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r Ir 619 December 1, 1987 BACK TO THE FUT URE I I KHRUSHCHEV,
GORBACHEV, AND THE WEST I INTRODUCTION The' Soviet leader Mikhail
Gorbachev has been hailed for his new approach to Soviet domestic
and foreign policies. He is .pledging gZmnost the, right to speak
freely) and perestroyka (restructurin g Gorbachev and his. reforms
however, are not unique in Soviet political history. In his attempt
to spur- the economy with. a modicum of political relaxation and a
guarded economic decentralization, Gorbachev closely resembles
another Soviet innovator, Nik ita Khrushchev, the party's First
Secretary from 1953 to 19
64. As such, Western observers should 'remember ,that
Khrushchev's "reformism" was reversed by his successors and was
accompanied by Khrushchev's belligerent foreign expansionism as:
subjective fa ctor") but not of the system itself ("the objective
factor which: is said In the domestic area, Khrushchev's legacy is
evident in such Gorbachev policies A broad and vigorous repudiation
of the previous 'leadership ("the to be fundamentally sound 0 I The
s elf-assigned mission to "unlock the potential" of the Soviet'
economic and political systems through partial economic
decentralization and a political "thaw Democratization" that is
aimed not at dismantling the key structures, of totalitarian
control but a t ridding them of a few excesses A carefully
calibrated and controlled expansion of the' allowed public
discourse (glasnost designed to invigorate the demoralized
intellectual elite, bolster the Communist Party's moral authority
and help project its. imag e as the most constructive force in the
Soviet society 2 Revival of a "personalized Leninism, with
selective quotes from the softer" Lenin of the, New Economic Policy
(NEP) era when, in the 1920s the Soviet regime tolerated limited
private enterprise and p rivate agriculture The ritual of ."going
back to Lenin" as a way of repudiating preceding Soviet leaders A
strongly populist personal style, and a'penchant for working the
crowd public exhortations, and blaming "the bureaucrats" for the
system's faults.
In foreign affairs, Gorbachev's similarities with. Khrushchev
include An activist, imaginative style, with an increased
sensitivity to public Bombast, millennialism, and utopianism in
.public proposals The ability to see a failed policy as' such
and'to retr eat--but not before all Vigorous courtship of the Third
World.
In light of these doctrinal and operational similarities,
Khrushchev's past may yield some clues to Gorbachev's future. In
the domestic sphere, reforms are likely to be resisted fiercely,
dilut ed, and perhaps defeated by the giant, inert, corrupt, and
recalcitrant bureaucracy. Gorbachev's harsh treatment of the Moscow
Party Chief Boris Yeltsin already reveals the narrow limits of
domestic reform. Yeltsin was deposed from power and publicly humi l
iated because, as The New York Times reports Yeltsin had the
temerity to suggest that the widely publicized plan for
restructuring Soviet society was not worktng."l In the foreign
policy sphere, Gorbachev, as Khrushchev, is unlikely to retreat on
any key l ong-term Soviet objectives, such as control .of Eastern
Europe separation of the two Germanies, the superpower status of
thenSoviet Union strategic parity with the United. States, and
Soviet penetration of the .Third World Grave Mistake. For the West,
the central lesson of the Khrushchev experience is that it is not
to be assumed that a partial domestic "liberalization".will
necessarily be accompanied by a restructuring of fundamental
priorities of Soviet foreign policy.
As such, it would be a grave mistake for the U.S. and its allies
to try to "help"
Gorbachev by arranging a "favorable international climate" for
his domestic programs. Instead, the West must make the potential
costs of undesirable Soviet foreign behavior too high for Gorbachev
to proceed r elations and timing. the options have been exhausted
1. The New Yo& limes, November 14, 1987, p. 1 3 DoMEsIlCAFFAIRs
The key similarity between the Gorbachev. and Khrushchev reforms is
the absence of structural change. Both attempted to change
.elements w i thin the Soviet political system, rather than the
system itself, which is considered viable and legitimate. Like
Khrushchev, Gorbachev appears to have set out not: to dismantle the
totalitarian mechanism but to fine-tune it by making it. less
conspicuous, more flexible and sensitive to changing reality, and
thus less counterproductive.
