Delivered on June 15, 2006
The subject for my talk is listed as "The United States:
Anticipating and Conducting War, 1939- 1942." More specifically, I
have been asked to discuss this historic period in the context of
"the interagency process," a term that is often used among the
American government and defense analysis community to refer to the
process by which the "instruments of national power"-diplomacy,
intelligence, judicial and police, economic, public relations,
military-are coordinated to best serve national interests. However,
there are reasons why the period between 1939 to 1942 is not a good
one to focus on.
First, for the United States, the interagency process between 1939
and 1942 was largely improvised, unanticipated, and reactive. The
United States was faced with an absolute threat to its national
security and to its existence as a nation. The recognition of this
threat by both the population and the government inspired great
sacrifices and radical changes.
Today, Americans are not willing to do the things they were
quite willing to do in World War II-pay higher taxes, submit to
military service, work in war industries, give up their
consumerism, and put aside partisan political, religious, and
economic differences. If anything, partisanship is even greater
than it was before 11 September. Nor, it should be added, for all
its rhetoric about a "Global War on Terror," does today's
government expect the public to make such sacrifices. Nor is it
willing to do so itself. The single driving ideology that created
nonpartisan interagency cooperation between 1939 and 1942- a
perception that there was an imminent threat to the nation's
existence-is lacking. And for that reason, historical comparisons
are instructive primarily for the differences they reveal rather
than as guides for today.
Second, summarizing the 1939-1942 period in a 20-minute talk
would lack context to any but a few historians. Simply explaining
the creation and responsibilities of the dozens of federal agencies
that emerged during World War II- agencies such as Office of War
Information, the Office of Strategic Services, the Office of War
Mobilization-and then dealing with the enormous changes in agencies
within the armed forces would take all my time and more. Describing
the process by which these constantly expanding and evolving
agencies interacted, and what possible lessons today's audience
could draw from that interaction, would take hours.
Yet if the original topic proved an intellectual cul de sac, it
suggested another of far more interest for the theme of this
conference, and that was to discuss the first half of the proposed
topic: "The United States: Anticipating War, 1919-1941." This
period between the two world wars was characterized by almost no
interaction on the interagency level and by deep divisions between
the Army and the Navy. Yet somehow, these problems were overcome
very quickly once war was declared.
In exploring the period before the United States' involvement in
World War II, it is useful to ask four questions.
First, what was the civil-military interagency process prior to
World War II?
Second, what was the Army-Navy or interservice interagency
process like prior to 1941?
Third, why were American military personnel able to adjust so
quickly to the challenges of World War II and establish what is,
arguably, the most effective example of mobilizing and coordinating
the nation's political, military, informational, and economic
resources?
Fourth, what are some lessons that today's policymakers may take
from this study to better help today's interagency process?
The Interagency Process Prior to
1939
Prior to World War II, there was no interagency apparatus to
speak of. There was no equivalent to today's National Security
Council, where strategy and policy are discussed on the interagency
level. There was not even a unified Department of Defense. When war
was declared in 1941, the U.S. armed forces were administered, as
they had been since 1798, by two distinct, separate, and often
rival federal agencies: the War Department (Army) and the
Department of the Navy. In marked contrast to the dominant role
played by today's Secretary of Defense, the interwar service
secretaries were political and administrative nonentities.
Civil-military relations before 1941 were characterized by
mutual ignorance and mutual indifference. Within four years of the
Armistice, the United States Army shrank from almost 4 million to
130,000 and the United States abandoned claims to naval
predominance in the Washington Naval Treaties. In contrast to
today, in the 1920s, successive Republican Administrations boasted
that they had reduced military spending; they reiterated their
commitment to negotiations and to disarmament, and, less openly, to
political and military isolation. What one senior officer noted
about President Herbert Hoover-that he "neither knows nor cares
anything about the Army. For him it is just a nuisance"-was true of
most American Presidents and the federal agencies they administered
for much of this period.
For their part, most American military officers held parochial,
uninformed, and impractical views of the proper civil-military
relationship. They were hostile to interagency cooperation,
believing both that it was unnecessary and that it intruded on
their own professional expertise in the conduct of war. Many had
little respect for either politicians or federal agencies, or what
one officer termed the "amateurs and empty-headed demagogues
brought after each recurring election day to our city halls and
state capitals."
Such parochialism was made possible, even nurtured, by the
compartmentalization of federal agencies, the lack of organizations
that facilitated interagency cooperation, and the lack of sustained
mutual desire to work together. Perhaps the best indication of the
lack of interagency cooperation occurred in 1921, when the Joint
Army-Navy Board-the sole military agency charged with developing
national military strategy-requested that a State Department
representative attend its meetings to provide guidance on foreign
policy. The request was turned down by the State Department on the
grounds of possible military interference in U.S. foreign policy.
