(Archived document, may contain errors)
949 I r T"'y r LT June 30,1993 RUSSIA'S DRAFT CONSmONSr HOW
DEMOCRATIC ARE THEY INTRODUCTION Russia's road to democracy has not
been an easy one. The stunning success of President Boris Yeltsin
and his democratic allies in sweeping away the Soviet tot alitarian
state has given wa to political warfare between the president and
the hard-line Congress of People's Deputies. This struggle has
limited the efforts to create democracy and a market economy in
Russia. The gridlock and political paralysis generat ed by Russia's
constitutional crisis have distracted reformers and slowed the
process of reform.
The battle between Yeltsin and the Congress is now being waged over
competing visions for Russia's new constitution. The hard-liners in
the Congress support th e constitution inher ited from the Soviet
era, a cumbersome and confusing document which was never intended
to be the basis for a democratic state. Meanwhile, Yeltsin wants a
new constitution that will abol ish the remaining Soviet
institutions and establ ish a constitutional basis for a stable
democ racy.
Yeltsin published his draft of a new Russian constitution on April
30, 1993: after his unex pectedly decisive victory in the national
referendum the week bef~re This referendum showed that the Russian
peo ple strongly support Yeltsin and his policy of economic and dem
ocratic reforms. Aware that his enemies in the Congress would never
accept a constitution that would remove them from power, Yeltsin
called a constitutional assembly on June 5 to de bate and f inalize
his draft and to prepare for its ratification even over the
objections of the Congress 7 1 2 Izvestia, April 30, 1993 3 The
Congress of People's Deputies is a 1,065-member Russian
superparliament that elects from its members the standing legislatu
r e, called the Supreme Soviet This was a logical direction for
Yeltsin to take and had been suggested by several commentators. See
Sergei Alexeev DramaVlasti V Rossii Izvestia, April 29, 1993, p. 6;
Ariel Cohen AfterYe1tsin'sVictory:What Next Heritage Foun d ation
Executive Memorandum No. 354, April 29,1993. t Competing
Constitutions. The Yeltsin draft is not the on1 constitutional
proposal. An other important document is the so-called Rumiantsev
draft which has been under consider ation by the Constitutional
Commission of the Supreme Soviet of Russia for over three years.
The draft is named after its chief author, Oleg Rumiantsev, the
chairman of the Commission.
This version originally began with Yeltsins b1essing;but it has
long since come under the control of the hard-line leaders of the
Congress. Although they would prefer to retain the cur 2 rent
Soviet-era I* constitution hard-liners in the Congressand T;t7 t he
regularly meeting Supreme Soviet (Or Parliament) have rallied
around the Rurmantsev draft to stop Yeltsins bid for a con
stitutional assembly to draft a new Russian constitution. The
constitutional battle is now fully engaged, with the Supreme Soviet
C h airman Ruslan Khasbulatov declaring that Yeltsins draft is
illegitimate. Meanwhile, Yeltsin is threatening to ignore the
Congress altogether and to present his constitution to a popular
referendum, to a vote of a democratically elected Con stitutional
Ass embly, or to a vote of a newly elected parliament.
This power struggle between the President and the Congress has
distracted attention from the contents of the competing
constitutional drafts. This is unfortunate. Whatever final shape it
will take, Russias new constitution will create a lasting legal
framework for her future eco nomic and political systems. A poorly
conceived constitution could make it impossible for de mocracy and
a market econony to take root in Russia.
To assess the various constitution al drafts, they should be
examined according to a set of long-standing democratic and market
principles. These are J Protection of individual rights J
Protection of property rights J Separation of powers J Federalism
and limits on the central government J Limitation of entitlements
on so-called social rights to work, leisure, free education free
medical care, among other things.
A pro-democratic and market reform constitution must respect these
principles. Without them, a Russian constitution will do littl e to
advance democracy and economic growth in Rus sia RUSSIAS
CONSTITUTIONAL DRAFTS: THE OPTIONS The current Russian constitution
was adopted in 1978, when Leonid Brezhnev ruled the So viet Union,
and the Russian Soviet Federated Socialist Republic was an integral
part of it.