In an effort to gain at least a modicum of credibility for
himself and the Soviet state and to garner the energy and
creativity of the intellectuals, Gorbachev launched "dem
ocratization" and ''gglasnost two carefully calibrated
confidence-building policies that Khrushchev, under different
names, devised thirty years ago Democratization democratization so
far have been the same as Khrushchev's. First, in the beginning of
this year, Gorbachev granted an "amnesty" for political risoners
that was unpublicized inside the USSR, incomplete, and conditional?
Second, he fired the most brazenly corrupt bureaucrats and
pre-Gorbachev local party barons, thus reasserting direct control
of Moscow's Secretariat over provinces. Third, he restored
socialist legality" by ridding the police of the most corrupt and
brutal functionaries tempering the most outrageous excesses but
continuing to allow the repressive apparatus to enjoy enormous
power unchecked by anyone or anything except for the party
leadership. Finally, a number of nonpolitical informal
organizations--literary ecological, historical-were allowed to
appear.
Gorbachev's only original contribution to the Khrushchevian
.democratization scheme has been the so-called experiment in
multicandidate elections. It affected one percent of all electoral
districts. There was an average of 1.3 candidates per slot--all pre
s creened by the corresponding party organizations. The experiment
moreover, was applied to largely ceremonial governmental posts
rather than the I Despite the seemingly radical rhetoric, the
actual measures of Gorbachev's 2. Even by the lowest estimate of t
he total number of political prisoners (1,200 Gorbachev's "amnestf
has affected no more than 35 percent; by the highest estimate
(15,000 the share of the released did not exceed 2 percent. Only
four of the 42 prisoners were released from the most brutal, "
strict regiment" camps, such as the notorious Camps 36 and 36'1 in
the Perm province minorities dissidents were pardoned and only a
handful of religious prisoners. Those' to be released had to sign
pledges of no political activit in Gulag Atchipelago Pris o ners
are summoned one by one into the office where the commission sits.
A few factual questions are asked about each man's case. The
questions are perfectly polite and apparently well meant, but their
drift is that the prisoner must admit his guilt He mus t be
silent,'he must bow his head, he must be put in the position of one
forgiven, not'one who forgives They obtained their freedom-but this
was the wrong way to confer it, a denial of its true meaning This
was no way to lay new moral foundations for out s o cie ty Few
national No a ologies were offered for the unlawful imprisonment,
and not a single official res onsible for t K em con P inement was
ever punished. There are striking similarities between the routines
o F Gorbachev's "amnesw and that of 1956, a s described by Alexandr
Solzhenitsyn I What of those who out of incomprehensible pride
refused to acknowledge their guilt? They were left inside. There
were quite a few of them 4 powerful party positions. Recently, the
major Communist Party newspaper Pravd a reiterated the policy of
party control over the election process when it stated that the
leading role [of the party] is fixed by the.constitution. That is
why the party committees have the right to oped express their
opinion on.the people Glasnost What m a y be called legitimization
by dissociation has been a permanent feature of Soviet successions.
With the exception of Lenin every Soviet leader who lasted more
than a couple of years has been denounced publicly by his successor
As did Khrushchev, Gorbachev is relying heavily'on this technique
as he seeks to gain at least some credibilty for his regime via a
national catharsis. poduced by criticism of his predecessor's
legacy. Assuming leadership of the Soviet Union after the two
longest periods of personal r ule in the Soviet history-that of
Stalin and Brezhnev--they had especially long and dramatic stories
to .tell conspicuous failures and crimes of the previous regimes:
in, Khrushchev's case Stalin's massacre of the party cadres (the
millions of noncommunis t s killed by Stalin were ignored); in
Gorbachev's, the Brezhnev regime's corruption, bureaucratic
callousness, social anomie, and economic decline. While Khrushchev
put greater emphasis on Stalin's crimes than Gorbachev so far has,
the media under Gorbache v for. the first time since the 1920s have
been permitted to dwell on such taboo topics as horrendous housing
and food shortages, the pitiful quality of medical care widespread
bribery, wastefulness of the "bureaucratic" planning, drug
addiction, and recom m ended to this or that post. Id In
legitimization by dissociation, selective disclosures revolve
around the most prostitution Totalitarian Sacred Cows. A new Soviet
