(Archived document, may contain errors)
123 June 25, 1980 CONGRESS AND THE SUPREME COURT COURT'
JURISDICTION AND SCHOOL PRA YER INTRODUCTION On April 9, 1979, the
Senate, on a 61-30 vote, passed S. 450 a bill eliminating much of
the obligatory jurisdiction of the Supreme Court. The measure was
successfully amended on the floor of the Senate to include a
provision removing the jurisdiction of the Supreme Court and the
federal district courts over state laws dealing with voluntary
prayer in public schools.
Helms (R-N.C.) had originally won passage, by a 47-37 vote, of
the school prayer provision as an amendment to the Department of
Education bill. But the Senate subsequently voted, 53-40, to strip
the amendment from that bill and, by a'51-40 vote, to add it to S.
450 Senator Jesse The bill was sent to the House, where it has
languished in the House Judiciary Committee ever since.
Congressman Philip Crane (R-Ill.) began seeking House signatures
on a petition that would discharge the Judiciary Committee from c
onsideration of the bill and send it directly to the floor of the
House for a vote required for the discharge petition was begun in
February of this year and, as of the date of this Backgrounder, 155
members of the In October 1979 A major effort to collec t the 218
signatures House. had signed.
Support for the discharge petition has come from House members
more interested in the school prayer amendment than in the other
subject matter of S. 4
50. That amendment marks the renewal of an intermittent eighteen
-year old battle between segments of the Congress and the Supreme
Court over the meaning of the First Amendment's Establishment of
Religion clause. The Supreme Court initiated the battle by ruling
in Engle v. Vitale 1962) and Abington v. Schempp (1963) th a t the
Establishment Clause forbade the voluntary recitation of prayers
and reading of the Bible in public schools 2 THE JURISDICTION OF
THE SUPREME COURT The jurisdiction of a court refers to its
authority to hear In Ex parte McCardle (1868), Chief Justic e and
decide a case.
Salmon P. Chase said, tlWithout jurisdiction the Court cannot
Droceed at all in any case. Jurisdiction is power to declare c the
law I complete discretionary authority over not only the
jurisdiction but also the very existence of the f ederal district
courts and circuit courts of appeals. The same article provides
that the Supreme Court shall have two jurisdictions: an
!!originalt1 juris- diction over cases !#affecting ambassadors,
other public ministers and consuls, and those in which a state
shall be party Thus the original jurisdiction of the Supreme Court
comes directly from the Constitution and cannot be expanded or
contracted by any acts of Congress. In cases under its original
jurisdiction, the Court has the right (but it is not r e quired) to
hear all the initial arguments directly. Today, the Court decides
very few cases brought under its original jurisdiction. from the
date of the Judiciary Act of 1789, Congress ,Has given itself the
authority and the Supreme Court has acquiesced t o decide whether
the Court's original jurisdiction in certain kinds of cases is
exclusive (belonging to the highest court alone) or concurrent
(shared with other state or federal courts Article I11 of the
Constitution-grants Congress Additionally Article 1 11 also grants
the Supreme Court an l1appellatel1 This appellate jurisdiction
jurisdiction, that is, the authority to review and affirm or
overturn the decisions of state or lower federal courts that had
heard the initial arguments extends Ilboth as to la w and fact...to
all cases, in law and equity, arising under this constitution, the
laws of the United States, and treaties made...to all cases of
admiralty and maritime jurisdictions; to controversies to which the
United States shall be a party to controve r sies...between
citizens of different states, between citizens of the same state
claiming lands But the entire group of cases is subject to tlsuch
exceptions, and under such regulations as the Congress shall make
appellate jurisdiction of the Supreme Court comes from the Consti
tution by way of congressional legislation.
Thus, the S. 450 AND THE SCHOOL PRAYER AMENDMENT Since 1789,
Congress has often exercised its power to change S. and regulate
the appellate jurisdiction of the Supreme Court 450, which is f
avored by all the justices currently sitting on the Supreme Court,
is the latest exercise of the congressional authority.
Under its appellate jurisdiction, cases are brought to the
Supreme Court in two ways seeking appellate review that the Court
has comp lete discretion to accept or deny) and by regular appeal
(which has come to be obligatory on the Court by writ of certiorari
(a means of 3 The problem is that litigants petitioning the Court
for review under its obligatory (appeals) appellate jurisdiction
are certain to have these cases heard, whereas petitioners seeking
review under the Court's certiorari appellate jurisdiction are at
the mercy of the Court's discretion to hear the case. The Senate
Judiciary Committee describes the problem thus In the 197 6 term,
the Supreme Court disposed of 3,959 cases 311 on the Court's
obligatory docket. One hundred of the obligatory cases were
dismissed on procedural and technical grounds. That means'that 211
of the cases or two-thirds were decided on the merits. Of th e
3,652 cases on the Court's discretionary docket only 234 were
decided on merits less than 7 percent Of these there were
Significantly, obligatory cases are forming an increasingly larger
percentage of all cases decided on the merits. In 1942 they compris
ed 28 percent of all cases decided on merits. Today, that figure
has climbed to 47 percent.
One conclusion to be drawn from those figures is that a litigant
whose case fortui tously appears on the obligatory appellate docket
has nine times the chance of ga ining access to the Court that a
petitioner for certiorari has petitioners for certiorari whose
cases involve issues of considerable importance are being denied
access to the Court simply because the Court has no time to hear
them due to the crush of obli gatory appeals No. 96-35, March 14,
1979, pages 6-7 A significant number of Senate Report S. 450
intends to correct this imbalance by doing away with almost all of
the Court's obligatory jurisdiction.
The distinction between the obligatory and certiorari t ypes of
the Supreme Court's appellate jurisdiction is a result of history
and past congressional action the Circuit Court of Appeals Act of
1891, the Supreme Court's appellate jurisdiction was entirely
obligatory. Under the types of cases placed by Congre s s in the
appellate jurisdiction of the Court, it was understood that
aggrieved parties had an absolute right to have their cases
appealed, and the Supreme Court regarded itself as completely
obligated to hear the appeals From the date of the Judiciary Act of
1789 to the date of I I 4 The crush of litigation became
uncontrollable, so Congress responded in 1891 by creating the
concept of discretionary review by way of certiorari. The amount of
certiorari jurisdiction granted to the Court by the 1891 Act was s
mall, but Congress continued to increase it over the years until,
under the Judiciary Act of 1925, it expanded the Courtls certiorari
power significant ly. Nevertheless, many statutes remained in the
U.S. Code that required mandatory review of certain cas es by the
highest Court.
Today the Supreme Court is again burdened with an enormous
caseload. Four times in the 1970s, Congress has acted to further
cut away different areas of the Court's mandatory jurisdiction.