This constitution was drafted to ensure communist rule and was
never intended to be the legal basis for an independent or
democratic country. Amended over 250 times, this constitution is
little more than a patchwork of democratic refo rms stretched over
a totalitarian frame 4 Constitutional Commission Draft
Constitution, FBIS Central Eurasia Daily Report Supplement,
FBIS-SOV-93-09 1 -S May 13,1993 2 In addition to the current
Soviet-era constitution, there are three competing drafts fo r a
new constitution. They are 1) The Yeltsin draft. This is the
closest to a Western-style constitution, provid ing more protection
to individual rights than any other draft 2) f- The Rumiantsev
dr+ft. This combines social gnd.dqmocratic features, and is favored
cy many members ofthe anti-Yeltsin coalition 3) The Communist
draft. Framed by representatives of the Russian Communist Party,
this draft would turn back time and re-create a communist regime in
Russia.
To prepare his constitutional draft, Yeltsin assembled a
distinguished group of experts under the supervision of Vice
Premier Sergei Shakhrai, a legal scholar and politician experi
enced in nationalities issue Among the legal scholars contributing
to the Yeltsin draft were Sergei Sergeeyevich Alexee v , former
chairman of the now defunct Committee for Constitu tional Control
of the Soviet Congress of Peoples Deputies, and August Alexeevich
Mishin an expert in American constitutional law. On May 21, 1993,
Yeltsin issued a decree calling for a constituti o nal assembly to
meet on June 5 to write a final version of the constitution based
on the presidents draft? This currently is under discussion by the
Constitutional As sembly, which will also propose many amendments
to it. The draft is to be completed by J une 26, 1993.
The Rumiantsev draft has a different history. The Congress of
Peoples Deputies, which was elected under the supervision of the
Communist Party in 1990, created its Constitutional Commission in
June that same year under the chairmanship of Yel tsin, with Rush
Khasbulatov as deputy chairman and Oleg Rumiantsev as executive
secretary. The members of the Commission include many Soviet
stalwarts, such as former Communist Party apparatchiks, regional
KGB and police chiefs, and military officers9 ber of disturbing
provisions, such as the abolition of autonomy for ethnic
minorities. Not sur prisingly, it aims to preserve the interests of
the old Soviet elite (or nomenklatura which com rises the majority
of the Congress and its smaller standing legislat u re, the Supreme
So viet! The Rumiantsev draft, for example, seeks to protect
collective property, preserve the 6 Although initially inspired by
democratic values, the Rumiantsev draft now includes a num
Alexander N. Dachieyev and Vladimir B. Razmustov, Ru ssiun Leaders
Profiles (Moscow: Russian Public Political Center, 1993 pp. 24-27.
Alexeev and St. Petersburgs Mayor Anatoly Sobchak authored their
own constitutional project for the Democratic Movement for Reforms;
Mishin did so under the auspices of the Re form Foundation. Alexeev
is currently proposed to head-the Constitutional Assembly.
Yeltsin issues decree calling constitutional meeting, RFE-RL Daily
Report, No. 97, May 24, 1993, p. 1.
Oleg Germanovich Rumiantsev, at the time of his election to the Sup
reme Soviet, was researcher at the Institute of Eastern Europe and
International Studies of the U.S.S.R. Academy of Science. Source:
Proyekt Konstitutsii Rossiyskoy Federutsii (Sbonzik Muteriulov
Moscow: Supreme Soviet, 1992 He was also among the leaders and
founders of the Russian Social Democratic Party.
This commission includes Sergei Baburin and Vladimir Isakov, the
most outspoken nationalist hard-liners in the Parliament 3 vast
state-run systems of distribution of goods and services, and to
curb individual rights.
Even so, despite three years-of work, the Commission has yet to
approve a -finalized version.
A third draft constitution circulating in Moscow was prepared by
former Communist Party apparatchiks, KGB generals, and
representatives of the Sov iet military. Their draft pays lip
service to human rights, reintroduces the concept of peoples
property managed by the state, and declares Russia a Soviet
socialist republic. r I CI r I c Options for Adopting the
Constitution The Russian president has fo ur options for gaining
approval of a Russian constitution.
Option #1: Adoptio n by the Congress of Peoples Deputies. According
to the 1978 constitution, currently still in force, only the
Congress of Peoples Deputies can amend the existing constitution.