ruler traditionally also uses the Soviet media to identify pockets
of resistance to the cur r ent "line Whereas Khrushchev used the
press to hound Stalinists, Gorbachev's glasnost' is charged with
the task of harassing bureaucrats and foes of perestroyka and
relaxing censorship of arts, Khrushchev's "thaw" did not and
Gorbachev's glasnost' and dem o cratization so far have not come
even close to the key structures of Soviet totalitarianism. These
include: the Party monopoly of political 'power; the KGB; the
secret personal dossiers (lichnoye delo) that are compiled on every
Soviet citizen starting wi t h the grade school; the nomenclatura
system, whereby every appointment, from a shop steward to a college
dean is cleared by the Party; the absence of an institutionalized
mechanism for the orderly turnover of highest political elites; the
principle of col l ectivized agriculture; the absence of
independent trade unions; the domestic passports and residence
restrictions; the absence of an independent judiciary; the criminal
code with articles used- against political dissent the suppression
of religion and pro h ibition of religious education; the total
state control of the mass media; the censorship of the arts; the
restrictions on foreign travel; the restrictions on foreign
publications; the captive East European countries the jamming of
Western broadcasts; the vicious anti-Western and especially anti
While considerably expanding the boundaries of a permissible public
debate 3. hvda, November' 16, 1987.
American propaganda; the xenophobic "military-patriotic"
education of schoolchildren Party Populism and the Cu lt of Le
Under Gorbachev, as under Khrushchev the Party, as .institution, is
exempt from criticism. As Khrushchev, Gorbachev makes scapegoats of
state. bureaucrats not Party bosses.
Far from discarding the Party as an effective tool of social and
economic change, Gorbachev has embarked on a party renaissance,
attempting to rejuvenate and relegitimize this ossified,
intellectually and morally compromised political organization.
Numerous party committees, comissions, boards, and administiadom
are explictly charged with overseeing reforms.
Gorbachev is strongly reminiscent of Khrushchev in using what
can .be called party populism He travels around the country,
adlibbing, exhorting, cajoling, and browbeating. He appeals to Yhe
people" over the heads of the "bu reaucrats a campaign to
reinvigorate the official cult of Lenin. He appeals to the
llsofter"
Lenin of the 1920s, portrayed as a foe of bloated bureaucracies
and proponent of economic liberalization under the New Economic
Policy FOREiIGN POLICY: THE HOUSEC LEANING SYNDROME Most of all he
quotes Lenin. As Khrushchev, Gorbachev is 'personally leading
Western officials and observers of Soviet developments typically
have fallen for the arguments of what may be called the
housecleaning syndrome. It .takes the fo r m of the seemingly
reasonable plea The Soviets want a peaceful! foreign policy
interlude in order to concentrate on domestic problems The
Khrushchev period was'fraught with such Western expectations. They
have been in evidence again since Gorbachev took p o wer in March
of 1985.4 The housecleaning syndrome stems from an erroneous
projection of the Western democratic political tradition onto the
entirely different Soviet .political culture. In the West, barring
a war or a natural disaster, a .political leader , is judged
largely by the electorate's economic well-being. Success in
dealing. with economic problems is by far the most important
component of 'political legitimacy in a democracy. Both the Russian
and the Soviet traditions are quite different 4. nine M agazine's
July 27, 1987, cover read "Gorbachev's Revolution. Is the Cold War
Ending?"
Inside, on the first age of the cover story nnze proclaimed that
in foreign policy, Gorbachev is and resources to his domestic
reforms Similarly, in an editorial titled " Kickin the Cold War
Ha%t" 7he New Yo& nnies' stated that "the new of Soviet
leadership more inward, toward galvanizing a moribund economj
August 10, 1987 In the same vein, The New Yo& Times Moscow
correspondent declared recently To rewve a stagnant econom y , and
to provide citizens with a standard of livin even remote1 com
arable to that of the 11, 1987 seeking relaxation o P tensions so
that he can devote ener factors that challenge cold war princip f
es are plain. Mikhail 'Gorbachev seems to be turning th e gaze
West, Mr. Gorbachev needs a period of international stafility and
stabiized rB efense spending October -6 Through the centuries of
war and steady expansion .by-conquest, either invading or being
invaded, nothing in Russia has bound the rulers and th e ruled
closer together than patriotic pride in military and diplomatic
victories Domestic misery has always been forgiven and forgotten in
the glow of foreign successes?