S. 450 completes this task by eliminating nearly all of it By
its various provisions, S. 450 repeals the mandatory jurisdiction
of the Supreme Court in cases in which a federal district judge has
invalidated an act of Congress with the United States or its
agencies or employees as a party to the c ase. repeals the
mandatory jurisdiction of the Supreme Court in cases in which a
federal circuit court of appeals judge has invalidated a state
statute. repeals the mandatory jurisdiction of the Supreme Court in
cases in which the highest court of a state invalidated a U.S.
statute or treaty or when an argument has been advanced that a
state statute is unconstitutional or in violation of a law or
treaty of the United States but, nevertheless has been held valid
This repeal includes cases appealed from the S upreme Court of
Puerto Rico repeals the mandatory jurisdiction of the Supreme Court
in cases involving the Federal Election Campaign Act, involv ing
California Indian lands, and involving construction of the Alaska
pipeline mandatory jurisdictions substit u tes certiorari
jurisdiction for all the repealed The school prayer amendment
provides that neither the federal district courts nor the Supreme
Court shall have jurisdiction to review, by appeal writ of
certiorari, or otherwise, any case arising out of any State
statute, ordinance rule, regulation, or any part thereof, or
arising out of an Act interpreting, applying, or enforcing a State
statute, ordinance rule, or regulation, which relates to volun tary
prayers in public schools and public buildings I 1 i 5 This
amendment) shall not apply with respect to any case which, on such
date of enactment was pending in any court of the United
States.
ORIGIN AND MEANING OF THE FIRST AMENDMENT When the various
states were considering the ratification of Several of the states,
already having their own bills the Constitution as proposed to them
by the Constitutional Conven tion of 1787, there was much
discussion of the absence of a Bill of Rights of rights, ratified
the Constitution with strong recommendations to the fi r st
Congress that a Bill of Rights be added As in the framing of the
Constitution itself, it was left to James Madison to take the lead
in framing a Bill of Rights. By the time the first Congress
convened in May 1789, Madison, a newly-elected member of the House,
had drawn up a list of amend ments to propose to the House. On June
8, he introduced the amendments to the House and said that the
Constitution needed to be amended in order "to quiet the
apprehensions felt by many that the Constitution does not ad e
quately protect liberty And even that had sent the Constitution to
the states without a Bill of Rights, Madison assented to the
undisputed popular desire for a list bf rights, arguing its
propriety so that "the abuse of the powers of the General Governmen
t may be guarded against in a more secure manner than is now done
though he was the guiding light of the Constitutional Convention I
I I With respect to religion, Madison proposed two amendments The
civil rights of none shall be abridged on account of reli gious
belief or worship, nor shall any national religion be established
nor shall the full and equal rights of con science be in any
manner, or in any pretext infringed.
No state shall violate the equal rights of conscience, or the
freedom of the press, or the trial by jury in criminal cases Equal
rights of consciencell was considered by the men of the time to be
almost coincident with, or at least an immediate corollary of,
freedom of religion. The first amendment above was plain on its
face with regard t o religion. Its purpose was to prevent the
establishment of a national religion as in England where the
Anglican Church was established, sanctioned by, and supported by
the Crown. The meaning of the second amendment directed against the
states, became clea r in debate, as will be seen. At the time of
the meeting of the First Congress, only four of the thirteen states
had no established religion or reli gions (six states having
multiple established Protestant sects receiving state aid and
recognition And it m u st be remembered 6 c c that the popular call
for a Bill of Rights was inspired by concern over the supposed
dangers to individual rights from the new national government by
the entire House, but that body voted to have them referred to a
special committee for consideration debate on the report of the
committee, Madison's first amendment on religion had been changed
by the committee to read Madison wanted his amendments to be
considered immediately When the House took up No religion shall be
established by law, nor shall the equal rights of conscience be
infringed.
Daniel Carroll of Maryland immediately took the floor to offer
the opinion that he considered an amendment on freedom of religion
to be the most important in any list of rights and that such an
amendment would go the farthest Wowards conciliating the mind s of
the people1' to the new Constitution and the new national
government. Madison rose to say that he interpreted the words to
mean that the Congress could never establish a religion and enforce
the legal observation of it by law called to ratify the Cons t
itution, Madison noted, had expressed concern that the new Congress
might have great leeway, under the clause empowering it "to make
all laws necessary and proper," to infringe upon the rights of
conscience and establish a national religion. He regarded t h e
amendment under consideration as a clear declaration to the people
that no national religion would ever be sanctioned by the national
government The state conventions Next ensuing was an exchange
between Benjamin Huntington of Connecticut and Madison th at can be
considered definitive of what became the final wording and meaning
of the establishment and free exercise clauses of the First
Amendment.
Huntington rose to express his fear that the proposed amend ment
might eventually become harmful to religion . He accepted Madison's
interpretation that the amendment meant that no national religion
could ever be established by the national government but he worried
that others, namely the federal courts, might interpret it to mean
that local ordinances providin g for the support of churches and
ministers would be unconstitutional as establishment of religion In
answer, Madison proposed to insert the word l'nationalll before the
word 'Ireligion I If so amended, Madison maintained it would point
the amendment direc t ly to the object it was intended to prevent
Samuel Livermore of New Hampshire argued that the wording should be
changed in order to spell out that it was intended to prevent
I1Congress1' from establishing any religion to include the word
llnational.ll Tha t word, Gerry maintained brought to mind the
continuing and widespread argument over Elbridge Gerry of
Massachusetts objected to Madison's proposal I'i 7 whether the new
Constitution instituted a federal government of shared powers
balanced between' the st ate and federal governments or a national
government of excessively centralized powers.
Madison, probably realizing the continuing sensitivity of that
argument, withdrew his proposal, and the House then passed Liver
more's wording of the amendment explicit ly preventing the Congress
from establishing any religion, or infringing on the rights of
conscience, a solution that incorporated the purpose of Madison's
proposal anyway, for only the national legislature, the Congress
could establish any national relig i on. Upon reconsideration, the
House passed a different wording of the amendment offered by Fisher
Ames of Massachusetts (but, it has been said, actually written by
Madison Congress shall make no law establishing religion, or to
prevent the free exercise t hereof, or to infringe the rights of
conscience.
Later the House took up Madison's other amendment which had been
altered in committee to read No state shall infringe the equal
rights of conscience, nor the free speech of the press nor of the
right of tria l by jury in criminal cases As can be seen, this
amendment (with the !'rights of conscience substituting for the
"free exercise of religion was a nearly identical version of the
First Congress! final wording of the First Amendment but directed
against the states, not against the national government. This
prompted Thomas Tucker of South Carolina to argue that it be
deleted in its entirety because its effect would be to amend the
constitutions of the state governments not the national government.
Tucker thou g ht it improper for the national legislature, the
Congress, to consider measures that were the province of the state
legislatures. Madison, whose previous and subsequent public career
demonstrated that he, along with Jefferson, was the strongest
advocate o f a sharp separation of church and state, and whose home
state of Virginia had already passed laws disestablishing all
religions, rose to defend the amendment saying that it was the
!'most valuable amendment in the whole listit because "if there was
any re a son to restrain the government of the United States from
infringing upon these essen tial rights it was equally necessary
that they should be secured against the state governments Madison
carried the debate, and the amendment (with a rearranging of its cl
a uses) was adopted by the House and sent, along with fifteen other
amendments, to the Senate to a "person" or to "people I' only the
amendment discussed immedi ately above contained an express
limitation on the powers of a state Although six of the sixteen
amendments guaranteed rights The Senate met behind closed doors,
and, thus, no record of its debates survived. However, the notes
taken were recorded in 9 I 8 the first Senate Journal. On the
whole, the Senate was less enthusiastic about amending the Cons
titution consolidated the sixteen amendments to the twelve that
eventually were sent to the states for ratification.