Doing this will require a two thirds vote in the Congress. Yeltsin
raised this p ossibili in his speech at the opening of the
Constitutional Assembly on June 5.The Speaker of the Parliament and
Yeltsins hard-line opponent, Ruslan Khasbulatov, seems determined
to sabotage any effort by Yeltsin to use this route. However, the
leadership of the Supreme Soviet is currently split, and many
deputies, such as those led by Deputy Speaker Nikolay Ryabov, have
indicated they may be open to compromise Option #2: Adoption by
popular referendum. According to the Russian Con stitutional Court,
a maj o rity of all eligible voters would be needed to make the
results of such a referendum legally binding. Khasbulatov has de
manded that, if this route is used, not only Yeltsins proposed
draft, but also that of the Congress, be included in a referendum.
Khas b ulatov hopes that by providing a number of proposals, no
single draft will get a majority of registered votes, leaving the
current constitution in force Option #3: Adoption by a new
parliament after its election. Yeltsin has pro posed elections for
a new p arliament to be held in October. Pro-reform elements in the
Congress want to dissolve the current parliament. Their plan is to
persuade at least 350 deputies-or more than one-third of the
total-to resign and thereby permanently deny the Congress the two-t
h irds vote needed for a quorum. Once this were done, Yelstin could
call for new elec tions without obstruction. This new parliament,
he hopes, then would approve his Constitution 10 S.S. Alexeyev,
Demokraticheskie Reformy i Konstitutsia (Moscow: Pozitsia, 1 992 p.
24, quoting Pravda, April 14 1992 11 0 demokraticheskoy rossiyskoy
gosudarstvennosti i proyekte novoy konstitutsii. Doklad Borisa
Yeltsina na konstitutsionnom soveshchanii (On democratic Russian
statehood and project of the new constitution. Yeltsi n s report at
the Constitutional Assembly), TASS, June 5, 1993 4 Option #4:
Adoption by the Constitutional Assembly. The current Constitu
tional Assembly may declare itself a legitimate body to adopt the
new constitution. In fact, Yeltsin supporters have pr o posed
holding new elec tions for a new Constituent Assembly that would
then supersede the authority of the intransigent Congress of
Peoples Deputies ASSESSINGZH.E-CONST~ITUTIONAL -DRAFTS FIVE
-PRINCIPLES These various draft proposals represent competing v
isions for Russias future. In order to know whether they advance
democracy and the market economy in Russia, they need to be as
sessed according to a set of democratic and free market principles.
They are Principle 1 Protection of individual rights.
The tr agedy of life under communism can be summed up in five
words: the trampling of individual rights. After decades of
tyranny, the establishment of a post-communist society re quires a
political system that promotes and protects individual liberty.
There are a number of prerequisites for such protection to be
effective, but among the most important is the safe guarding of
individual civil and economic rights.
Both the Yeltsin and Rumiantsev drafts declare that numerous
individual rights will be con stitutiona lly protected. Among them:
equality before the law, equality for the non-Russian eth nic
minorities, and freedom of speech, press, religion, and movement.
Some of the enumer ated rights are in response to Russias history
of totalitarianism. Among these ar e a prohibi tion a ainst torture
and a ban on involuntary medical, scientific or other experiments
on hu mans.
Despite their exhaustive listing of individual rights, however, the
Yeltsin and Rumiantsev drafts both undermine the protection they
promise. The y do this by granting the government the ability to
limit these rights. For example, the Yeltsin draft declares that
the conditions and order of the implementation of rights and
liberties can be set only by law.14 This seem ingly innocuous
language could p rove to be significant limitation on individual
freedom. For mer Soviet judges still on the bench could interpret
this clause to mean that the exercise of any rights not prescribed
by law is prohibited. The same article also allows for the
limitation of r i ghts in cases of the defense of rights and
legally protected interests of other persons, pro tection of state
order, ensuring security and protection of public order, protection
of health and morality. Such broad language gives significant power
to the le g islature to limit or ne gate altogether some or all of
the constitutionally guaranteed freedoms. By passing a regular
law-not even a constitutional amendment-the legislature may abolish
a constitutionally guaranteed freedom, such as the right of free
asse m bly or freedom of speech 12 f3 12 Bernard H. Siegan, Draping
a Constitution for a Nation or Republic Emerging into Freedom
(Fairfax, VA: The Locke Institute, 1992 p. 7 13 Yeltsin Draft,
Articles 8-20; Rumiantsev Draft, Articles 13-15,20-34 14 Article24
5 The Rumiantsev draft is less specifically protective of
individual rights than the Yeltsin draft. It allows numerous
liberties to be restricted by federal law,915 including freedom of
ex pression and information.