Conversely, nothing was resented more strongly than a
humiliation abroad: both Russia n revolutions, in 1905 and 1917,
occurred in the wake of military defeats while the 1962 Cuban
missile crisis fiasco played a central. role in Khrushchev's ouster
two years later Recalling Peter the Great. Successes abroad that
boost USSR's great power st a tus are especially important in times
of domestic confusion and turmoil that invariably attend the
initial stages of reform. Thus, foreign policy is not sacrificed to
the imperatives of domestic change. To the contrary, the need to
uphold Moscow's great p o wer position is presented by the rulers
as the key justification for internal reform. It was precisely such
modernizing tsars as Peter the Great in the first quarter of the
18th century and Alexander the Second in the 1860s and 1870s who
conducted vi orou s and aggressive foreign policy during the
domestic turmoil caused by their re H orms.
Pursuing superpower status for his country, Khrushchev justified
his reforms by the need to "catch up with and surpass America As
Gorbachev's reforms run into stormy wea ther at home, he, too,
begins to invoke the same unfailing symbolism with increasing
frequency. Recently, Imestiu columnist Alexander Bovin, who is
believed to be among Gorbachev's closest advisors, urged the Soviet
people to understand that if the restru c turing [perestroyku] is
not achieved if socialism cannot harness the new wave of the
scientific-technical revolution, then the correlation of forces in
the world may tip in favor of capitalism.6 Hungarian Uprising. The
Khrushchev experience reveals. that. reform may often precipitate a
tougher stance abroad in an effort to -placate domestic
opponents.
This was one of the arguments that Khrushchev advanced to
just
his bloody suppression of the 1956 Hungarian revolution. At .the
time the Soviet .leader imp lied that the anti-Stalinists had to
show firmness, outdo 'the Stalinists .if necessary, in order to
pursue the course of de-Stalinization. Doing. nothing 'would I.
only play in the hands of Molotov and Kagan~vich Later, the
embarrassing economic difficul t ies and shortages of the early
1960s were to be at least partly offset by verbally assaulting
President John Kennedy in Vienna in June 1961, building the Berlin
wall, breaking the nuclear test moratorium the same year, and
dispatching missiles to Cuba in 1962 5. See, for example, Richard
Pipes, Survival Is Not Enough (New York Simon and Schuster, 1984 p.
41 6. Izvestia, July 11, 1987 7. Charles Gati, "Imre Nagy and
Moscow, 1953-56 Problems of Communism, May-June 1986, p. 48.
Similarly, Gorbachev has been i nvoking anti-U.S. rhetoric
probably to cover the flanks that domestic reform is exposing. His
report to the 27th Party Congress in February 1986, Gorbachev's
first as General Secretary, made this the most militantly
anti-American congress since Stalin's 1 9th Congress in 19
52. Gorbachev stated, for example, that in the United States,
tlrade unions are subjected to harassment and economic
blackmail.
Anti-labor laws are being enacted The Left and generally
progressive movements are being persecuted. Control of, or to be
more exact, prying into people's minds and behavior has become the
norm. Conscious cultivation of individualism, the right of the
strong in the fight for survival, immorality and hatred of
everything democratic are being practiced on an unpr e cedented
scale Militarism expands boundlessly and strives to gradually seize
the levers of political power as well It becomes the ugliest and
most dangerous monster of the 20th century8 Wealth and power are
increasingly concentrated in the hands of a few I NNOVATION AND
C0"WTY IN SOVIET FOREIGN POLICY Khrushchev conducted an activist
foreign policy characterized by a high degree of "personal
diplomacy He emphasized "summitry doctrinal flexibility in
,adjusting Marxist-Leninist dogma to the imperatives of re a
lpolitik, public relations bombast and a special blend of
brinkmanship and pragmatism that kept the West almost always on the
defensive. L Preserving the East European Empire. This
unconventional style, however went hand in hand with the
traditional objec t ives of Soviet foreign policy enhancement of
the country's world influence at all costs short of nuclear war
with the U.S preservation of the Soviet East European empire;
military and political decoupling" of Western Europe from the U.S.;
support of pro-S o viet political movements in the former Western
colonies or so after Khrushchev's ouster, his successors reaped the
benefits of the policies that he so doggedly and uncompromisingly
pursued: Western acquiescence to the post-World War I1 division of
Europe- - particularly the permanent division of Germany and Soviet
dominance of Eastern Euorope. The USSR, moreover, had achieved
superpower status based on strategic nuclear parity with the United
States while pro-Soviet totalitarian regimes proliferated in the T
h ird World In pursuing these goals, Khrushchev by and large was
successful. In a decade The Mechanics of Detente While incomparably
more sophisticated and .polished than Khrushchev Gorbachev is
conducting foreign affairs with the same energy, optimism, wil l
ingness to put personal prestige on the line, as well as creativity
and imagination. in finding 8. Pmvda, February 26, 1986. -8 new
vehicles for advancement of Soviet ob'ectives. In many cases his
choice of tools bears remarkable similarity to that o fl K
hrushchev.