It reduced and The Senate struck out Madisonls Itmost valuable
amendment restricting the states in the areas of conscience, speech
and the press (and moving the right to trial by jury in criminal
cases to what became the Sixth Amendment Concerning the amend ment
banning Congress from establishing religion, preventing the free
exercise thereof, or infringing the rights of conscience the Senat
e eliminated the last ban completely (perhaps considering it
redundant to the "free exercisett I The House had formulated an
amendment declaring that the freedoms of speech, and the press,
along with the right to assemble and petition the government, 'Isha
l l not be infringed," a formula tion not mentioning what
institution of the government was prohibi ted from doing the
infringing By collecting the freedoms of speech, the press, and
assembly and petition together with the guarantees concerning
establishmen t of religion and free exercise of religion, and
putting them all into one sentence beginning Congress shall make no
law It the Senate made clear that this what became the First,
amendment was directed against actions of Congress.
A conference committee co nsisting of members of both houses was
formed in order to work out a final agreement in the wording of
several of the amendments. In conference, the House tried to
reinsert into the Bill of Rights its amendment prohibiting state
actions in the areas of co nscience et al., but the Senate would
not concur. The House was successful, however, in gaining Senate
agreement to alterations in the language of the establishment and
free'exercise clauses.
After IICongress shall make no law I1 the final language was cha
nged from I establishing religion, or to prevent the free exercise
thereof I to I respecting an establishment of religion, or
prohibiting the free exercise thereof I1 As can be seen, this
change, almost certainly the work of Madison, made the language str
i cter and more specific, prohibiting Congress not only from
completely establishinq religion, but also from legislat ing in any
manner concerning (ltrespectingl1) an establishment of religion
ratified by the requisite three-fourths of the states, still rea d
s The First Amendment, as passed by the First Congress and Congress
shall make no law respecting an establishment of religion or
prohibiting the free exercise thereof; or abridging the freedom of
speech, or of the press; or the right of the people peacefu lly to
assemble, 9 and to petition the Government for a redress of
grievances.
In summation, the following can be said concerning the origin of
the religion clauses of the First Amendment First Congress
convened, six of the thirteen states still had establ ished
religion(s). The widespread concern was that the new national
legislature instituted by the new Constitution might pass laws
concerning religion that would be binding on all the states and,
thus, on all the people. An amendment to prohibit such legi slation
easily passed both Houses after significant debate clarifying its
meaning.
Congress, including Madison, understood it to be a restriction
on actions of Congress, not on actions of the states inferred that
the state legislatures that ratified the Fi rst Amendment were
equally clear about its meaning ment, advocated by Madison, to
extend this prohibition to actions of the states passed the House,
but was defeated in the Senate.
Perhaps it can be said that the Senate, in rejecting a curb on
state actio ns in the areas covered by the First Amendment, acted
precisely in the manner anticipated by the Constitution itself for
the Constitution provides that senators represent states and thus
can be expected to defend the rights of the states of the House, of
c ourse, each represent a certain number of people When the I i All
members of both houses of It can be Another amend I Members SUPRE3E
COURT SCHOOL PRAYER, AND TBE ESTABLISHMENT CLAUSE That the Bill of
Rights is a restrlction on the power of the national g o vernment,
not the state governments, was re-emphasized by the Supreme Court
in the 1833 case of Barron v. Baltimore (7 Pet. 243 clause of the
Fifth Amendment in order to force the city of Baltimore to
compensate him in damages for his wharf, which he clai m ed had
been rendered useless by city action A wharf owner tried to invoke
the Iljust compenstationll Chief Justice Marshall, speaking for the
unanimous Court ruled that the Court had no jurisdiction over the
case because the Bill of Rights placed no restr i ctions on the
actions of the city or state governments. Marshall pointed out that
Article I of the Constitution applied to the legislative powers of
Congress only, except in Section 10 where the Constitutional
Convention limited the powers of the state ex p ressly by beginning
all three sentences of Section 10 with "NO state shall II Likewise,
concerning the Bill of Rights, and the two subse quent amendments,
Marshall said Journal of the Senate and House of Representatives of
the First Congress June-August, 1789 mentary History, Chelsea House
Publishers (19711 pp. 1007-1165, passim.
Published in the Bernard Schwartz, Bill of Rights: A Docu 10 Had
the framers of the amendments intended them to be limitations, on
the powers of the state governments, they would have imitated the
framers of the original constitution and have expressed that
intention at 249 Marshall, who had been a delegate to the Virginia
state convention that ratified the Constitution, knew well both the
source and meaning of the ten amendments t o the Bill of Rights In
almost every convention by which the constitution was ratified,
amendments to guard against the abuse of power were recom mended.
These amendments divided security against the apprehended
encroachments of the general government not against those of the
local governments Those amendments contain no expression indicating
an intention to apply them to the state governments court cannot so
apply them at 249) This For over 150 years after the ratification
by the states of Regarding relig i on the First Amendment, the
Supreme Court upheld the intent and meaning of that Amendment and
followed the doctrine of Barron with respect to the entire Bill of
Rights the Court decided only one significant case, Reynolds v. U.S
98 U.S. 145 (1878), over t hat time. And Reynolds was a case of the
free exercise of religion, not the establishment of religion.
With religious liberty as a matter of state, rather than federal
constitutional law, the several states dealt with matters of
religion according to their own views.
But, in the 1920s and 1930s, the Supreme Court, at its own
initiative and discretion, began to develop the most important
judicial doctrine of the Twentieth Century: the I'incorporationll
of the Bill of Rights into the Fourteenth Amendment. Th at amend
ment, ratified in 1868, made federal citizenship pre-eminent over
state citizenship and declared that Itno state shall If abridge the
"privileges or immunities,If the right to "due process of law," or
the "equal protection of the laws" of any cit izen.
By incorporating the Bill of Rights into these three clauses of
the Fourteenth Amendment, the Supreme Court gave itself the power
to overturn any state 'law dealing with any area covere d by the
ten amendments of the Bill of Rights. Thus, with regard to the
First Amendment, the Court fashioned a judicial doctrine to
circumvent the conclusions of the First Congress and the actions of
the states that ratified the Bill of Rights.
The Court incorporated the First Amendment's freedom of speech
clause into the Fourteenth Amendment in the 1925 case of Gltlow v.
New York (268 U.S. 652 Significantly, the Court gave no explanation
whatsoever of why the Bill of Rights suddenlys 11 became applicable
to the states by means of the Fourteenth Amend ment, but merely
declared it so, saying (at 666) that "for present purposesif the
Court llassumedll that it was applicable. In 1931 in the case of
Near v. Minnesota (283 U.S. 697), the Court relying on Gitlow and
three other cases based on Gitlow, incor porated the First
Amendment's freedom of the press clause into the Fourteenth
Amendment, thus granting itself authority over state laws dealing
with the press.
Itit is no longer open to doubt at 707) that the F irst
Amendment applied to the states by way of the Fourteenth Amendment
The Near Court declared that In the 1937 case of DeJorge v. Oregon
(299 U.S. 323), the Court, saying the case was '!ruled by Gitlow'l
(at 355), the Court took over jurisdiction of sta te laws dealing
with the First Amendment's assembly and petition clauses. The Court
stated that Itexplicit mentiont1 of certain guarantees in the First
Amendment does not argue exclusion elsewhere at 364 In Cantwell
v.
Connecticut (310 U.S. 296), a 1940 ca se, the Court, citing no
previous cases at all, but merely stating that its decision was
mandated by a "fundamental concept of liberty" (at 303), declared
that the free exercise of religion clause was binding on the states
as well as Congress.