It was not until 1938 that a liaison committee was established to
coordinate foreign and military policy, and it focused only on
Latin America.
The Interservice Interagency
Process
One consequence of the vacuum in civil-military interagency
cooperation was that military strategy was left to military
agencies. At the highest level was the Joint Army-Navy Board,
charged with coordinating all joint issues, including coastal
defense, war plans, aviation, and overseas defense. In contrast to
the thousands of planners the services now employ, the Joint Board
and its planning committee comprised perhaps a dozen officers. It
had no command authority; it was purely advisory; and even in that
limited capacity, it had an uneven record, as Secretaries and
Presidents routinely ignored its recommendations.
The lack of interest by civilian leaders-and the lack of
participation by civilian agencies-meant that the Army and Navy
were allowed to ignore inconvenient realities and gloss over
significant disagreements in strategy and policy. For example, Army
industrial mobilization plans ignored political realities by
assuming that when war broke out, the direction of the nation's
resources would be turned over to the military. It retrospect, it
appears obvious that no President, and certainly not Franklin
Delano Roosevelt, would tolerate such a usurpation of his
power.
Another example is the long interservice impasse over whether or
not the battle fleet would be committed to the relief of the
Philippines' garrison. Only in the late 1930s did Army officers,
outraged at the Navy's insistence that the U.S. retain a base in
the Philippines after independence, threaten to go to Congress. It
is a measure of the lack of interagency cooperation that this was
the only way to resolve the strategic impasse between the
services.
Further compounding these problems in the interservice
interagency process was the tendency of military personnel,
particularly senior commanders, to deliberately circumvent not only
other agencies, but their own staffs. One of the most prominent
examples of this is Douglas MacArthur.
As commanding general in the Philippines in 1929, MacArthur drew
up a war plan for defense of the islands against Japan that was
almost the opposite of the Joint Board's "official" war plan. As
Army Chief of Staff between 1930 and 1935, MacArthur continually
imposed his personal views on the General Staff, so that much war
planning was essentially faith-based. Convinced that the existing
war plan with Japan was "a completely useless document" and that
working with the Army General Staff would be "wasting my time,"
MacArthur had a private meeting with President Herbert Hoover to
outline his own strategy for defending the Philippines-a plan that
would have virtually stripped the United States of its army at the
outset of war. Although MacArthur is exceptional, his actions
illustrate the great problems in developing an interagency process
when the individual commander reserved the right to obey but not
comply.
Adjusting to the
Interagency
Process in WWII
If the interagency process was so fragmented and dysfunctional,
why were military officers able to improvise and adapt so well in
World War II? Where did Army and Navy officers learn to cooperate
with civilians as they did in a host of activities in World War II,
from drafting millions of young men through Selective Service, to
mobilizing the "arsenal of democracy," to developing the atomic
bomb?
Much of the answer lies in the distinct perception of warfare
that emerged after 1919 among some American officers. The lessons
these officers took from World War I were that modern warfare
transcended military priorities and that economic, political, and
social factors could actually be more important than military ones
in determining victory.
In partial recognition of this larger definition of warfare, the
National Defense Act of 1920 created the new office of Assistant
Secretary of War, charged with preparing for wartime mobilization.
The Army established its Industrial War College to study the
transition from peace to wartime production. Throughout the
interwar period, students at the Army and Navy War Colleges
attended lectures from prominent industrialists, labor leaders, and
economists and took courses in industrial relations. The Army's
Command and General Staff College developed a second-year course
almost entirely devoted to logistics. Thus, after World War I,
there was far more emphasis placed on the need to cooperate with
civilian agencies-even ones that did not exist prior to 1941-in
order to wage war effectively.
The careers of individual soldiers during the 1930s reveal a
great deal of informal and formal training in the interagency
process. Dwight D. Eisenhower served for six years in the War
Department, where his major duties were related to industrial
mobilization. He then went with Douglas MacArthur to the
Philippines and gained both an appreciation for the problems
inherent in creating a citizen-soldier army and some very practical
insight into the dangers of dysfunctional civil-military
relationships. General Frank McCoy headed a commission to supervise
the Nicaraguan election. Major General William Lassiter, on his own
authority, brokered an agreement to prevent both arms trading and
skirmishing near the Mexican border.
Such opportunities were not only given to senior officers.
During the Great Depression, thousands of officers were seconded to
public works projects. In some cases, these projects were directly
for military use-such as the construction of fortifications,
warships, or highways. In others, the Army provided leadership,
administration, and logistics for other public works agencies.
