MATTHEW
SPALDING: Our lecture today is part of the Russell Kirk
Memorial Lectures series, named for Russell Kirk, the author,
scholar, critic, and political essayist. It consists of several
lectures each year about what Dr. Kirk often referred to as the
permanent things: community, religion, knowledge, wisdom,
literature, history, virtue, the family.
One
might have thought that one of those permanent things is the
nation-state, whether we are speaking of the modern constitutional
state or the ancient city-state of the Greeks. Some sort of
territorial community seems to have been an institutional
prerequisite for what we call Western civilization.
There is also an argument, grounded both
in theory and practice, that the nation-state is past its prime,
old school, bound for the dustbin of history. This argument has
been made for some time, but it has become more prominent of late,
and not just because of the international debate concerning the war
in Iraq.
The
debate between the United States and its coalition of the willing
and the United Nations and, in particular, France about the war in
Iraq is, at the end of the day, a much larger argument about the
very legitimacy of the nation-state, the alternative status of
international organizations, and the future of both. The war in
Iraq is not the first, and will not be the last, time this question
arises. Thus, it behooves us to think through, as Abraham Lincoln
once said of another perplexing question, "where we are and whither
we are tending."
Our
topic today is "The United States, the United Nations, and the
Future of the Nation-State. Our speaker is Roger Scruton, one of
the most prominent writers and thinkers today, not just in England.
He has been a professor of philosophy at Birkbeck College in London
and at Boston University in Massachusetts and has held various
posts at other universities around the world. He is currently a
visiting professor in the Department of Philosophy at Birkbeck.
Roger Scruton is the founder of the
Conservative Philosophy Group, which helped to change the climate
of opinion in Britain during the 1970s and '80s. From 1990 to 2000,
he was editor of the Salisbury Review, a prominent journal of
conservative thought in his home country. He is the publisher,
founder, and director of Claridge Press. His more than 20 books
include An Intelligent Person's Guide to Modern Culture, Thinkers
of the New Left, and, just recently, The West and the Rest:
Globalization and the Terrorist Threat, published by our friends at
ISI Books. In his spare time, he writes opera. He is also a regular
contributor to the BBC program "Moral Maze." He notes that this is
not a proud part of his career, but someone has to do it.
He
now lives in the English countryside in Wilkshire with his wife
Sophie, who joins us here today. Please join me in welcoming Roger
Scruton.
Matthew
Spalding is Director of the B. Kenneth Simon Center for
American Studies at The Heritage Foundation.
ROGER
SCRUTON: The United Nations, as its name implies, is
founded on the assumption that the world divides into nations, that
political decisions are made by and on behalf of those nations, and
that it is possible to bring the nations of the world together in a
common forum in order to settle their disputes by negotiation. Yet,
in the minds of many people--including the architects of the
European Union--the division of the world into nations is precisely
what caused those disputes in the first place, and a true global
order will not be international but transnational, discarding the
nation-state as a relic of atavistic ways of thinking that have no
place in the universal society of the future.
This
attitude, which has its roots in the Enlightenment and in Kant's
original project for a "league of nations" as the way to "perpetual
peace," was reinforced, for many people of my parents' generation,
by the experience of the Second World War. And it persists as a
refrain in all official pronouncements of the European Commission,
which identifies no evil in the modern world greater than the
"racism and xenophobia" that it perceives on every side.
In
fact, the division of the nations of the world into would-be
nation-states, and the assembling of those states in a common
forum, is a product of Western ways of thinking and Enlightenment
values which have little authority in many parts of the world.
Africa was divided into states by colonization, and the boundaries
between many of the African states represent the limits of rival
European claims rather than historically vindicated lines of
settlement.
Because the U.N. was formed in the wake of
colonization, and as part of an attempt to decolonize in a peaceful
manner, we are forced to treat Nigeria, for example, as a single
state and therefore as one among the many "united nations." Yet the
country of Nigeria has been settled for centuries by three distinct
peoples: the Yoruba, who inhabit the coastline; the Ibo of the
internal regions; and the Hausa, who border the desert trade
routes. These three groups are divided by territory, by language,
and also by religion, the Hausa having been Islamized for a
thousand years, acquiring with the religion the language,
literature, and civilized ways that divided them starkly from the
pagans to the south of them.
Some
try to understand this situation by contrasting nations with
tribes, arguing that the nation is really a European idea, derived
from patterns of settlement that are special to our continent and
its diaspora, while elsewhere the tribe, conceived as an extended
kinship group, is the natural form of social order. There is truth
in this suggestion, but it is not the whole truth, as the example
of Nigeria illustrates. Neither the Ibo nor the Yoruba see
themselves as single tribes, even though there are tribal entities
comprised within both groups. The two peoples are distinguished by
territory, language, and inherited institutions, just like the
nations of Europe. And although they are both now Christian, this
is the result of colonization, which has imposed a common
jurisdiction, common political institutions, and a single religious
faith on people who, until the arrival of the Europeans, regarded
each other as aliens.