Completing the process in 1947 in Everson v. Board of Educa tion
(330 U.S. l), the Court, relying on Cantwell and cases based on
both Near and DeJorge, ruled that the establishment clause was
likewise binding on the states. Everson was the first case in which
the Su preme Court ruled on state government aid to church schools.
*New Jersey had passed a statute allowing its local boards
of.education to reimburse parents for the costs of using public
transportation to sent their children to church schools.
After an elaborate dissertation on the absoluteness of the "wall
of separation between church and state," the Court finally allowed
the New Jersey statute to stand, construing it as public welfare
legislation benefiting children rather than schools.
Since Everson, most of the Supreme Court's decisions on the
establishment clause have concerned public financial aid to church
schools and their students. However, in 1962 and 1963 the Court
initiated a new area of constitutional litigation when it in Pel of
it handed down E n qle v. Vitale (370 U.S. 421) dealing-with praye
in public schools and School District of Abington Township
Pennsylvania v. Schempp (374 U.S. 203) dealing with the reading
ofschools 1 i i deal ngton .ng wit ing-with Township h the re ra in
In Engle, the Co u rt faced a constitutional challenge to the
mandated daily recitation of $he following prayer in the Union Free
School District No 9 of New Hyde Park, New York Almighty God, we
acknowledge our dependence upon Thee, and we beg Thy blessings upon
us our pare n ts, our teachers, and our country rs 12 The prayer
had been carefully crafted with the consultation of a wide range of
both Jewish and Christian religious le-,ders and recommended to the
Union Free Board of Education by the New York State Board of
Regents , a governmental agency with broad supervi sory authority
over the state's public school systems.
In both the lower state courts and the New York Court of Appeals
(the highest court of New York) the constitutional chal lenge had
been rejected with the cave at that no student could be compelled
to recite the prayer, The Supreme Court granted itself jurisdiction
over the case because, it mentioned, the First and Fourteenth
Amendments were affected. Joining the Board of Educa tion in urging
the affirmation of t he decision of the New York Court of Appeals
were the Board of Regents and the attorneys general of twenty-three
states. Joining the parents of the ten students who had brought the
case were the American Ethical Union, the American Jewish Committee
(et al and the Synagogue Council of America (et al It had been
thirty-seven years since the Court began its process of taking over
the First Amendment with the Fourteenth Amendment in the Gitlow
case and fifteen years since the process had been completed with th
e Everson case. To the mind of the Enqle Court, the issue was well
settled and needed no explanation.
The Establishment and Free Exercise clauses were Iloperative
against the States by virtue of the Fourteenth Amendment1 at 430
Writing the opinion of the C ourt in this, the first Supreme Court
case ever dealing with prayer in public schools, Justice Black
unable to refer to even one previous Supreme Court decision as a
precedent, instead explained the decision by means of a historical
essay on the separatio n of church and state Two themes
predominated. The first was a desultory reflection on the idea of
the establishment of religion in English and American history up to
the time of the Revolutionary War and the framing.of the
Constitution and Bill of Rights. The second using extensive
quotations from the writings of Thomas Jefferson and James Madison,
re-enforced the conclusions of the first theme: that governmental
establishment of religion has always brought ill effects on both
society and religion that Jef f erson and.Madison both understood
this and.knew that a strict llwall of separation1! between church
and state was the solution Black mentioned In Everson, the Court
had declared that Madison had been successful in getting his view
of the separation of chu r ch and state written into the First
Amendment sized the conclusion by calling Madison Ifthe author of
the First Amendment" (at 436 It has been restated in other Supreme
Court decisions also and can be considered official judicial
doctrine Besides quoting l etters and speeches of both Jefferson
and Madison, the Court, as it had previously done in Everson placed
great stock on the passage by the Virginia state legislature in
1785 of the famous IIVirginia Bill for Religious Liberty The Engle
Court reempha 13 T h is bill, whose primary advocates were
Jefferson and Madison disestablished all religions from Virginia.
In elaborating on the meaning of the separation of church and
state, the Court quoted at length Madison's famous speech
!'Memorial and Remonstance agai n st Religious Assessmentsll which
he delivered in defense of the Virginia bill of 1785 The history of
the state of Virginia's legislative action on the establishment of
religion was the only governmental action considered by the Court
the proceedings of th e First Congress or Madison's success in
drafting a prohibition of a national establishment of religion or
his failure in accomplishing the passage of a prohibition of
establishment of religion by any of the states already been stated,
the Court felt no ne c essity to deal with the language itself of
the First Amendment: I'Conqress shall make no law By maintaining
that Jefferson's thoughts on religion were an equally valid
interpretation of the meaning of the First Amendment, the Court
made a constitutional d o ctrine of the ideas of a man who was
neither a delegate to the Federal Constitutional Convention of 1787
nor the Virginia ratifying convention of 1788 and was neither a
member of the First Congress of 1789 nor a member of the Virginia
state legislature th at ratified the Bill of Rights in 17
91. During these years, Jefferson was ambassador to France and
then Washington's Secretary of State. Much legisla tive history of
all of these conventions and legislative sessions exists, but the
Engle Court considered none of it In the end, the Court ruled that
the required prayer was unconstitutional in that it violated the
establishment clause by way of the Fourteenth Amendment. And while
conceding that the New York practice was llrelatively insignificant
and did ''n o t amount to a total establishment of one particular
religious sect to the exclusion of all others at 436), the Court
declared (at 424) that it was unconstitutional to also
!'encourage8' the recita tion of prayers in the public school
Nowhere did the Court pay attention to And as has In his concurring
opinion, Justice Douglas admitted that the Court's decision was
novel III cannot say that to authorize this prayer is to establish
religion in the strictly historic meaning of those wordstf (at 442
Yet, he tho u ght that, regardless of the time spent in recitation
of the prayer, the practice amounted to financial aid to religion
since the teachers were paid by the state. Additionally, he thought
that many other traditional relationships between governments and
re l igion were unconstitu tional and should be declared so. Axhong
such practices, Douglas mentioned the chaplains of both houses of
Congress, religious services in federal hospitals and prisons, the
use of the Bible for administering oaths of office, the mot to of
"In God We Trust on money, and the mention of the name of God in
the pledge of allegiance.
The lone dissenter, Justice Stewart, said that he saw no reason,
constitutional or otherwise, to deny school children the 14
opportunity to participate in the !Ispiritual heritage of our
nation,lI that Justice Black's historical essay was irrelevant to
the issue in the case, and that the Court's tluncritical
invocations of metaphors like the 'wall of separation a phrase
nowhere to be found in the Constitutiont1 was irresponsible (at
445-446).
A year later in the companion cases of School District of
Abinqton Township v. Schempp and Murray v. Carlett (374 U.S 2031,
the Court likewise struck down state laws recruirincr the reading
of the Bible in public schools ti ffs challenged a Pennsylvania
state law requiring the reading of ten verses from the Bible in the
public schools at the beginning of each day. Upon written request,
parents could excuse their children from the readings. In Murray,
famous atheist Madalyn M u rray and her son challenged a Baltimore
city rule requiring the reading of a chapter of the Bible or the
recitation of the Lord's Prayer each day in the city public
schools. As in Pennsylvania parents could excuse their children
from the practice. Murray did get her son excused but nevertheless
brought the suit claiming that the rule violated religious liberty
llby placing a premium on belief as against non-belief" (at
212).