One example is the continuation of restrict ions on the freedom of
movement, including re tention of the propisku, which is a
residence permit issued by the police. l7 The parliamentari ans
want the right of Russian citizens to choose their residence to be
phased in over a period The current Rumian t sev draft states that
individual rights and liberties can be limited for the purpose of
protection of the constitutional order of the Russian Federation,
public moral ity, rights .and liberties of other persons.* American
Bar Association experts have alre ady criticized this as an open
door for limitations on individual rights and liberties. l9 The
draft would allow the parliament to abolish a protected right with
a simple parliamentary majority.
Individual rights are also hemmed in by broad language in oth er
articles. For exam le, the Rumiantsev draft proclaims that the
State is the official representative of society. The legal
implications of this statement are far from clear, but the
potential for abuse by the gov ernment acting in the name of
society is undeniable. For example, courts could interpret it as
justifying actions by a bureaucrat, a police officer, or a KGB
operative that violate the rights of an individual.
The communist draft pays lip service to individual and human
rights, but what it gives with one hand, it takes away with the
other. Rights are granted by the constitution, and thus are not
treated as inalienable 1iberties:l All constitutional rights,
therefore, can be limited by the parliament or by local governments
in the interests of st ate security, public morality, and so cia1
good 16 of&n.yeNs I I I 22 Principle #2: Protection of property
rights.
As the framers of the American Constitution understood, political
freedom cannot be guar anteed without economic freedom. The secure
right of property is not only the foundation of a market economy,
but of individual liberty as well 15 16 17 18 19 20 21 22 See, for
example, Articles 21(3 23(1 24(3 25(3), etc.
Article 25, par. 1 of the Rumiantsev draft states: Everybody has a
right to freedom o f thought, expression and uninhibited expression
of opinions and beliefs. Par. 2: Everybody has the right to
uninhibited search, receiving producing and spreading of
information by any lawful means. Par. 3: Limitations of these
rights can be set by federa l law in order to protect state and
bureaucratic service (sluzhebnye) secrets and public morals. Taking
into account the Soviet tradition of wide reading of authorities
rights, this legislative latitude seems excessive.
Par.-2: Everybody can leave the RF freely. kF citizens can return
to the RF. Par. 3: Restrictions of the rights stipulated by this
chapter can be set by the federal law.
Article 13.
Analysis of the Draft Constitution of the Russian Federation
(Washington, D.C The American Bar Association Central and East
European Law Initiative (CEELI), 1993 p. 6.
Article 1, par. 4.
Article 24 Article 26 Article 24, par. 1: Everybody has a right to
the freedom of movement and choice of residence in the Russian
Federation 6 Unfortunately, all three drafts fail to provide
sufficient protection to private property. Not only is an open-e n
ded role for the state in the economy preserved, but the same-type
of broad and vague language which poses a threat to individual
rights is applied to property and eco nomic rights. For example,
Article 27 of the Yeltsin constitution severely limits econo m ic
freedom by declaring a vague ban on monopolitization and malignant
competition cle. 2 of~theXelt.sin.~draft.proclaim-the
-inviolability- of. private. property which is called a natural
right of man. Article 22 calls for economic freedom; Article 23 pro
h ibits forced labor while protecting the freedom of labor. Article
34 of Rumiantsevs draft calls for eco nomic liberty realized in the
right of ownership and the right to free enterprise. Article 35 of
the Rumiantsev draft proclaims the right to inheritanc e . Article
43(3) of the same draft grants a right to compensation in case of
unlawful damage to ones property clear from Article 62 whether the
federal government will only regulate or directly own and manage
the nuclear, space, transportation, and telecom m unications
industries. Article 62 al lows the federal government to establish
price policy foundations. It is unclear what this means, but it
could imply the regulation of prices. It also is unclear how the
Yeltsin draft af fects private and foreign busin e sses. Article 63
provides for the right to introduce tempo rary limits on the
circulation of goods, services, and financial means if these are
needed to provide for security, protection of life and health,
protection of nature and cultural values be exerc ised freely by
the owners. Such vague language will make investors wary, and thus
hinder economic development and discourage investment.