Equally instructive is the case of Rwanda,
which existed for centuries as an independent kingdom. The people
of Rwanda were divided not according to tribe, but according to
function, the dominant minority--the Tutsi--raising cattle while
the majority--the Hutu--tilled the land. These people have shared
language, institutions, and political allegiance for long enough to
constitute a territorial and political unity; but the effect of
Belgian rule was to divide the Tutsi from the Hutu and elevate them
into an administrative elite while undermining the authority of the
Rwandan king and eventually engineering the coup that deposed him.
Subsequent massacres of the Tutsi are perceived in the West as the
result of tribal antagonisms too deeply rooted to yield to
political solutions. In fact, they are the result of importing
Western ideologies and class divisions into a society that had long
ago risen above any merely tribal idea of membership.
Of
course, it would be wrong to attribute the chaos of modern Africa
entirely to the grid that colonialism drew across the continent.
The picture drawn by Joseph Conrad in Heart of Darkness has more
than a grain of truth, and there is no reason to think that the
artificial boundaries would not have become natural boundaries in
time had the colonial powers continued to maintain them.
Nevertheless, the fact remains that the new political elites of
Africa possess territories and systems of government that often
engage with no historical loyalties and no prepolitical conception
of social membership. The African states are by no stretch of the
imagination nation-states on the European model, and even when they
have stable governments, it is implausible to suppose that those
governments represent the people over whom they rule.
Matters are more complex in the Middle
East, but no more reassuring. The breakup of the Ottoman Empire led
to the creation of modern Turkey as a genuine nation-state. While
Kemal Atatürk was necessary for this achievement, he was not
sufficient. Turkey could emerge as a nation-state only because it
already existed as a nation, with a common language, a vestigial
territory, and a prepolitical loyalty founded on the long
experience of empire. Nationalities had begun to emerge in other
areas of the empire through the monarchical claims of local emirs
and khedives, and through the slow emergence of territorial
boundaries along historic lines of force.
Thus, Lebanon--the mountainous region
shared by Maronite and Druze in a continuing history of defiance
towards the Sultan--had considerable claim to independence long
before this was granted by the Western powers in their breakup of
the region. Egypt too, since the days of Muhammad Ali, had taken
advantage of French and British competition to shape its identity
as a nation, ready for independence as soon as the empire should
withdraw. And Morocco was already an independent kingdom when the
French took charge of it in the early years of the twentieth
century.
Nevertheless, those embryonic nations have
failed to achieve what Turkey has achieved, which is enduring legal
order and democratic government. And without the vigilant presence
of the Turkish army, and the continuing efforts against Kurdish
irredentism, the democratic order in Turkey would probably not
endure for long. In particular, it has depended until now on an
enforced secularization, which has involved not merely excluding
the 'ulema from power and denying them a place in state
institutions and schools, but also outlawing Islamic dress and
Islamic marital customs. Turkish law is itself a European import,
and in this it established a pattern that has been followed
throughout the region, with new civil and criminal codes being
adopted and adapted from French, German, and Belgian sources in the
hope of achieving the kind of jurisdiction that puts secular above
religious authority as the source of legal order.
And
here begins the trouble that culminated in the war against Iraq,
which was not a war against Iraq at all. Indeed, the Bush
Administration tried to represent it as a war for Iraq, on behalf
of the Iraqi people, and against the tyrant who had usurped their
national rights. Both descriptions are wrong. It was a war neither
for nor against Iraq, since in a very real sense Iraq does not
exist.
Iraq
is a purely legal entity created by the division of the Ottoman
Empire--a division carried out by two adventurous diplomats, one
French and one British, in the wake of the First World War. Lines
drawn across the map in the interests of the two Western powers
grouped together, under an imported Hashemite grandee, who was
henceforth to be known as king of Iraq, the Kurdish-speaking and
sectarian peoples from the Eastern borders of Turkey with the
peoples of the Tigris and Euphrates basin, who were Arabic
speakers, the majority being Shi'ites who had been neither
recognized by the Ottomans as a legitimate religious sect nor
granted any share in the traditional forms of government.
Like
other artificial states generated under the Sykes-Picot accords,
Iraq contained substantial Christian and Jewish minorities, Kurdish
Sufis, and survivals of the various Islamic sects such as the Druze
who had buried their heresies in mumbo-jumbo, the better to protect
them. None of the people thus grouped together had any conception
of allegiance to a single nation-state, still less to a single
monarch who, in the nature of the case, was bound to give
precedence to his own tribe, his own sect, and his own circle of
cronies in enjoying the unexpected gift of a vast and oil-rich
region.