Abington was appeal from a federal district court that had
struck down the Pennsyl vania statute, while Murray was an appeal
from the Maryland Court of Appeals, which had sustained the
Baltimore City rule. The Attorney General of Pennsylvania argued
for upholding the statute in Abington while the Attorney General of
Maryland, together w i th the attorneys general of eighteen other
states, urged the upholding of the Baltimore City rule in Murray.
In both cases, the same three organizations as in Enqle argued that
the Establishment clause forbade such prac tices for an 8-1
majority, announce d that the rationale for the decision was the
Court s own I1incorporation1l doctrine Ithe laws requiring them are
unconstitutional under the Establishment clause, as applied to the
states through the Fourteenth Amendmentt1 (at 205).
Subsequent to that statement and throughout the wording of the
opinion, the Court referred to several of its previous cases all of
which had been based on the incorporation doctrine.
Specifically, the Court relied on its own previous statements in
Engle, Cantwell and Everson. And, once again, it reiterated its
notion that Itthe views of Madison and Jefferson, preceded by Roger
Williams, came to be incorporated not only in the Federal
Constitution but likewise in those of most of our states" (at 214
In Ab+ n gt th; plain On the first page of the decision, Justice
Clark, writing CONGRESS' AUTHORITY OVER THE SUPREME COURT Section
Two, Parargraph Two, of Article I11 of the Constitu tion reads 15
In all cases affecting ambassadors, other public ministers and cons
u ls, and those in which a state shall be party, the supreme court
shall have original jurisdiction In all other cases before
mentioned (i.e:, cases in law and equity under the Constitution,
the laws, and treaties of the U.S. along with cases of admiralty a
nd maritime jurisdiction the supreme court shall have appellate
juris diction, both as to law and fact, with such exceptions, and.
under such regulations as the Congress shall make.
Little evidence is available concerning the ideas and debates
surrounding the origin of the Ifexceptions and regulationsf1 clause
of Article 1
11. The Constitutional Convention of 1787 opened on May
17. Two plans for a new constitution were proposed, the New
Jersey plan drafted by William Patterson) and the Virginia plan
mast erminded by James Madison judiciary, both plans were inchoate.
After the opening debates on the two plans, a Committee of Detail
was formed to draft a proposed constitution incorporating parts of
both plans and other ideas that had already been debated Co n
cerning the role of the When the Committee on Detail reported back
to the full convention on August 6, it had given shape to a
complete document that eventually served as the substantial basis
for the final Constitution. And this was true for its provisio n s
on the judici ary also which, for the first time at the Convention,
brought up the issue of the proposed Supreme Court-. Concerning
both the original and appellate jurisdiction of the Supreme Court,
the Committee came up with almost the precise language that was to
become part of Article III.of the Constitution. The Court was to
have original jurisdiction'in "cases affecting ambassadors, other
public ministers and consuls and those in which a state shall be a
party" and appellate jurisdiction Ifin all ot h er cases beforemen
tioned (refer to first paragraph of this section) with such
exceptions and under such regulations as the Legislature shall make
If Thus, this was the first appearance of this language for
consideration by the Convention delegates. Anoth e r clause (later
deleted and, therefore, not included in the Constitution) empha
sized again the legislative control over the judiciary's jurisdic
tion by declaring that "The Legislature may assign any part of the
jurisdiction abovementioned (except the tr i al.of the President of
the United States in the manner, and under the limitations which it
shall think proper, to such Inferior. Courts II Debate on the
Ifexceptions and regulationsIf clause was limited The authority of
the legisla and non-controversial, a nd so it might be presumed
that it was an issue about which no one disagreed ture to
I'assignll the jurisdiction of the Court was eliminated by a
unanimous vote. Although no debate on this vote has survived, 16 it
might be safe to assume that it was consi dered a redundancy with
the exceptions and regulationsll clause.
However, two short exchanges about the jurisdiction of the
judiciary were revealing. Madison wanted the Constitution to state
that the jurisdiction of the Supreme Court was limited to Ilcases
of a Judiciary nature" rather than to Ifall cases arising under
this constitution.Il He thought that the highest court should not
have a general "right of expounding the Constitution.Il all cases
arising under the constitutionv1 already clearly limited t he
authority of the Court to cases "of a Judiciary nature."
Another motion was offered that would have made the resolution
of all cases under the appellate jurisdiction to be resolved "in
such manner as the Legislature shall direct This was likewise
defeat ed unanimously All agreed with Madison's idea but thought
that the wording Thus, overall, the writers of Article I11 of the
Constitution accepted without controversy that the Congress should
have the authority to except and regulate the appellate jurisdic t
ion of the Supreme Court, concluded that the Supreme Court had no
general right to expand the Constitution, but was limited to cases
Itof a Judiciary nature," and decided that the Congress could not
direct the llmannerN1 of the exercise of the appellate j u
risdiction of the Court And these conclusions seem re-enforced by
Alexander Hamilton in' Federalist 80 From this review of the
particular powers of the federal judiciary, as marked out in the
Constitution, it appears that they are all comformable to the p r
incipals which ought to have governed the structure of that
department, and which were necessary to the perfection of the
system. If some partial inconveniences should appear to'.be
connected with the incorporation of any of them into the plan it
ought to be recollected that the national legislature will have
ample authority to make such exceptions, and to prescribe such
regulations as will be calculated to obviate or remove these
inconveniences Emphasis in original And by Hamilton in Federalist
81 The amo u nt of the observations hitherto made on the authority
of the judicial depart Notes of Debates in the Federal Convention
of 1787 Reported by James Madison Norton Library 1969, pages 393,
510, 536-541.ir 17 ment is this: that it has been carefully
restricte d to those causes which are manifest ly proper for the
cognizance of the national judicature; that in the partition of
this authority a very small portion of original jurisdiction has
been preserved to the Supreme Court, and the rest consigned to the
subor d i nate tribunals; that the Supreme Court will possess an
appellate jurisdiction, both as to law and fact, in all cases
referred to them both subject- to any exceptions and regulations
which may be thought advisable; that this appellate jurisdiction
does, i n no case abolish the trial by jury; Ad that an ordinary
degree of prudence and integrity in the national councils will
insure us solid advan tages from the establishment of the proposed
judiciary, without exposing us to any of the inconveniences which
ha v e been predicted from that source Emphasis in original From
the beginning of the new government, the Congress has exercised its
authority over the jurisdiction of the Supreme Court and the lower
federal courts. Probably the most important statute passed b y the
First Congress was the landmark Judiciary Act of 1789 which
actually created the federal judicial system left largely inchoate
by the Constitution. As anticipated by Article 111, which left the
establishment of any lower federal courts to Congress, t h e Act
provided for a.system of district courts and circuit courts
(consisting of two Supreme Court justices and one district court
judge Both of these kinds of courts were given limited and
carefully circumscribed jurisdictions, and the Supreme Court's ap p
ellate jurisdiction was created and also equally limited. Acting
under the Ilexceptions and regulationsi1 clause, the Congress
provided that the Supreme Court could accept appeals in civil cases
from the circuit courts only if more than 2,000 was involved and
also decreed that the highest court could not hear appeals in
criminal cases which Congress did not change until 18
89. Additionally, the Congress decided to qualify even the
constitutionally-mandated original jurisdiction of the Supreme
Court by prov iding that, in certain cases, the Court would share
its original jurisdiction with the newly-established lower federal
courts. 'The overall intention of the Judiciary Act of 1789 was
that most cases and controversies would be decided in the state
courts.