Even more disturbing are some of the provisions of the Federal
Treaty, an integral part of the Yeltsin constitution tha t governs
relations with the republics. The treaty states that land its
depths, flora and fauna, are the patrimony of the peoples of each
republic. Questions of ownership, usage, and administration of
these resources are regulated by the fundamental laws o f the
federation and laws of the republic. The status of federal natural
resources is de fined by mutual agreement between federal organs of
the Russian Federation and organs of state power of the rep~blics
Such vague language is often intentionally intro duced to allow the
local authorities maxi mum control over economic activity by
domestic and foreign investors. Such control can eas ily be
translated into opportunities for graft and unlawful enrichment by
the local politicians.
Moreover, since property rights over natural resources are poorly
defined, Russian and for eign investors will gain little confidence
from the Yeltsin draft.
While Yeltsins draft has certain limitations, the Rumiantsev draft
is far worse. It speaks of Russia being a social stateF4 The
Rumiantsev draft also proclaims that the basis of the econ omy of
the Russian Federation is a social market, which places private,
communal, and state ownership on an equal footing. By so doing, it
downgrades the primacy of private property needed fo r a market
economy. According to this draft, the state regulates economic life
in the Both Yeltsin and Rumiantsev drafts declare the right of an
individual to own property. Arti There are numerous examples of
restrictions on property rights in the Yeltsin d raft. It is not In
Article 27, the Yeltsin draft promises that the ownership and use
of natural resources can 23 Federal Treaty, Article 111, par 3.
Where are these natural resources defined? Such limitations will be
protested by mineral-rich republics. 2 4 Article 1, par. 1 7
interest of the individual and ship between the individual and the
state, between workers and employers, and between pro ducers and
consumers.
Under the Rumiantsev approach, property rights cannot contradict
the social g00d;2 forced e xpropriation is allowed if there is a
proven social necessity.28 Only what the au thors call fair
competition is all0wed.2~ This vague term would invite the state to
interfere while economic relations consist of a social partner 26
in esonomic..activity B o th the Rumiantsev and communist drafts
claim to accept the principle of economic plural ism? Economic
pluralism and equality of all forms of property are operational
code words to preserve state ownership and limit the development of
private property. By a llowing the property rights to go unchanged,
the drafts preserve the domains of the former communist
upparutchicks and their vast sources of income. While the
Rumiantsev draft allows for private property, albeit with
significant limitations, the communist draft bans it and maintains
that peoples property managed by the state will be the foundation
of the economy, directed by both central planning, as well as a
regulated market.
The communist draft declares that Russia will be a soviet socialist
state. The land will be distributed between the collective farms
owned in common by the members (kolkhozes) and state-owned farms
(sovkhozes Garden lots will be allowed and distributed to citizens
by the state in the sizes stipulated by law. The draft bans
productio n based on exploitation of man by man,9y32 meaning
private property and ownership. It promises pro ressive taxa tion
and other means of ensuring a progressively rising standard of
living w Principle #3: Separation of powers.
Given Russias authoritarian her itage and lack of established
democratic traditions, the con centration of power in the hands of
a single individual or group of individuals poses a serious threat
to liberty. A series of checks and balances on the major
institutions-the presidency the pa rliament, and the judiciary-is
an essential requirement to prevent the rise of autocracy even in
the name of democracy.
According to the Yeltsin draft, among the presidents powers is the
ability to dissolve the legislature if it rejects his nominee for
pri me minister, or if a political crisis cannot be over come by
other procedures set out in the constitution. Under the Yeltsin
draft, the legislative 25 Article 9, par 2. One wonders who is in
charge of such regulations-the bureaucrats? The lawmakers? Will t
he constitutional court be called upon to decide 26 Article 9, par
3. It is unclear how the supreme court will test laws and
government activities in light of this guidance by the lawmakers.
27 Article 9, par. 1 28 Article 57, par 3. This will clearly dis c
ourage foreign investors because the article does not provide the
standard expropriation protection clause. Who will decide that the
social necessity is proven? What if the reason for expropriation
was not specified by law? If this is a protected constitu t ional
right, why limit it by a regular state law 29 Article 9, par 1.