Well, we all know what happened. These
extraordinary assets, which were supposed to be the shared
inheritance of a nation-state, were treated as private property by
the ruler, who was soon deposed by his own military. With the help
of the Ba'ath Party--shaped on Leninist principles and perfected as
an instrument of social control--the new despots of Iraq and Syria
were able to hold on to power more effectively than the feeble
monarchs who preceded them, and the territories under their sway
retained their principal character as private property, distributed
to an elite of loyal (or at any rate elaborately well-treated)
followers.
In
Syria, this elite has been chosen from the Alawite minority, with
the majority Sunni population virtually excluded from power. In
Iraq, the elite has tended to be chosen from the Sunnis, Saddam
Hussein's secular vision notwithstanding, with the Shi'ites having
no part of the spoils. In both places, Jews have been persecuted
and driven into exile, the Ba'athists promoting their philosophy of
"Arab nationalism" through racist propaganda of a kind that has to
be read and seen in order to be credited.
All
in all, the idea that Iraq or Syria are nation-states, whose people
share a common national loyalty and recognize a common territory as
the source of their jurisdiction and their collective home, has
been shown by recent events to be the fiction that historians have
always known it to be.
We
could move around the world, taking stock in this way of the
various fragments of defunct empires and the muddled hinterlands
where tribal and religious loyalties still take precedence over any
political process, and come quickly to the conclusion that the
United Nations, as currently constituted, has no real claim to
represent the people of our planet.
Ambassadors sent to the U.N. are sent by
the people who have obtained power, by whatever means, in the
territories recognized by that body as sovereign. But the processes
that raised these territories to sovereignty often made little or
no reference to the historical loyalties of the people who lived
there and usually did nothing to guarantee that the rulers of those
territories would have any real claim to represent those people or
any real interest in doing so. In effect, the U.N. simply
legitimizes whatever elites and tyrants have gained power over the
particular "nations" named in its list.
This
doesn't mean that the U.N. has no useful function and cannot serve
as a peace-keeping institution. But it does mean that it can also
help to perpetuate unpeaceful forms of social order, and therefore
in the long run contribute to local and regional conflicts.
There is no doubt in my mind that the U.N.
granted to the Soviet Union the kind of legitimacy that it could
never have acquired through the conduct of its leadership, and
enabled it to play a role on the world stage that it could not have
played on the strength of its own miserable achievements. The
Soviet Union used the U.N. and its ancillary institutions as a
front. It supported the capture of the United Nations Association
(an independent nonprofit organization which was founded to rally
support for the international idea) by the peaceniks and encouraged
the transformation of UNESCO into an instrument of leftist and
anti-Western propaganda. It did not value the U.N. for its
peace-keeping function but, on the contrary, recognized it only as
a way to neutralize Western defenses and confer retrospective
legitimacy on its own colonial ventures in Ethiopia, Angola, Yemen,
and Afghanistan.
In
short, the U.N. was an integral component, in the Soviet view, of
diplomacy as--to invert Clausewitz's famous dictum--war by other
means.
Likewise, the U.N. has helped the Arab
despots to stay in power long after they could have been overthrown
in a world that refused to recognize their legitimacy. When Syria
can be a member of the Security Council, and when the U.N.
Commissioner on Human Rights can be appointed by Colonel Ghaddhafi,
even the most resolute defender of the U.N. institutions might
begin to wonder whether everything has gone according to plan.
Add
to such anomalies the well-documented corruption of the U.N.
bureaucracy and the
seeming ineffectiveness or counterproductivity of U.N. resolutions
in settling the conflicts of recent decades, and it is
understandable that people should have begun to question whether we
should go along with an institution whose claim to our respect is
founded in so much wishful thinking and so few seeming
achievements.
But
there is another--and, in the new situation, more serious--defect
of the United Nations.
The
institution emerged in the wake of a world war in which the victor
powers were anxious to ratify their victory and to ensure that the
balance of forces then achieved would not be disturbed. Although
one of those powers--the Soviet Union--had shown scant respect for
such niceties as law, negotiation, compromise, territorial
sovereignty, and human rights, the illusion prevailed that the
Soviet Union would simmer down in time to become a normal member of
the community of nations. The fact that it was not a nation, and
had even managed to elevate one of its constituent nations--the
Ukraine--to independent membership of the U.N. General Assembly,
was overlooked in the interests of diplomacy.
Most
urgent at the time was the need to secure the peace by putting the
victorious powers in charge of it. And threats to the peace came
from sovereign bodies who claimed legal and political monopolies
over the territories where they exercised power. Granting the
Soviet Union a permanent place on the Security Council was simply a
realistic way of acknowledging the fact that the Soviet Union was
capable of undermining the peace. That it was neither a
nation-state nor a constitutional government was a regrettable but
irremediable fact; the U.N. was therefore compelled to accept
Soviet membership on terms that to some extent undermined the
declarations made in its Charter--a Charter, incidentally, which
was drafted by American and British diplomats, and which promises
freedoms and rights that have seldom endured for long outside the
English-speaking world.