Early decisions of the Supreme Court show a complete under
standing of the constitutionally-granted authority of Congress over
the appellate jurisdiction of the federal judiciary. In the 1796
case of Wiscart v. D'Auchy, Chief Justice Oliver Ellsworth who h ad
been a member of the Committee on Detail at the Constitu tional
Convention and later one of the authors of the Judiciary Act of
1789, wrote 18 The constitution, distributing the judicial power of
the U.S vests in the Supreme Court, an original as well a s
appellate jurisdiction Here, then, is the ground and the only
ground, on which we can sustain an appeal. If Congress has provided
no rule to regulate our proceedings, we cannot exer cise our
appellate jurisdiction; and if the rule is provided, we cannot
depart from it.
The question, therefore, on the constitutional point of
appellate jurisdiction, is simply whether Congress has established
any rules for regulating 'its exercise 3 Dall. 321 at 326 In the
1799 decision of Turner v. Bank of North America El lsworth said
that a Ifcircuit court is of limited jurisdiction and has
cognizance, not of cases generally, but only of a few specifically
circumscribed...vf 4 Dall. 8 at 10 In a footnote to the same
decision, Justice Ellsworth added The notion has frequen t ly been
entertained that the federal courts derive their judicial power
immediately from the constitution; but the political truth is, that
the disposal of the judicial power (except in a few specified
instances) belongs to Congress. If Congress has given the power to
this court, we possess it, not otherwise; and if Congress has not
given the power to us or to any other court it still remains at the
legislative disposal.
Besides, Congress is not bound...to enlarge the jurisdiction of
the federal courts, to every subject, to every form, which the
constitution might warrant. (at 11 In the 1810 case of Durousseau
v. U.S Chief Justice Marshall emphasized the same point The
appellate powers of this Court are not given by the judicial act.
They are given by the c onstitution. But they are limited and
regulated by the judicial act and by such acts as have been passed
on the subject. When the first legislature of the Union proceeded
to carry the third article of the constitution into effect, they
must be understood a s intending to execute the power they
possessed of making exceptions to the appellate jurisdiction of the
Supreme Court 6 Cranch 307 at 313 In 1845, in the case of Cary v.
Curtis, the Supreme Court declared that the Ifjudicial power of the
United States [ i s 19 dependent for its distribution and
organization, and for the modes of'its exercise, entirely upon the
action of Congress I 3 How. 236 at 245 In the 1868 case of
Nashville v. Cooper the Court emphasized the point again by saying
that "two things are n e cessary to create jurisdiction The
Constitution must have given to the court the capacity to take it,
and an act of Congress must have supplied it 6 Wall. 247 at 252 By
way of comparison, the Court has ruled, in what was probably its
most famous case, Mar b ury v. Madison, that its original
jurisdiction has been -m the Constitu tion and is not dependent on
any acts of Congress In Marbury the Court ruled that a clause of
the Judiciary Act of 1789 was unconstitutional because it acted to
expand the original ju risdic tion of the Supreme Court something
that could be accomplished only by constitutional amendment In the
1820s and 1830s, there was a major constitutional confrontation
between the Supreme Court and the highest courts of the states.
Congress had autho rized the Supreme Court to review decisions
of the states' courts under the federal constitution. States began
to appeal to Congress to remove this jurisdiction from the Supreme
Court. A bill was introduced in the House to that effect but even
though a si g nificant percentage of the House supported it the
bill never made it to a floor vote, and eventually the confron
tation passed Under Section 25 of the Judiciary Act of 1789 In
1867, Congress, for the first and only time in the nation's
history, acted to p revent a decision of the Supreme Court by
repealing its jurisdiction over the subject matter of the case.
William McCardle, a Mississippi editor who was violently opposed
to the post-Civil War Reconstruction Acts, was arrested and held
for military trial by Major General Edward Ord, the commander of
the Northern Occupation forces in Mississippi and Arkansas.
McCardle, having been denied a writ of habeas corpus in the
federal circuit court, appealed to the Supreme Court which had only
six months before been granted jurisdiction by Congress to review
denials of writs of habeas corpus.
The Supreme Court accepted the petition and the Congress
dominated by the radical Republicans of the Reconstruction era who
were unsympathetic to challenges to the military rule of the South,
moved immediately to repeal the jurisdictional statute that it had
only recently passed.
The Court had no choice but to dismiss the case for lack of
jurisdiction. Writing for the Court, Chief Justice Salmon P.
Chase said We are not at liberty to inquire into the motive of
the legislature. We can only examine into its power under the
Constitut ion, and the power to make exceptions to the 20 I
appellate jurisdiction of this Court is given by express words.
What, then is the effect of the repealing act upon the case before
us?
We cannot doubt as to this. Without jurisdic tion the Court
cannot pro ceed at all in any cause law, and when it ceases to
exist, the only function remaining to the Court is that of
announcing the fact and dismissing the cause Ex parte McCardle 7
Wall 506 at 514-515 Nevertheless, four years later in U.S. v.
Klein, the Court J urisdiction is power to declare the
declared.unconstitutiona1 another statute that Congress had passed
under its power to make exceptions and regulations to the appellate
jurisdiction of the Court. President Lincoln had offered full
presidential pardons t o all Confederates who swore allegience to
the Constitution and the Union. Persons pardoned were then able to
recover any of their property confiscated by the Union during the
war. Klein, a pardonee, sued in the federal Court of Claims because
his property had not only been confiscated but sold to another. The
Court of Claims ruled in his favor, but the case was appealed to
the Supreme Court could act, the Reconstruction Congress passed a
statute removing the Court's jurisdiction over appeals from the
Court of Claims based on presidential pardons without some
additional proof of loyalty.
In a 7-2 decision, with Chief Justice Chase again writing the
opinion, the Court ruled that Congress, in this instance, had acted
unconstitutionally under the exceptions and regulations clause.
Nevertheless, the Court emphasized that Congress does have the
power to remove jurisdiction Itin a particular class of casestt
Before the Court Undoubtedly the legislature has complete control
over the organization and existence of th a t court and may confer
or withhold the right of appeal from its decisions. And if this act
did nothing more, it would be our duty to give it effect. If it
simply denied the right of appeal in a particular class of cases,
there.could be no doubt that it mu s t be regarded as an exercise
of the power of Congress to make Itsuch exceptions from the
appellate jurisdiction1' as should seem to it expedient But the
language of the proviso shows plainly that it does not intend to
withhold appellate jurisdiction excep t as a means to an end. Its
great and controlling purpose is to deny to pardons granted by the
President the effect which this court has adjudged them to have.
The proviso declares that pardons shall not be considered by this
court on appeal. We have alrea d y decided 21 that it was our duty
to consider them and give them effect, in cases like the present as
equivalent to proof of loyalty It seems to us that this is not an
exercise of the acknowledged power of Congress to make exceptions
and prescribe regulat i ons to the appellate power To the Executive
alone is intrusted the power of pardon; and it is granted without
limit. Pardon includes amnesty It blots out the offense pardoned
and removes all its penal consequences It may be granted on
conditions. In these particular pardons that no doubt might exist
as to their character, restoration of property was expressly
pledged; and the pardon was granted on condition that the person
who availed himself of it should take and keep a prescribed oa th
Now it is clear th a t the Legislature cannot change the effect of
such a pardon any.more than the Executive can change a law 13 Wall.