Thus a unilateral nuclear test moratorium, which the SoAet Union
announced in August 1985, is borrowed directly from the Khrushchev
era when on March 31 1958, nuclear tests were "abolished in the
Soviet Union. Likewise, Gorbachev's January 15, 1986, propo s al to
"liberate mankind from nuclear .and other weapons of mass
destruction by the year 2000 harks back to the 1955 Geneva Summit
when Moscow proposed gradual abandonment of nuclear weapons and to
Khrushchev's 1959 United Nations speech calling for "gener a l and
complete disarmament This call, which was deemphasized in Soviet
public statements toward the end of the Brezhnev rule, is once
again gaining popularity Wooin6 the Third World From the very
beginning, Khrushchev's foreign policy combined a strident " peace"
campaign with a broad attack ona Western interests in the Third
World. Two months after the 1955 Geneva summit where the Soviet
delegation sought to cultivate Western good will with. a newly
discovered flexibility and won innumerable kudos from the media for
good behavior, Moscow in a reversal of Stalin's policy of neglect
of the Third World, began shipping weapons to Egypt, which was
challenging British control of the Suez Canal and threatening
Israel.
His overtures to Asian, South Pacific, and Lat in American
nations as well as renewed diplomatic activity in the Middle East
typify this. Gorbachev shares Khrushchev's emphasis on personal
diplomacy as well. Khrushchev's tour of Southern Asia, which
"opened India, Burma, and Afghanistan to the Soviet Union is likely
to be repeated in Gorbachev's opening to South America in a planned
tour--the first such trip ever by a Soviet leader.
Changes in Rhetoric policy. Although his declarations so far
have been more modest than Khrushchev's package of "peaceful
coexistence noninevitability of wars," and "nonviolent passage to
socialism Gorbachev is fashioning a new tenor of Soviet public
diplomacy by wholesale adoption of the reasoning, terminology, and
symbolism of Western peace movements. becoming widely know n ,
teems with such terms as "nuclear catastrophe" (yademaya
katastropha survival vyzhyvanie nuclear-free world (bezyademyi mir
world interdependence mirovaya vzaimozavisimost equal security for
all ravnaya bezopasnost' dZya vsekh philosophy of the secure w o
rld formation firosofla formirovaniya bezopasnogo mira and even
such a profoundly.un-Marxist notion as universal norms of morality
obshechelovecheskie normy nravstvennosti Gorbachev, likewise, is
wasting no time in his "opening" to the Third World Again a s
Khrushchev did, Gorbachev is modifying the theory of Soviet foreign
Gorbachev's "new political thinking novoe politicheskoye myshlenie
as it is 9. See, for example, Academician M. Markov, "To Learn to
Think in a New Way Pmvdu, July 14 1987. ig Eyes on th e Same Prize
Gorbachev's 'hew political thinking" so far seems to be a tactical
innovation in pursuit of traditional Soviet strategic goals, as was
Khruschev's "peaceful coexistence."