Since that time, things have changed in
two very radical respects. First, the Soviet Union has collapsed,
leaving the Russian Federation in possession of its ill-gotten
corner of the Security Council. Second, new powers have emerged in
the world, which claim neither legal authority nor territorial
sovereignty but which simply exert their force wherever they can
and in defiance of all who would oppose them. Major threats to
peace and stability in the modern world come from terrorist
organizations which, by their very nature, can play no part in the
dialogue of nations that the U.N. is supposed to represent.
Of
course, the sovereign powers could do much to control such
organizations by refusing them any kind of recognition, attacking
their sources of funds, and outlawing them within their respective
territories. But it is only since September 11 that even the U.S.
has thought of doing such a thing, and U.N. conventions on asylum
and refugees operate in any case to guarantee protection to
terrorists in just about every country where they do not commit
their crimes. Indeed, it is thanks largely to U.N. conventions that
terrorist networks have been able so easily to internationalize
themselves.
Hence, it is no longer important for
terrorists to gain control of a sovereign territory. Power can be
achieved and deployed more effectively without assuming the burdens
of the nation-state. Terrorists used to aim at obtaining
sovereignty, as Lenin and Hitler did. Even the IRA (in its original
form) was aiming for such an outcome.
Increasingly, however, terrorists use
sovereignty purely as a mask, either by imposing themselves as
guests on sovereign states to whose future they are more or less
indifferent--like al-Qa'eda in Afghanistan--or by establishing
global networks that can evade all national jurisdictions while
freely operating anywhere. In this they are little different from
the multinational corporations which, thanks partly to the World
Trade Organization, can ignore or dissolve national sovereignty in
their relentless pursuit of markets.
Institutions like the U.N. and the WTO
arose from the need of nation-states to live together peacefully,
respecting each other's sovereignty, and allowing each to pursue
its own path to "self-determination." But these very institutions
have put national sovereignty at risk, either by conferring
legitimacy, in the manner of the U.N., on the usurpers or by
construing sovereignty itself, in the manner of the WTO, as a
barrier to trade.
In
the Middle East, terrorism has been a fact of life since the Middle
Ages, with terrorist organizations--from the original "assassins"
(hashishin) to the Muslim Brotherhood--exploiting the fact that
sovereignty has never been properly defined or properly maintained
in the region, and therefore can never defend itself for long.
American protests against states like Syria are hardly likely to be
effective against regimes which look on their terrorist guests and
think, "There, but for the grace of the U.N., go I."
Little distinguishes the Ba'ath party from
Hamas, other than the successful strategy of its original
leadership in aligning terrorist power with political legality.
Grant sovereignty to Hamas and it would use it as the Ba'ath party
has used it, as one more addition to the terrorist armory.
Meanwhile, however, the terrorists have discovered that sovereignty
is not necessary--indeed, is a positive disadvantage in the
prosecution of their kind of war.
For
these reasons, it is impossible to believe now, even if it was
possible to believe before, that the U.N. contains the institutions
and procedures that can guarantee world peace. The principal
terrorist factions are not represented in the U.N., and those
states that harbor terrorists cannot be effectively coerced by the
sanctions that the U.N. is able to apply to them. As the experience
of Iraq demonstrates, U.N. sanctions hurt populations but increase
the power of elites, who can always evade their impact on their own
lives, and who can use them to widen the gap between the power that
they enjoy and the enfeebled masses over whom they wield it.
Furthermore, the end of the Cold War has
not abolished the distinction between those powers who wish to use
the U.N. to establish legal order and human rights and those who
see law and rights as a threat to their power. One may be skeptical
of the Utopian ambitions of those who drafted the Charter; one may
even acknowledge the dangers to stability in a declaration of
"human rights" that claims precedence over all local jurisdictions
and all inherited ideas of legal order. Nevertheless, the fact
remains that conventions upholding human rights can be incorporated
without pain into Western legal systems, since those systems are
instruments for defining and protecting rights. That, however, is
the legacy of Roman law, Christianity, and the common law
jurisdictions of Medieval Europe. Elsewhere, no such legacy exists,
and the continuing insistence on human rights falls on deaf
ears.
This
means that, while U.N. resolutions and sanctions will guide the
conduct of Western states, they will be ineffective against those
states which in fact pose the most serious threat to peace. For
they will be demanding a change of political order that cannot be
effected without removing from power those who are supposed to be
bringing it about.
Whether the U.N. could be reformed so as
to become a genuine peace-keeping institution, respected as such by
all its members, I do not know. But Rosemary Righter has powerfully
argued that the Utopian outlook enshrined in its Charter is
precisely what most impedes the U.N. from having any real effect,
other than to create lucrative gravy trains for the bureaucrats who
work in it.