While anti-trust regulation can be legislated, it should not be
done in a constitution 30 Rumiantsev draft, Article 5; the
communist draft, Article 12 proclaims diversity of forms of pr o
perty but immediately cancels it by Article 13 31 Article 14 32
Article 12 33 Article 18 8 powers of the Federal Assembly (the
Parliament) are limited. For example, only the president and the
executive branch of the government, and not members of the lowe r
house of parlia ment the State Duma), are entitled to propose
legislation that involves taxation or expendi ture. 3a owever, the
upper house will have wider powers than the lower one. For example,
it will confirm such selected presidential appointees as the prime
minister, supreme court jus tices, the chairman of the Central
Bank, and the prosecutor general. The lower house will initi- ate
and -9 pass laws 3- that must also be adopted by the upper house
and signed by the president.
Under the Yeltsin draft the president would appoint ministers,
mostly without parliamentary approval,3 and could dismiss them at
will. If the Council of the Federation (the proposed upper house of
parliament) casts a vote of no confidence in any cabinet minister,
the president a nd the prime minister can accept or reject its
decision. If the vote is against the entire cabi net, the
parliament must then choose to accept whatever new government is
proposed or be disbanded and face new elections.36 Accordin to this
model, the presid e nt will be able to call extraordinary
elections, announce re ferenda?and call for no-confidence votes in
the government. The chief executive will also enjoy a line-item
veto. In addition, he will have the authority to introduce
nation-wide states of emerg ency, although these must be approved
by the legislature. The president can nomi nate high military
commanders and personal representatives in the provinces.
According to the Yeltsin draft, the president is the guarantor of
the con~titution This arti cle w ould in effect give the president
a quasi-judiciary function, thus violating the principle of
separation of powers. Additional and unspecified judicial functions
are bestowed in Article 80, which states that the president
arbitrates between ministries and other government offices of the
Russian Federation. This same article specifies that the president
will have the authority to suspend unconstitutional laws or
regulations passed by the federal government or the repub lic and
local governments. He can do s o as well if human rights and
liberties are violated by those governments.
By contrast, the Rumiantsev draft gives substantially more powers
to the parliament and limits those of the president. The parliament
has the right to propose and adopt constitution al changes by a
two-thirds majority, pass laws, direct domestic and foreign policy,
set taxes, and supervise their collection. The parliament calls
elections of the president, approves nomina tions of the prime
minister, his deputy, and the ministers of e c onomy, finance,
internal affairs foreign relations, defense, and security. It
nominates judges of the supreme and constitutional courts, the
chairman of the Central Bank, and the prosecutor general. The
parliament also has the right not only to dismiss th e prime
minister and members of the cabinet but to impeach all high
officials of the land, to declare war, peace, and amnesty for
crimes.
The Rumiantsev draft provides a presidential veto that can be
overridden by a two-thirds majority of each house or a t
hree-quarters vote in the State Duma. It also would allow for lim
39 34 Article 101 35 Article 107 36 Articles 106and 112 37
Article74 38 Article70 39 Article 86(1 Article 95(2 9 ited
referenda to be called by one-third of the parliaments members, b
the p resident (sup ported by one-third of deputies), or by
petition of one million people.
The communist draft, while paying lip service to the separation of
powers, subjugates the executive and the judiciary to the Supreme
Soviet. It creates an all-powerful Pr esidium of the Supreme
Soviet, headed by a chairman who becomes a virtual dictator4l No
checks and bal ances are envisioned by the communist drafters. A
fourth branch of government, a spurious supemision-
by.=:workers:-collectives~-of710cal .governments-a nd.the media, is
also introduced.
The Judiciary. A major feature of the Yeltsin draft is the
introduction of four supreme courts instead of one. In addition to
a regular Constitutional Court (deciding constitutional questions a
Supreme Court (for civil cases and a Supreme Arbitral Court ( f or
business con flicts it also establishes a Supreme Judicial
Assembly. The Supreme Judicial Assembly can be appealed to by the
president, the parliament, and the other supreme courts, but not by
citi zens. The Supreme Judicial Assembly will thus become a
quasi-legislative supercourt that will interpret the constitution
and decide the constitutionality of laws and court decisions. The
Supreme Judicial Assembl will consist of chairmen of the three
courts and their deputies and three federal justices.