There is little deviation from Brezhnev's foreign policy. In
sharp contr ast to the tempo of his domestic reforms, there has
been little movement in areas that require a genuine Soviet
compromise. Gorbachev balks, for example, at such matters as
reducing Soviet conventional forces in Europe, withdrawing Soviet
troops from Afgh a mstan, repudiating the Brezhnev doctrine that
declares the Soviet control of Eastern Europe permanent, pressing
Hanoi to end Vietnamese occupation of Cambodia, returning to Japan
the islands occupied since World War 11, ceasing hostile
anti-Western propag a nda in the Soviet mass media, and ending the
militaristic and xenophobic "military-patriotic education of
schoolchildren I Nor is there evidence suggesting that, for
Gorbachev, peaceful coexistence has a meaning any different than it
had for Khrushchev an d *Brezhnev, namely, a "form of class
struggle A leading Soviet political magazine for foreign
consumption asserts that "such coexistence is an objective
historical necessity flowing from the worldwide class stru le,
which will eventually lead to victorious socialist revolutions in
other countries Likewise Pravda explains that the new approach to
forei n peace and the enemy of the laboring masses are the same
forces."11 THE KHRUSHCHEV EXPERIENCX AND GORBACHEiV'S STAYING POWER
policy is based on a "scientific analysis of class interests'' and
that "the enemy o F At the moment, Gorbachev's position appears to
be stronger than Khrushchev's ever was. One reason may be that
Gorbachev's ascent to the top resulted from something unprecedented
in Soviet politics: an a genda-specific appointment. Rather than
becoming "the first among equals" gradually, starting with an
independent power base and extending it over years of artful and
bloody maneuvering Gorbachev appears to have been selected by
fellow oligarchs to carry o ut a number of specific tasks. Chief
amon them are shoring up the Soviet economy and killing General
Secretary to pursue both goals probably explains his moving farther
and faster in his first two years in power than any Soviet leader,
Lenin .excepted Ron a ld Reagan's Strategic De f ense Initiative.
The broad mandate given to the new A second reason why Gorbachev
seems more powerful than'Khrushchev is that today's variant of
glasnost' does not threaten the vast power and tsar-like privileges
of an entire po l itical generation of Soviet leaders, as
Khrushchev's de-Stalinization did with the "class of 1937." These
top political and military leaders who. had come to power on the
wave of the Great Purge of 1937 were still in their prime when
Khrushchev attacked S t alin. They obviously were threatened by
this attack and they ultimately overthrew Khrushchev and went on to
rule through the entire Brezhnev period. By the time
Gorbachev.became General Secretary, the aging members of that group
held only a few positions of power 10. International Aflairs, June
1987, pp. 72, 77 11. Pravda, July 7, 1987.
This does not' mean that Gorbachev sits solidly in the saddle.
After all, he is attemptin5 to carry out a contradictory policy of
using the Party'to .enforce reforms which ultimately will result in
the weakening of local Party authorities Balking at Curbing
Privileges. Soviet Party bosses fiercely resist. attempts at a more
responsible system of government. In 1961 Khrushchev pushed through
a rule mandating a one-third turn o ver of each Party committee
with every election. After his ouster three years later, this
practice was immediately abolished. At the Party Congress in
February-March 1986, Gorbachev's more audacious followers talked
about a mandatory retirement age for Pa r ty officials and
curtailment of their boundless privileges. The Congress balked.
This January Gorbachev renewed the effort, by hinting at secret
ballot and multicandidate elections to Party committees below the
Central Committee. He was rebuffed by the Ce n tral Committee and
nothing has been heard of these proposals since the increasing work
and discipline demands and possible massive dislocations resulting
from Gorbachev's economic reforms. Benefits for the workers, of
course will not materialize until yea r s from now--if ever. In the
meantime, you cannot eat glasnost An incipient danger exists,
moreover, in the inevitable blue-collar resentment of G" GORBACHEV
Some Western leaders and Soviet specialists may be tempted, as
their predecessors have been, to tr y to "help" Gorbachev. Here
"help" means making it easier for Gorbachev to pursue his domestic
reforms. Such help usually is proposed in the form of the West's
''greater flexibility" and "good faith" in arms control restraint
from overreaction to the Sovie t human rights violations and
expansionism in the Third World, and, of course, economic
cooperation, a euphemism for the West's massive financial and
technological assistance. History offers important lessons on
efforts to help Soviet leaders, and in doing so, steer their
policies in a direction favorable to Western interests or ideals.