The
U.N., to put it bluntly, shows the error of optimism when
addressing the real conflicts of human beings. The experience of
world war notwithstanding, those who drafted the Charter were
inspired by an abstract liberal philosophy which sees the end of
government as the maintenance of human rights. They refused to
countenance the possibility that government is more a device for
controlling base instincts than a means to foster noble freedoms.
The necessary gloom and misanthropy, without which no serious
government is possible, failed to visit those who were planning the
"world after fascism," and the result, to put it bluntly, was a set
of "mind-forged manacles" which tied the hands of peace-loving
people while leaving the villains scot-free.
What
this has meant in practice can be seen from the effect of European
decolonizations in Africa and elsewhere. The U.N. Charter
guarantees a "right of self-determination" for the peoples of the
world. The intention is evident: to create a worldwide system of
nation-states, represented by sovereigns who really are regarded as
the legitimate rulers over the people whose territory they
claim.
Many
of the Western powers, anxious in any case to shed the burden of
colonial administration, accepted that their colonies should be
granted the right of self-determination. They therefore established
institutions and jurisdictions which would, they hoped, ensure that
representative government emerged after their departure.
The
Soviet Union encouraged this attitude, and sought to hasten
decolonization by every possible means. But the Soviet intention
was not to encourage self-determination by the new fledgling
nations. It was to replace the old, open, and largely benign forms
of colonial administration with one-party states obedient to Soviet
strategy.
This
is what happened, for example, following the British grant of
independence to Aden in 1967. Within five years, Aden was a Soviet
base, annexed by the new "People's Democratic Republic of Yemen."
Soviet agents operating from Yemen were busy engineering a coup in
neighboring Ethiopia, which placed the Russian-trained Haile
Mengistu in power, and by 1974, the horn of Africa was effectively
a Soviet colony, with legal order extinguished, famine rife, and
human rights nonexistent. The same happened in neighboring Somalia.
And for the past three decades the region has endured unspeakable
suffering and a gradual crumbling of all local forms of
sovereignty.
The
U.N. acted only to encourage decolonization by the civilized
nations. It did nothing to prevent recolonization by their
uncivilized rivals and merely conferred legitimacy on whatever
offered itself as a "government" over territories which were
effectively without one.
Where does this leave us today? It is
worth recalling that the League of Nations, the predecessor of the
U.N., proved entirely powerless to stop war from breaking out in
Europe, or to prevent that war from spreading around the world.
True, those who drafted the U.N. Charter
believed that they had learned the lesson taught by the League of
Nations' failure. But they worked in unusual circumstances, after a
world war which left only a few competitors still standing. Since
that time, many new states have emerged or achieved prosperity and
military power, many new dangers have begun to make themselves
manifest, and animosities have nowhere really dwindled.
Furthermore, the long-standing alliance between Europe and the
United States is beginning to show signs of strain, and recent
attempts by the U.S. to take effective action against terrorist
states have been impeded by the U.N., often with the encouragement
of America's European allies.
In
addition to conferring legitimacy on despots, the U.N. has acquired
the habit of substituting liberal pieties for hard-headed
judgements when faced by the serious threat of war. Its
institutions and bureaucracies give sanctimonious Scandinavians of
the Blix and Bruntland variety their longed-for opportunity to put
us all in our place, and its secretaries general are usually more
anxious to preserve their reputation as moral figureheads than to
dirty their hands by violent actions, however necessary they may
be.
Indeed, perhaps the greatest danger now
presented by the U.N. is its ability to confer the status of
Realpolitik on the dangerous illusions of the European elites.
Without exception, the European opponents of the Iraq war invoked
the U.N. as the authority for their claims that British and
American intervention was "illegal." This spurious invocation of a
legality recognized by no member of the U.N. apart from the few who
are intrinsically obedient to it has been used to solidify an
anti-American posture towards the world and an exaltation of the
"European" way, as the way of law, as opposed to the American way,
which is the way of force.
As
Robert Kagan has pertinently argued in Of Paradise and Power, the rhetorical
dichotomy between virtuous Europe, pursuing solutions through
international law, and vicious America, imposing solutions by force
of arms, is fast becoming internalized by the European elites as a
way of painting their inability to act as an exalted refusal to
act. Without the U.N., this posture would be seen for the priggish
nonsense that it is. The fact is that U.N. resolutions concerning
the real threats to world peace have been ineffective, or effective
only when they have coincided with American resolve to do
something, as in Bosnia.
All
that is painfully apparent to Americans in the wake of the Iraq
war. Saddam Hussein represented an undeniable threat to world
peace; he was in breach of U.N. resolutions and violated every item
of the U.N. Charter, not least in his persecutions of the people
over whom he ruled. He had murdered his opponents or driven them
into exile. And yet--despite the determination of the U.S. to
unseat him--the U.N. merely prevaricated while offering the French
and the Germans the opportunity to display their newfound moral
virtue.