128 at 142, 145 146, 147 148 It can be seen that the Klein Court
based its decision not only on the exceptions and regulations
clause of Arti cle 111, but also on the pardoning power granted
exclusively to the President by Article 11, Section 2, Clause
1. Also, and in contrast to McCardle, the Klein Court found that
it was unconstitutional for Congress to prescribe the decision in
a-case by eli minating some of the evidence, that is, a pardon
matters of evidence in a particular pending case being
pre-eminently a judicial concern.
In McCardlei: the Congress had restricted the Court's authority
over a judicial procedure, that is, a writ of habeas corpus, and
further, a certain statutory class (i.e., under the Reconstruction
Acts only) of the writs the Court's jurisdiction over other habeas
corpus writs being left untouched of 1872, there have been no
significant controversies in the Supreme Court about the exceptions
and regulations clause no judge, save for Justice Douglas, has ever
seriously questioned the authority of the Congress over the Supreme
Court's appellate jurisdiction.
Glidden v. Zdanok (370 U.S. 530), Douglas wondered (at 605
whether the McCardle case could command a majority view today."
But, six years later in Fleet v. Cohen (392 U.S. 83), Douglas,
in a concurring opinion, cited McCardle when he said, "AS respects
our appellate jurisdiction, Congress may largely fashion it as
Congre ss desires by reason of the express provisions of Section 2,
Article IIII at 109 between legislatures and the federal courts
over labor issues by passing the Norris-LaGuardia Act, removing the
authority of the lower federal courts to issue injunctions in s uch
cases. In the 1938 case of Lauf v. E. G. Skinner Co., the Supreme
Court I Since the Klein case And In a footnote to his opinion in
the 1962 case of In 1932, Congress culminated more than two decades
of disputes I 22 upheld the constitutionality of the
Norris-LaGuardia Act ate Justice Roberts, writing for the Court,
said that there Itcan be no question of the power of Congress thus
to define and limit the jurisdiction of the inferior courts of the
United States It 303 U.S. 323 at 330 Associ Over the pas t 30
years, as the Supreme Court accrued more powers to itself, Congress
has periodically considered legislation to repeal specific areas of
jurisdiction of the highest court At the beginning of this modern
era, the American Bar Association joined by Justi c e Roberts
sought to head off the whole controver sy by recommending the
adoption of a constitutional amendment giving the Court, instead of
Congress, authority to determine its appellate jurisdiction But the
idea received little congressional support. Thr o ughout the
post-World War I1 era and up to the present time, Congress has
considered legislation to limit the jurisdiction of the Supreme
Court and the lower federal courts in a wide variety of areas:
desegregation, certain criminal proce dures, internal secuzity,
school prayer, apportionment, and abortion. In 1964 the House
passed a bill eliminating the jurisdiction of the Supreme Court to
hear cases dealing with the apportionment of any state legislature,
but the bill failed in the Senate.
DISCHARGE PETI TIONS The discharge petition on S. 450 is the
second such.petition to receive serious consideration by theHouse
in less than a year. In July of 1979, the necessary 218 signatures
were gathered to force floor consideration of a constitutional
amendment to overturn the rulings of the Supreme Court on school
busing.
However, the amendment was eventually defeated on a rollcall
vote of 209 to 216.
Prior to last year, there had been only four effective discharge
petitions since 19
60. In that year, a petition drive was started to discharge the
House Judiciary Committee from consideration of the 1960 Civil
Rights Act. When the petition came within ten signatures of the
required majority of the House opponents of the Act capitulated a
nd agreed to allow the bill to be brought to the floor, where it
subsequently passed and became law. In 1965, a drive for a
discharge petition succeeded in removing the District of Columbia
Home Rule Bill from the House District Committee. However, after
much parliamentary maneuvering another home rule bill was
substituted and eventually passed subsequently failing in the
Senate).
In 1970, a discharge petition easily succeeded in forcing floor
consideration of the Equal Rights Amendment, which passed the H
ouse by an overwhelming 352-15 margin. The Senate failed to pass
the amendment that year, and it was not until 1972 that the ERA was
sent to the states for ratification. The next year, a
constitutional amendment to overturn the Supreme Court schooli 23
pr ayer decisions was discharged onto the House floor, but failed
240-163, to receive the necessary two-thirds majority required for
the passage of a constitutional amendment.
CONGRESS VS THF, COURTS Constitutional amendments have been
passed to overturn Supr eme Court decisions four times in the past.
The Eleventh Amendment was ratified in order to prevent any person
from suing a state in the federal courts. It was adopted after the
Supreme Court took jurisdiction over a case, ChishGlm v. Georgia
(1?93 filed by a citizen of South Carolina against the state of
Georgia.
The Fourteenth Amendment overcame the Southern doctrines of
state sovereignty and succession. It made federal citizenship
paramount thus overriding the Supreme Court's construction of the
Constit u tion in Dred Scott v. Sanford (1857 which made
citizenship by birth dependent on state law.
The Sixteenth Amendment, establishing the federal income tax,
overrode the Supreme Court's decision in Pollock v. Farmer's Loan
and Trust Company (1895), which stated that a federal tax on
incomes derived from properties was unconstitutional.
Sixth Amendment extended the suffrage in both state and national
elections to all citizens eighteen years of age and over. It was
adopted after the Supreme Court, in Oregon v. Mitchell (1970
declared unconstitutional the provisions.of the Voting Rights Act
insofar as they related to state elections.
Additionally, in 1924, Congress culminated an eight-year battle
with the Supreme Court over child labor and interstate commerce by
submitting to the states a constitutional amendment designed to
reverse the Court's rulings in Hammer v. Daqenhart 1918) and Bailey
v. Drexel Furniture Co. (1922 The amendment was ratified by 28
states, but led to a new ruling U.S. v. Darby Lumber Co. (1941) in
which the Court capitulated and overruled its previous decision in
Dagenhart. An unsuccessful campaign to overturn the Supreme Court's
''one man-one vote" decisions, Baker v Carr (1962), and Reynolds v.
Sims (1964), occurred in the 1960s when a n ation-wide drive in the
state legislatures to call a constitutional convention fell one
state shy of the necessary two-thirds number of states The Twenty
Alternatively, Congress has been able to use an easier means, the
passage of statutes by simple major i ty vote, in order to reverse
rulings of the Court which are not based on the Consti tution.
Normally, the Court has assented to such legislative reversals and,
in some cases, even challenged the Congress to do so. Recent
examples of this exercise of congr e ssional power were 1978
statutes dealing with pregnancy disability and with the snail
darter. Concerning the former, Congress decided to require
employers to include pregnancy benefits in their health insurance
plans, thereby reversing the Supreme Court i n General Electric Co
v. Gilber (1976) where it had held that pregnancy need not be I I I
I i I i iz 24 included in health plans. Regarding the latter,
Congress enacted a provision to overturn the ruling of the Court in
the famous snail darter case TVA v. Hill (1978), in which the Court
had prevented the completion of the Tellico Dam because it
endangered the existence of that tiny fish.
