he process of race and gender enrichment at
Tulane University. They represent efforts at approaches to a
complicated, far-reaching concern which cannot be ignored. The
United States and its institutions are characterized by two basic
traits - they are lar gely Caucasian, and largely male. Higher
education in general, and Tulane in particular, are not exceptions.
Once again a bow to the past: "Within the American context, liberal
education is intended or designed to foster an understanding of
ourselves and the world around us." "However," once more looking
forward, "this cannot be achieved if what we study and how we
study, how we see ourselves and our institutions, and how we relate
to the past, present, and future, are defined by one, small segment
of society." So once more we have this terrible hierarchical
situation in which a small hegemonic group must be put i n its
place so that others can be uplifted. "Tulane should seek to remove
such limits to knowledge ... and find someway or another to
conflate these two rather different objectives. In light of the
future needs confronting our campus and our nation, it se ems
appropriate to enrich our institution with a variety of
perspectives, values and divisions which are increasingly
representative of American society."
Further along we find a passage that rejects the old concept of the
university as a place where peopl e actually know what they know,
i.e., are understood to be fully conscious of their knowledge and
capable of articulating it - an assumption at the root of any
concept of rational discourse. It says, "First, racism and sexism
are pervasive in America and a re fundamentally present in all
American institutions. Second, racism and sexism are subtle, and
for the most part subconscious, or at least sub-surface. Tbird, it
is difficult for us to see and overcome racism and sexism because
we are all a product of t h e problem." In other words, since we
are all racists and sexists, the progeny of a racist and sexist
society, this erstwhile community of experts must be told, "You
really do not know what you know. You really are acting upon
sub-conscious motivations. An d so, our university cannot be a
forum for rational debate, and before it can be transformed into an
effective agency for social change, it must first become a
therapeutic community
4
which lifts people out of their benighted and retrograde
consciousness, helps them to understand their socially sinful
selves, and that finally turns them into right-thinking men and
women."
The Abandonment of Excellence. The radically egalitarian creed
which is central to the ideologically partisan conception of the
univ ersity is at war with the goal of intellectual excellence that
was the core of the vision of the university as a scientific
community. The ideal of science, the ideal of a search for truth,
presupposes that there are some things more worth knowing than ot h
ers, that there are certain ideas and theories that more closely
approximate the truth than do others, that there is a hierarchy of
ideas, and that some ideas are better than others. It also
presupposes that there is a hierarchy of individuals: some peopl e
know more than others and they are the ones who should run an
academic institution. But you have to reject hierarchy if you want
to have an egalitarian institution and are committed to changing
the rest of society along the same lines. Such a goal tempts one to
suppose that things are more or less equal or should be, in terms
of their factual and normative truth. And this leads to an
inclination to settle for far less than excellence, as does a
Harvard professor named Charles Willie, who argues that the b a sic
objective of higher education should not be excellence, but simply
adequacy. Now any of you who have had teaching experience will
realize that if you aim for excellence, you are lucky to get
adequacy. So you can imagine what is likely to happen if you aim
for adequacy.
There are several other consequences of this shift of paradigm.
First, are curriculum changes leading to the introduction of what
Kenyon College professor Thomas Short has designated "oppression
studies," i.e., courses or programs that a re geared to showing how
unequal and iniquitous our society is, how badly certain groups
have suffered, and what should be done to change this.
One illustration of the conversion of traditional academic programs
into "oppression studies" occurred last yea r at the University of
Texas. The University has only one campus-wide graduation
requirement: basic English composition. And students must take this
course in composition unless they can test out of it. About 40
percent of them do so. For many years this w as a traditional
course. It was taught as a means of introducing students to
writing, and helping them to improve their grammar and style. To
accomplish this students would read different types of essays which
illustrated various forms of narrative, expos itory and descriptive
writing.
Last summer the department decided to change the entire course. It
eliminated the traditional collections of readings and replaced
them with a reader entitled Racism and Sexism: An Integrated
Analysis, which includes about 40 essays, virtually all extremely
polemical in style. This reader was made mandatory for all
instructors teaching sections of English composition at Texas. Now
this is not only a clear politicization of the curriculum, it comes
close to being an instance o f consumer fraud. Students intending
to take an English composition course have little idea that this
will be thrown at them. And certainly when the University entrusted
the English department to create a composition course, it did not
anticipate that the department would use the course to communicate
a narrow political message. Fortunately, in this case, several
members of the Texas affiliate of the National Association of
Scholars, led by a particularly
5
courageous professor of English, raised a hue and cry. The
resulting embarrassment was sufficient to make the higher
administration.veto the course, and soon after the dean who had
blessed it announced his resignation.
There are many other instances of this kind occurring acro ss the
country. Carleto n has what is called a "recognition and
affirmation of difference" requirement. You don't have to take
World History at Carleton or Introduction to English Literature,
but you do have to take a course that falls under the "recognition
and affirmation of d ifference" requirement. It has just been put
into the catalog. By the way, the initials for this requirement -
and this is how it is designated in the catalog - are RAD. Maybe
this is meant to suggest something.