It
took a nation-state, acting in pursuit of its own perceived
interests, to achieve what the U.N. refused to undertake on its own
behalf. And the U.S. had only one secure ally in this process,
which was the U.K., acting spontaneously to affirm the obligations
of our long-standing alliance. Despite being a member of that
alliance, France offered comfort and even military information to
Iraq.
Now,
there is nothing inherently surprising in the behavior of France
and Germany. The leaders of those countries were acting in response
to popular feeling among their citizens, and also in accordance
with perceived national interests. The U.N. acted as it did because
French and German voices prevailed in the forum of diplomacy. But
they did not prevail in the field of battle, and the battle was
quickly won.
Now
that the smoke has cleared, we can see that the U.S. acted rightly
to secure its interests in the region and that those interests
really are different from the interests of France and Germany. The
alliance that held our four countries together was an alliance
forged by a common threat--which was the military might and
ideological frenzy of the Soviet Union. That threat has gone and,
unsurprisingly, the alliance has begun to fall apart. The ambition
of France and Germany to build a European military force and a
common foreign policy will hasten its disintegration, and within a
few years NATO will have ceased to exist as an effective voice in
the world.
All
these momentous changes are coming about without any real input
from the U.N. And that is because they result from the shifting
interests, alliances, and alignments of genuine nation-states--the
states of Europe and its diaspora. There is no real need for such
states to consult the U.N. when their vital interests are at stake,
and if they do consult it nevertheless, it is because bien-pensant
orthodoxy still requires lip service to be paid to "world opinion,"
a commodity supposedly on sale at the General Assembly.
But,
as the French and the Germans know as well as we, the General
Assembly does not offer world opinion at all: The voices that sound
in it include many that have effectively silenced the people for
whom they claim to speak, and, indeed, only the nation-states can
be said to send to the Assembly people who represent the interests
of their nation and not the interests of some faction within it.
For it is only in nation-states that any kind of representative
government has taken root.
Here, someone might take exception to what
I have said, drawing attention to the seemingly inexorable spread
of democracy through the world since the founding of the U.N. and
identifying the U.N. itself as the catalyst. Surely, it might be
said, when "emerging" nations have to vindicate themselves in a
forum where the democracies have the dominating voice, they feel a
pressure to emulate those democracies in the matter that confers
such ungainsayable legitimacy on their representatives. The message
is relayed to the rulers back home: Democratize and enjoy the favor
of the world.
There may be some truth in that. But it is
by no means the whole truth. As Fareed Zakaria has argued to great
effect in Illiberal Democracy, democratization comes about only when
liberties are in place, and these liberties depend on an upwardly
mobile middle class for their protection. Moreover, it is not
democracy that causes people to live side-by-side in peace, but the
mutual respect for liberty, something that might be as much
threatened as protected by the franchise--as we have seen
throughout the Middle East in recent years. The U.N.'s commitment
to democratization as the title to political maturity is as likely
to generate conflicts as to solve them.
Here, it seems to me, is the real lesson
to be drawn from recent events, and it is a lesson that I try to
spell out at greater length in The West and the Rest. We in the
West are heirs to a political culture that has placed individual
liberty at the center of things and which has perpetuated the Roman
idea of citizenship as the primary form of political loyalty. This
has enabled us to take effective collective action in the face of
threats and to form governments that are genuinely representative
of those whose interests they claim to serve.
For
all their faults, the Western democracies act on behalf of their
people, through states which have genuine corporate
personality--both in the legal sense and in the moral sense of
being answerable for their faults and bound by a relation of trust
to their members. They have been able to separate political loyalty
from religious conformity, from tribal allegiance, and from family
affection, and by this means have given reality to the idea of
citizenship as a reciprocal web of rights and duties which confers
freedom on the individual in return for obedience to secular
law.
Imperfectly though this ideal has been
realized in many Western states, it has been scarcely realized at
all elsewhere, save in places where Western imperial powers have
implanted the vestiges of representative institutions and
territorial law. It is held in place by the fact that Western
states do not merely occupy territories: They define their
fundamental loyalties and political duties in terms of those
territories. It is to France that the Frenchman's loyalty is owed,
just as mine is owed to England and yours to this land of
America.
Land
has been exalted by our political process into the repository of
our hopes and values, the place in which we can be at home with
strangers, the place which is the seat of our jurisdiction and the
object of our common concern. Our law is territorial law, applying
to all who reside in a certain territory and to every act committed
there. It makes no reference to the religion or clan of the
citizen, but on the contrary detaches him or her from those more
personal loyalties and discounts them in all its procedures.
Needless to say, a long history led to the
emergence of this kind of jurisdiction, and it is a history that
has not taken place everywhere. Although it is normal to refer in
this context to the European Enlightenment and the retreat of
religion that then occurred, my own view is that this simplifies
the historical record and also places an obstacle before our
attempts to understand the sources of current conflicts.