EFFECT OF REMOVAL OF JURISDICTION In contrast to a
constitutional or statutory reversal removing the jurisdiction of
the lower federal courts and the Supreme Court over school prayer
would not by itself overturn the Enqle and Abington decisions. The
issue would be transferred to the state courts where each state
supreme court would have the final say. It is likely that some of
these courts would continue to uphold the rulings in Engle and
Abinqton as controlling.
Other state supreme courts might fashion variations, perhaps
stricter, perhaps looser, than Engle and Abington. Still others
would likely reject the two cases out of hand.
Thus, unlike a constitutional amendment or a statutory act the
result of the removal of jurisdiction cannot be known or presumed.
As such, the school prayer amendment to S. 450, if passed, would be
an act involving conclusions about broad consti t utional policy,
namely, the separation ofnational and state powers, rather than an
answer to a specific issue. With respect to school prayer, S. 450
would return a measure of sovereignty to both state legislatures
and state courts THE FIRST AND FOURTEENTH AMENDMENTS The First
Amendment, by its own words, is not binding on the states.
Additionally, the rejection by the First Congress of Madison's
amendment directed against the states is another demon stration of
the meaning and intent of the that amendment. As has been
recounted, the Supreme Court, beginning with the Gitlow case, has
held the First Amendment binding on the states by way of
Ilincorporatingll it into the Fourteenth Amendment. As has also
been recounted, the Court has never given a real explana t ion of
how the Thirty-Ninth Congress (1866 which passed the Fourteenth
Amendment, intended to incorporate the entire Bill of Rights into
the language of.that amendment. Nevertheless, that conclusion has
long been considered a major premise by judges and l awyers and
especially by the scholars who write in the leading law
journals.
In 1977, Raoul Berger, one of the most prominent legal scholars
of our times, published Government by Judiciary, The Transformation
of the Fourteenth Amendment, in which he conclu ded that there is
no evidence whatsoever to prove that the members of the
Thirty-Ninth Congress intended to make the entire Bill of Rights a
part of the Fourteenth Amendment. In Chapter 8 of the book, Berger
takes the reader day by day through the debate on 25 the passage of
the Fourteenth Amendment and, along the way, shows where many of
the fa1s.e assumptions about the Amendment have ?)me from.
Ironically, even Justice Black, the author of the Engle
decision, once conceded this point The states did not a dopt the
Amendment with knowledge of its sweeping meaning under its present
construction No section of the Amendment gave notice to the people
that, if adopted, it would subject every state law affecting
[judicial processes] to censorship of the United St ates courts No
word in all sic] this Amendment gave any hint that its adoption
would deprive the states of their long recognized power to regulate
[judicial processes Connectict General Ins. Co. v.
Johnson 303 U.S. 77 at 89, 193'8 It has been argued that a
llowing each state to make its own decisions concerning voluntary
school prayer would put in abeyance the Ilsupremacy clause1' of
Article VI of the Constitution which states that !'The constitution
shall be the supreme law of the land; and the judges in e v ery
state shall be bound thereby 11 Yet, the supremacy clause was not a
factor in either the Enqle or the Abington decision nor has it
figured in the incorporation doctrine. Additionally, the principles
of a separation of powers between the national gover n ment and
the-state governments; the power of Congress over the federal
judiciary; and the explicit First Amendment prohibition of Congress
only, and not the states from legislating on religious matters, are
all constitutional doctrines and, therefore, par t of the I1supreme
law."
CONCLUSION Over the past twenty-five years, the Supreme Court
has been ra cing ahead of other governmental institutions in
effecting changes in national social policy and in society itself.
Indeed the Court has been fashioninq a national social policy for
the first time, for through the succession of controversial Supreme
Court decisions on desegregation, reapportionment, school prayer
capital punishment, criminal procedure, school busing, pornography
abortion, and reverse discrimination a comhon theme has been
apparent: all these areas had been long-standing matters of
individu al state policy before the Court acted in the cases, the
Court not only suddenly made them all matters of national policy,
but it also defined'what the new national policy would be in each
case.
Such a role for Ifthe judicial powerI1 is not provided for in
the Constitution nor was it ever contemplated by the Constitutional
Convention of 17
87. As mentioned above, the judiciary power was By its decisions
26 not intended to extend to all cases arising under the
Constitution but to cases of a '!judiciary natu re" only.
Nevertheless, the opportunity for the Court to assume policy-making
powers might be provided by the Constitution itself.
The delegates to the Constitutional Convention were much more
concerned with the executive and legislative powers than with the
judicial power. The amount of time and debate spent on Article I11
was minor by comparison. Consequently, it took a subsequent act by
the First Congress, the Judiciary Act of 1789 to give a complete
expression to the role, authority, and juris diction of the
judicial power the federal judicial system was the creation of the
circuit courts of appeals in 18
91. Since, then, the judiciary has largely functioned according
to its own discretion The last substantial change in In Madison's
view, the so-called ''system of checks and balances" was the
fundamental pillar holding up the entire consti tutional structure
In Federalist No. 51, he explained this principle In the compound
republic of America, the power surrendered by the people is first
divided betwee n two distinct governments, and then the portion
allotted to each subdivided among distinct and separate
departments.
Hence a double security arises to the rights of the people. The
different governments will control each other, at,tfie same time
that each will be controlled by itself It can be asked whether the
system of checks and balances can function with respect to a
Supreme Court that has assumed unplanned powers of fashioning and
promulgating policy.
Compared to the executive and the legislative bra nches, the
Supreme Court is able to act in a relatively easy manner. The
justices are appointed for life and are answerable to no one after
their initial confirmations by the Senate. Five justices in
agreement constitute a summary authority to eliminate l o ng
standing social customs (prayers in public schools, local prohibi
tions on the sale. of pornography), establish new constitutional
rights (the right of privacy, the rights to welfare and education
re-order the structure of government (re-apportionment) , or assume
executive and/or legislative powers (overseeing prisons hospitals
and schools The other departments of the Itcompound republicvt are
shackled by checks and restraints. The executive and the members of
Congress must stand for re-election, thus m a king their actions
reviewable periodically. The legislative is divided into two the
House holds an effective vote over the actions of the Senate and
vice versa. With each house, it takes the agreement of a
multitudinous majority in order to pass legislati o n. The presiden
tial veto, seemingly a powerful weapon, must be separately sus
tained by one-third of each house. 27 Amending the Constitution,
deliberately planned as a rare and arduous undertaking, must be
accomplished by the agreement of two-thirds of e ach house and
three-fourths of the states. The states, who substantially weakened
themselves by ratifying the Sixteenth (national income tax) and
Seventeenth (direct election of senators) Amendments can effect a
major change in the structure of government only if two-thirds of
them agree to call a constitu tional convention, something that has
never happened.
Against the judiciary, the executive has no power. The
Constitution gives the Ilcheckll on the judiciary to the Congress
In republican government, th e legislative authority necessarily
predominates Madison in Federalist No. 51) In recent years the
relative powers of the Congress and the Supreme Court have been
skewed in favor of the latter: passage of a constitutional
amendment being an enormously dif f icult task compared to the
agreement of a majority of the Court. Removing the jurisdiction of
the Court over a class of cases requires only a simple majority of
each house. The Senate has decided to use this means regarding
school prayer and awaits the de cision of the House.
Thomas R. Ascik Policy Analyst I