In the early 1920s, for example, Herbert Hoover's American Relief
Administration saved the lives of -ten million Russians and perhaps
the Soviet regime itself. Yet it did no t hing to make Lenin more
democratic. Two decades later, the U.S. shipped tens of thousands
of planes, tanks and guns, millions of tons of foodstuffs, fuel,
and raw materials to the Soviet,Union to he1 Moscow fight Hitler's
armies. Though these supplies hel p ed Stalin turn the postwar
policies better international climate, a stronger and more
consistent outpouring of Western good will, or more Western
peacetime help than that of Leonid Brezhnev. During the Brezhnev
reign, the West granted the Soviet Union the two key strategic
prizes it had sought relentlessly since the end of World War TI: de
facto acquiesence to the permanent division of Germany and the
Soviet domination. of Eastern Europe.
Five U.S.-Soviet summits and the SALT I and SALT I1 treaties
were th e recognition of Soviet superpower status that had been
sought by three generations of Soviet leaders. There was a dramatic
expansion of Western cooperation in every area of tide o P war and
may have saved his regime, they had little impact on Stalin's Wi
nning Two Key Prices. More recently, no Soviet regime has enjoyed a
11 human endeavor imaginable. More important, there were
unprecedented infusions of Western food, credits, technology, and
know-how into the USSR..
The results a mammoth military buildup, especially in nuclear
weapons; an aggressive expansion of the Soviet sphere of influence
through sponsorship and propping up of the pro-Soviet totalitarian
regimes in Ethiopia Angola, Vietnam Laos, Cambodia, Nicaragua,
Mozambique, South Yemen, and Guinea- B issau; and of course the
invasion of Afghanistan. Domestically, as Gorbachev is never tired
of reminding his compatriots, during this period of Western help
and good will, the Soviet Union reverted to neo-Stalinism I
CONCLUSION For the West, the key lesso n of the Khrushchev period
is that "liberalization at home is not necessarily or even likely
to be accompafied by fundamental reassessment of Soviet priorities
in foreign affairs. The Berlin Wall.went up within two months of
the virulently antiStalinist 22 n d Party Congress. As Khrushchev
was giving the permission to publish Solzhenitsyn's One Day in the
Life of Iwan Denisowich, the boats with Soviet nuclear missiles
were steaming toward Cuba. And the brutal suppression of the
Hungarian Revolution took place in the year of Khrushchev's "secret
speech denouncing Stalin As Khrushchev did, Gorbachev is likely to
engage in the same dogged pursuit of long-term Soviet
objectives--as well as swift exploitation of targets :of
opportunity.
The manner in which he will conduct his foreign policy is likely
to be more sophisticated, less rigid but also, at times, more prone
to risk taking than that of the conservative Soviet leadership of
the Brezhnev era. The barrage of public relations gestures
notwithstanding, Gorbache v, too, can be expected. to be an equally
staunch guardian and promoter of key Soviet geostrategic and
doctrinal interests.
After two and one-half years in power, he has yet to demonstrate
any intention of reaching genuine accommodation with the West on
any of the key issues he inherited from the Brezhnev era, with the
possible exception of some aspects of arms control.
Frustrated Western Expectations As long the foreign policy of
the Soviet Union is informed by Communist messianism, a Manichaean
vision of the mortal counterposition of the "two worlds," an
ideological warfare between them, and by the imperial tradition of
great power expansion, which Khrushchev, and now Gorbachev never
showed signs of discarding, Western expectations of a substantively
'he w less aggressive, and more accommodating Soviet foreign policy
will be frustrated again and again Of course, the West should' try
to. take advantage of such. potentially positive elements in the
,Khryshchev/Gorbachev style- in foreign -affairs. as. a more .
realistic approach to the relations with the West, the ability-to
recognize failure and to discontinue a failed policy doctrinal
flexibility, relative openness of mind, and the energy and
intelligence of a Soviet modernizing leader 12 But rather than "he
l p" for Gorbachev, the U.S. and its allies should base their
policies solely on their own long-term strategic interests. Only by
refusing to give something for nothing and by responding decisively
to every Soviet transgression can the West make a differenc e in
Gorbachev's cost/benefit calculus and insure the least t
detrimental agenda possible for Western ideals and security Leon
Aron, Ph.D.
Salvatori Fellow in Soviet Studies