The
rise of the personal state, the rule of law, and the separation of
political from religious authority are all connected. Their
emergence was facilitated by the Christian religion and its
situation under the Roman Empire, when the newfound religion could
survive only by conceding legislative authority to those who did
not believe in it. The enduring territorial jurisdictions of Europe
were built on the twin foundations of Christian renunciation and
Roman law, and held in place in modern times by national loyalties
in which territory, language, customs, and religion all played
cementing roles. The emergence of the nation-state has been a
natural consequence of this and has occurred everywhere in the
world where the European communities have settled.
Here
and there, nation-states have emerged from conflicts in which the
European idea has been forcibly exported--notably in modern Japan.
But in Africa and the Middle East, in much of Southeast Asia and
Indonesia, there is little hope that national loyalties will ever
replace the ties of kinship, tribe, clan, and religion as the
foundation of civil order, and little hope that genuine rules of
law and representative governments will come into being.
For
it is my view that national loyalty and representative government
are mutually dependent. Until national loyalty replaces its
competitors, there is no hope of a shared obedience to a common
rule of law. In the U.S., it took a civil war before national
loyalty emerged as the dominant prepolitical source of social
unity. And the European countries have experienced similar
upheavals. Nevertheless, once national loyalty is in place, there
is hope for a durable rule of law and representative
institutions.
The
U.N. was invented by people steeped in the ethos of the
nation-state, and it is designed to resolve conflicts between such
states. It erects into a transnational goal the notion of a rule of
law as this has developed under the impetus of territorial
sovereignty. And there is no doubt that nation-states which
subscribe to its Charter are, on the whole, eager for legal
solutions to conflicts and for a shared obedience to an "empire of
laws." That is why the U.S. and Canada can exist peacefully
side-by-side, despite their disputed border.
Elsewhere the search for legal solutions
may often be little more than a sham. Syria's occupation of the
Lebanon certainly shows how a conflict may be resolved; but it was
a conflict caused by the party that solved it, and the solution was
conquest, in which the sovereignty of Lebanon was effectively
extinguished by an occupying army. This is the way conflicts in the
Middle East tend to be settled. For how can a state be trusted to
seek legal solutions when it is not itself governed by law, but
only by factional interests under a resolute dictatorship?
Hence, to grant equal status in the U.N.
to dictatorships like Syria, Libya, and Sudan, and personal states
on the Western model, is to put an obstacle in the way of
negotiated solutions of a kind that it is increasingly difficult to
overcome. The democracies of Europe and its diaspora do not
normally fight one another, since they recognize the binding nature
of legal agreements. If they have fought in modern times, it is
largely because they have passed through periods of dictatorial
government, such as that imposed on France by Bonaparte and on
Germany by Hitler. Were dictatorships to re-emerge in Europe, then
they would no doubt lead to renewed belligerence, and the U.N.
would cease to be effective as a conflict-resolving medium on our
continent, just as it has been ineffective in Africa and the Middle
East.
But
that leads naturally to the question whether we need the U.N. at
all? And, if so, in what form? When we ask such a question, it is
interesting to note that "we" denotes the Western powers. We are
not asking whether the world needs this institution, or even
whether the Third World needs it; we are asking whether it adds
anything to the peace-keeping efforts that we, the nation-states of
the world, are engaged in.
As
for those other states--the dictatorships, totalitarian states,
religious states, and failed states--we have little confidence in
their commitment to peace, and certainly little concern to advance
their interests. The question in our mind is always whether the
U.N. is a useful means of dealing with them, not whether it gives
them any means of dealing between themselves.
And
the example of Iraq suggests that it is no longer useful. U.N.
sanctions proved ineffective, and the Security Council and General
Assembly combined to delay the necessary military action to the
point where it was far more costly than it should have been. By
impeding George Bush Senior from pursuing the Gulf War to its
logical conclusion, the U.N. ensured the repression and massacre of
those involved in the uprisings at Basra and elsewhere. By failing
to endorse George Bush's pressing decision of Realpolitik, it has
made the task of reconstructing Iraq and winning the confidence of
its people so much the more difficult. Its effect on the whole
decision-making process, in short, has been negative.
Moreover, the resulting quarrel among
nation-states is not one that the U.N. can do anything to resolve,
or even one that it can affect. It will be played out in NATO, in
the EU, in the revision or repudiation of long-standing deals and
treaties which depend upon the fact that the parties to them are
fully responsible nation-states, able to decide on their future for
themselves.
Of
course, the fact that the U.N. continues to exist as a forum of
argument and discussion may be valued, if only because it informs
us of the character of the various governments that wield the power
of the state in the various territories of the globe. But there is
another--and, in my view, more dangerous--effect of the U.N.
institutions, and one that is insufficiently pondered by our
politicians.