Hiring policies are now also very much keyed to race and gender.
Memoranda appear that say if you cannot hire a woman or a minority,
then you cannot hire anyone, or you cannot hire anyone for at least
a year. At Duke every department is mandated to find a t least one
new minority faculty member by 1992 or show at great length why it
cannot.
Admissions procedures have changed in similar ways. You probably
know about the ethnically driven admissions policies at the
University of California. If you look at the SAT scores of minority
and non-minority students the actual over-lap between the scores is
only about fifteen percent. That is to say, only fifteen percent of
the students admitted in one category rank higher than the lowest
students admitted in the othe r category. You can imagine the
effect this is likely to have on campus life. Students talk about
the ethnic and racial tensions on campus. Well, I would say this
probably has a lot to do with - among other things - the very
different levels of preparation of the students who are admitted.
The final consequence of the changing model of the university is
its effect on the intellectual climate on campus. Increasingly,
there is a willingness to label, stigmatize, and suppress points of
view that are contrary t o the radical egalitarian creed. Let me
read from another document, from Smith College. This document comes
out of the Office of Student Affairs.
Tle document defines various types of oppression thought to exist
and gives the student a list of actions con sidered oppressive. It
begins with a discussion of factors of oppression: "Prejudice," it
tells us, "is a pre-conceived judgement or opinion about issues,
behaviors, or groups of people." OK. "Discrimination". "Treating an
issue, person, or behavior diffe r ently, based on prejudice."
"Institutional Power." Here we come to the tricky part.
Institutional power is defined as "access to resources and
privileges within the dominant culture and its institutions."
Finally, "Oppression." What is oppression? "Oppres s ion is
discriminating against a person, or group of people, on the. basis
of certain stereotypes, generalizations, and attitudes." And now
the clincher: "Oppression of groups of people is possible only with
the component of institutional power." This all comes from the
Office of Student Affairs which, I suppose, does not regard itself
as having institutional power and hence is not capable of being
oppressive. But note, oppression can only come from those in groups
that have institutional power.
6
Next, you have a list of what are called the "specific
manifestations of oppression." And, if you were wondering, there
are eleven of them. Groups that do not have institutional power
cannot, of course, be guilty of them. For example, racism, one
manifestation of oppression, is only properly attributable to those
groups considered to have institutional power, which by definition
excludes minorities and women.
Ut me identify some of the other types of oppression: religious
discrimination, sexism, hetero-sexism, ethnocentrism, classism, and
ageism. But there is also "ableism." Have you heard of it? Ableism
is the oppression of the differently abled by the "temporarily
abled."
The next one, "lookism," is new even to me. Lookism is the belief
that "appearance is an indicator of a person's value. The
construction of a standard of beauty and attractiveness." If you
have a standard of beauty and attractiveness you are among the
retrograde. And, by the way, if you try to look better yourself,
you're equally guilty. So, 69plain people liberation" has finally
arrived - and I might say it is long overdue. I do not know how
they punish lookism at Smith. But other institutions do have panels
and tribunals of various sorts that can make appropriate inquiries.
Obstacles to Ref orm. What can be done to reclaim the earlier
notion of the academy as an institution that searches for what is
true, or its best possible approximation? First we must recognize
that there are three obstacles to saving the situation. I would
define these o bstacles collectively as the three fearful
asymmetries of contemporary academic life.
The first fearful asymmetry is the asymmetry of temperament. The
proponents of the partisan and egalitarian conception of the
academy are usually individuals who have gon e into academic life
because they feel it is a good place to do politics. They like
politics. They are true believers. They have few doubts. They often
are also fairly aggressive and exhibitionist personalities. They
are vocal and they make things happen. In contrast, those people
who went into the academy to search for or to help transmit
knowledge are frequently quiet people. They often were looking, in
part, for shelters from the full rigors of ordinary life, or
seeking quiet, reflective environments wh e re they could be let
alone to pursue their interests. This then produces the kind of
conflict you might expect if a company of Marines was suddenly
admitted into a convent and a struggle for power ensued. (When I
used this hypothetical in an earlier lectu re somebody said I was
obviously not a Catholic, but you catch my meaning, nonetheless.)
The second asymmetry is the asymmetry of constituency. Those who
want to change the university into an egalitarian partisan can
offer benefits to specific groups. They can offer, or claim to
offer, benefits with respect to admissions, hiring, and the
curriculum. They can offer benefits to various ethnic groups, to
women, and to others who have a self-identity and are politically
organized. On the other hand, those who a re interested in the old
idea of the university as a scientific community are trying to
protect an institution that serves a very general interest. They
have in mind a common good, the preservation of an environment of
rationality. And, as is true in poli tical life generally, if you
have a well-organized, tangible constituency, you are better off.
You can combine
7
the high moral ground by advocating a new egalitarian order,
with the ability to pass out spoils. And that is always the best
combination.