One of the most significant was the Civilian Conservation Corps
(CCC), which began in 1933 and continued until 1942. The CCC
ultimately employed over 2,500,000 volunteers, and in 1935 alone it
numbered 500,000 members, or roughly four times the size of the
entire Regular Army. The Army was charged with training and
commanding the CCC forces; the most typical CCC camp had about 200
members, three officers, and three NCOs. Although there were
complaints within the Army about the decline in training and
preparation for war, astute officers noted that public works gave
officers invaluable training in practical military skills such as
how to take care of troops and deal with supply shortages.
The CCC also required officers to work with a host of federal
and state governmental agencies and to work with private industry,
if only to scrounge sufficient food, clothing, equipment, and
transportation to outfit their charges. It provided future wartime
commanders such as George C. Marshall and Omar N. Bradley with a
practical knowledge of the American citizenry who would compose
their wartime armies-something that many of today's officers
lack.
Officers also gained a great deal of preparation for the
interagency process through numerous other contacts with civilians.
In Hawaii, for example, Army intelligence cooperated with federal
agencies to spy on suspected Japanese agents and labor organizers.
The Army was instrumental in securing millions of dollars in
federal funding to construct the highway system, and it cooperated
with government agencies on public health and agricultural
production. Indicative of these close ties between military and
civilian agencies is the fact that one commanding general of the
Hawaiian Department became the director of the sugar planters'
association upon his retirement.
In summation, in the period prior to 1941, despite the
compartmentalization of agencies and the numerous barriers to the
interagency process, connections between federal, military, and
non-government agencies occurred on a variety of levels, both
formal and informal. And perhaps ad hoc connections were in some
ways closer and more effective than the elaborate formal
interagency connections and processes that have been legislated
into existence since World War II.
Conclusion
This brief survey of the interagency process reveals some
interesting points that might be of use to today's
policymakers.
First, within the United States defense analysis community,
there is a tendency to assume that problems with the interagency
process can be resolved by reorganization-and perhaps the creation
of larger agencies. But Hurricane Katrina and the controversial
"War on Terror" indicate that, at least in the United States, the
interagency process is unable to function effectively in the two
areas where we most expect it to work: in anticipating future
problems and in developing a coherent and unified reaction. Instead
of asking how to make the interagency process more streamlined and
centralized, it might be good to look at the interwar period and
ask whether today's plethora of agencies may actually inhibit an
effective interagency process.
Second, today it is assumed that interagency cooperation is a
"good thing," and a great deal of time, effort, and money is
devoted to making the U.S. national security process more "joint."
But the historical record shows there are powerful incentives for
agencies to avoid cooperation and focus instead on their own
parochial interests.
Moreover, even within a recognized interagency process, all
participants may choose to ignore or overlook fundamental
conflicts. Interagency cooperation becomes little more than wishful
thinking or mutual cooperation by mutual enabling. This was true of
the Joint Army-Navy Board's treatment of Pacific strategy prior to
World War II, when the issue of the defense of the Philippines was
consistently discussed but the disagreements between the Army and
the Navy were never satisfactorily resolved.
Third, one of the greatest lessons of the interwar period is the
military benefits of cooperation with civilians in non-military
areas for professional military development. Prior to World War II,
officers were exposed to a variety of experiences, ranging from
supervising public works organizations like the CCC to cooperating
with civilian charities.
It is customary for military officers to claim that the
professional demands of being warfighters and preparing for
conflict preclude them from all other duties, but how valid is this
claim? Certainly it is possible to argue that had U.S. officers had
more experience with civil-military projects and perhaps a little
less expertise in rapid decisive operations, they might have
adjusted better to the situation they found in Iraq.
Fourth, the period prior to World War II taught many officers
the importance of cooperation because the military services were
relatively weak. Officers, even senior officers, participated in
the interagency process as equals or even subordinate members- not
as occurs today, when the Department of Defense is often the only
agency with the money, personnel, and power to effectively
implement policy.
The recognition, whether willing or unwilling, that the military
was not the sole, or even the most important, member of the
interagency process made those officers who helped mobilize the
nation after 1941 uniquely qualified to accept the importance of
using all the instruments of power, not just the military.
America's officers-and, perhaps even more important, the nation's
hypermilitarized political leaders-would do well to study their
example.
Brian McAllister Linn is Professor of History at Texas A&M
University. These remarks were delivered at a conference on
"Interagency Operations: Cultural Conflicts Past and Present,
Future Perspectives," co-sponsored by the Strategic Studies
Institute of the United States Army War College, the
Ministère de la Défense, the Royal United Services
Institute, the Association of the United States Army, the
Förderkreis Deutsches Heer, The Heritage Foundation, and the
United States Embassy Paris and held at the Sciences Po Center of
History in Paris, France.