Both
the U.N. and many of its ancillary and subordinate institutions
have legislative powers. They can use the original force of the
Charter to bind national legislatures to measures that may be
profoundly against the national interest. These measures will often
be a huge burden to law-abiding states but no burden at all to
dictatorships. Yet the dictatorships have as much right to press
for them as the law-abiding states. In effect, the lawless have
acquired, through the U.N., the power to bind the law-abiding in
chains that they themselves escape.
One
pertinent example is the U.N. Convention on refugees and asylum,
ratified in 1951, which obliges every signatory to offer asylum to
those fleeing from persecution. This means that Western states,
which are bound by their own laws, are forced to admit hundreds of
thousands of unwanted immigrants every year, simply because
well-briefed lawyers invoke the convention on asylum on their
behalf. Most of these immigrants stay even when their claims to
asylum are exposed as bogus. The result, in Europe, is a
demographic crisis that threatens to rock the foundations of
domestic policy.
Now,
of course, the dictatorships don't have any problem in
accommodating asylum seekers: They have never had any. On the
contrary, the convention on asylum enables dictators to export
their opponents without earning the bad name that would come from
massacring them. The entire cost of the convention is borne by the
law-abiding states, whose legal systems, moreover, are jeopardized
by the increasing number of people who settle within the
jurisdiction while acknowledging no loyalty to the nation-state
that is founded on it. The worst of our Islamist agitators in
Europe are also people who have been granted asylum from the
regimes whose violence they import.
The
example is of vital concern to all of us in Europe, and it shows
the way in which the grant of legislative powers to a transnational
body poses a serious danger to the nation-state. Delicate matters,
over which our legislators and judiciary have expended decades of
careful reflection and decision-making, are thrown into instant
disarray by a measure imposed on us by fiat. Like the EU, the U.N.
confronts its members at every juncture with an absolute choice:
Accept the edicts or leave the club. And few politicians have the
courage to take the second of those options.
But
has the time come to do so? Should we now extricate ourselves from
the U.N. and its subordinate institutions, and begin the task of
peace-keeping from some other starting point? What other starting
point is there?
History suggests an answer to that last
question. Peace-keeping has been effective in the past when carried
out under the imperial aegis.
- The Roman Empire brought peace--the Pax
Romana--to the Mediterranean basin and to the West of Europe, and
this peace lasted.
- The Hapsburg Empire brought peace to its
territories and made a commendable effort to permit the emergence
of nation-states while maintaining an overarching rule of law to
which they had to comply.
- The British Empire did something similar
and, for all the routine criticisms now made of its excesses,
undeniably secured more peace and prosperity for its subject
territories than they would have otherwise enjoyed.
- The Ottoman Empire likewise created more
pools of peaceful coexistence in the Middle East than have existed
in the years since its demise, even if it encouraged frequent local
massacres and--in its final years--an act of genocide.
The
United States came into being as a kind of protest against imperial
government by people who found themselves too far from the source
of imperial power to be adequately represented there. For this
reason, Americans have always been reluctant to pursue imperial
ambitions, despite Kipling's appeal to them to "take up the white
man's burden."
It
seems, though, that the failure of the U.N. to deal with the threat
posed by Iraq has prompted a genuinely imperial response from the
U.S.--a unilateral imposition of order on people who have shown no
capacity to impose it on themselves. But this is imperialism with a
difference. The desire is to impose order and then, having achieved
it, to withdraw, leaving the country to govern itself.
But
what if order is not achieved, or collapses immediately as soon as
the Americans withdraw? This is a real possibility for the very
reason that there is so little evidence to suggest that Iraqis have
a common loyalty or a shared interest in democratic
government--government, that is, which offers equal participation
to those of another religious sect, another tribe, or another
family. Clearly, the imperial path is fraught with difficulties and
dangers, and the temptation will be to eliminate the dictators and
their weapons but to do nothing thereafter to provide new forms of
government or to ensure that the dictators remain things of the
past.
What
should we conclude concerning the future of the U.N.? It has
probably outlasted what usefulness it had as a peace-keeping
institution. Moreover, it has begun to impose intolerable burdens
as old decisions, hardened into law, impact on new problems that
they were not designed to solve. Its bureaucracies and subordinate
networks are rife with corruption. And the major disputes between
nation-states proceed outside its reach.
A
strong case could therefore be made for its abolition. Multilateral
treaties agreed between individual states, securing areas of the
globe against war, and guaranteeing mutual aid in times of crisis
might be far more effective at doing the work for which the U.N.
was designed.
It
is certainly true that nothing has more effectively kept the peace
in Europe than NATO; and even if NATO is now destined for
destruction, it
is probably a healthier state of affairs when alliances and
treaties can both live and die in response to the shifting
interests of the nations than when a treaty is immortalized and
inoculated against change, like the Charter and Conventions of the
U.N.