Third, there is the asymmetry of ideals. Complete equality is an
ideal that people can imagine. They can visualize a world of equal
outcomes, even if they can't imagine all its ramifications. In
practice, of course, such a world self-destructs. But we sti l l
believe we can imagine what equal outcomes would offer. Everyone
would have everything that was valuable and all would be happy. In
contrast, defenders of rational inquiry are advocates of a process,
not an outcome. Their ideal is harder to imagine, and thus harder
to find support for.
Overcoming the Obstacles. So, the question is: how do you
overcome these asymmetries? I would suggest three approaches.
First, with respect to temperament. The National Association of
Scholars has to assume that eventually people in academic life will
start to resist - even if that is not what they set out to do in
life, even if temperamentally they feel disinclined. I did not
undertake this work because I loved it; I began because I felt
disheartened by the direction in w h ich the academic environment
was evolving. And I can see around me many colleagues who are
reacting the same way. The most interesting episode in the history
of NAS thus far took place at Duke University. There, a group of
first rank faculty led by the po l itical scientist James David
Barber, one of the leading students of the American presidency,
created a chapter of our organization. Barber is a former president
of Amnesty International and his political sympathies are not what
many who think stereotypica l ly have assumed is typical of the
NAS. But we are an organization defending something broader than
any of the positions debated by the two major political parties,
and we are open to scholars of many reasonable dispositions. In any
event, a very successfu l scholar like James David Barber saw the
university in danger and decided to depart from his normal
scholarly preoccupations and do something about it. His example has
already stimulated others to do the same, and as excesses of
politicization continue to multiply, we expect that still more will
be roused to action.
We also place a lot of emphasis within the organization on
creating what you might call systems of support, a sense of
community. NAS activities often bring our members together at
events that combine sociability with intellectual content. Someone
will make a presentation, but there is wine, cheese, and mixing.
Friendships develop and people get the sense they are not alone.
They begin to realize that what they are facing is happening
elsewhere . And they also learn that it may be possible to resist.
This can be dismissed as hand-holding, but I think it's an
essential activity.
Let me move to the second asymmetry, the asymmetry of
constituency. It would be terrible if, as supporters of the ideal
of pursuing and transmitting knowledge, we aped the tactics of the
other side and started organizing our own little insular
constituencies to do battle on campus. That would really be a loss.
We are now seeing on campus the beginnings of a backlash among s
o-called majority students. The creation of white students
organizations. It's frightful. But clearly, as Chester Finn has
argued, if you are moving toward a Beirut-style university where
everyone has a piece of turf, it is possible to imagine the kind of
disintegration in which it will be every group for itself, and
every group potentially at war with every other.
8
The alternative is a different kind of organized effort, which
can find its foundation in those colleges and universities that see
an opp ortunity for themselves in the default of their competitors.
One interesting point about the transformation of universities into
partisan advocates is that they are advocating ideas that most
Americans do not believe. I think, therefore, that it is safe t o
assume that there are many parents who will want to send their
children to institutions that are educating and not engaging in
this form of indoctrination. Here is an opportunity for
perceptively led colleges and universities to form a
counter-current, b uilding themselves up, and becoming marketplace
alternatives.
The NAS is also encouraging the creation of student guides that
will give consumers a detailed and intelligent look at the state of
the campus and curriculum at various institutions. This will a llow
consumers to recognize which schools are getting away with murder
and which are living up to their responsibilities. And within our
own office we .are conducting a curriculum survey based on a close
reading of catalogs, whose results will be availabl e shortly.
So, I think it is possible to find a concrete constituency for
reform that will consist of those principled colleges and
universities that see an advantage for themselves in assuming the
role of market alternatives. 11eir visibility will then co me to
the attention of consumers - the parents and students who want to
find decent institutions.
Finally, there is the asymmetry of ideals. T'his is a real
problem, but I think we can nonetheless give tangible embodiment to
the idea of the process of tru th-seeking as an essential and
prized ingredient of academic life and we can do it in a way that
demonstrates its power without being misleading or inappropriate.
And that is by connecting that idea to what we now see in the
world: the triumph of the libe r al democratic institutions broadly
conceived. The liberal variant of Western civilization is
predicated on the idea of freedom for the individual as the ground
of moral and political life, just as the ideal of the university
should be predicated on intell ectual freedom as its moral
ground.
The kind of education that we champion is an education that
while not partisan, is very much based on the notion of preparing
people for freedom. It exposes them to different ideals and
arguments. It teaches them how to think critically. It provides
them with an adequate fund of knowledge. It prepares them for life
as free individuals and free citizens. I think it is therefore not
illegitimate to seek to profit from the obvious successes of the
liberal variant of Western civilization. It embodies ideals to
which you can appeal and be on the side of history. And certainly
it embodies ideals that a great many people share, consumers of
education as well as academics. T'his is the case that we must
make, and at the National A ssociation of Scholars we are making it
through our publications and our pronouncements. If we are
successful we will eventually, even if more slowly than we would
like, see results. While we will not totally redeem the American
academy, we will be able t o restore a large share of it. And it is
on this expectation that the National Association of Scholars, and
like-minded people, rest their hopes.
9
}}