A similar supercourt (constitutional court) is created in the
Rumiantsev draft!3 The authors believe that since Russia does not
have a common law system, it needs a tribunal that will de fine and
interpret the law of the land and the constitution.
Russia would be better off with only one Supreme Court that would
have the power and ex pertise to decide constitutional, criminal,
civil, and administrative matters. Such an arrange ment will
provide both finality of the law and easier management of the
judicial proc ess 4J 41 Principle #4: Federalism and limits on the
central government.
Centralized rule from Moscow has been the norm during much of
Russias history. This tra dition has been ruinous to liberty and
has stifled the entrepreneurial culture that is now need ed to spur
economic growth. To be sure, some central control is necessary to
ensure that the emerging Russian economy is not divided up by
regional governments. But seven decades of Soviet totalitarianism,
and the centuries of Tsarist authoritarian rule p r eceding it,
have shown the disadvantage of an over-centralized state. Whatever
constitution is finally adapted in Russia, a stable relationship
between Moscow and the various regions and republics desir ing
greater autonomy will have to be established. Mo reover, a lasting
constitutional system will require a clear delineation of powers
between the federal and regional or local govern ments.
Both the Rumiantsev and Yeltsin drafts declare the supremacy of
federal law over those of the republics and local gov ernments.44
Moreover, both drafts stipulate that the federal govern ment retain
control over a large number of policy issues, including state,
economic, ecologi cal, cultural, and national de~elopment federal
transportation, roads, information and com 40 A rticles 89(5 90 41
Articles 72-78 42 Article 125 43 Article 100 44 Rumiantsev draft:
Article 77; Yeltsin draft: Federal Treaty, Chapter II (2 3 10
munications and space exploration!6 Finally, both drafts proclaim
Russian to be the official langua e. Other languages are allowed
alongside Russian only when stipulated by federal law A Of special
importance is the role granted, and protections afforded, to such
non-Russian eth nic minorities as Chukchi, Khanty, and Komi. Both
drafts abound with references to e t hnic autonomy, the right of
nations to self-determination, and other formulations from the
Soviet past Many.of-these peoples have their-own republics-within
the Russian Federation, and many of them regard themselves as
sovereign powers. At present, many o f them are locked in a
struggle with the central government over the division of powers.
All three constitutional drafts deny a republic the right to secede
even if it was annexed under duress. An example would be the
Republic of Chechnia in the Caucasus. This moun tainous country
fought a 150-year war against Russia and the Soviet Union, and to
this day the Sunni MuslimTurks (Tatars) refuse to sign the 1992
Federal Treaty.4 Other republics such as Tuva, Komi, and Buriatia,
want to negotiate local autonomy as well.
Tatarstan has declared itself an associate state inside the Russian
Federation, with full sovereign powers, including the right of
secession. Komi, Yakutia, and other sparsely popu lated,
mineral-rich territories have adopted constitutional provi sions
that contradict provisions of the existing Soviet-era constitution.
For example, they proclaim themselves sovereign states and refuse
to give Moscow any authority over such natural resources as
diamonds in Yakutia or gold in the Chukchi region the f e deral and
the local governments. The republics and local governments are
protesting high levels of taxation. As their subsidies from Moscow
dwindle, they are increasingly de manding that the federally
collected taxes in their regions be spent locally and not passed on
to the central government, where they will be wasted or given to
some other region.
Article 66 of the Yeltsin constitution declares that the local
executive branch of a region (or oblust) and the government of a
republic are part of the unifi ed executive system of the Rus sian
Federation. In addition, Article 73 would create regional
presidential representatives who will surely come into conflict
with elected regional authorities.
Federalism may hold the key to Russias future as a state. Russ ia
has little experience in fed eralism, and all too often the
assertion of local autonomy is equated with the dissolution of the
federation. However, a healthy federalist system with significant
devolution of power to the lower levels of government is no t only
one of the best methods for preventing a return to autocracy, it
also allows the aspirations of regional and ethnic groups for
greater control over their lives. To this end, the framers of the
Russian Constitution would do well to follow the ex ampl e s of
James Madison and the authors of the U.S. Constitution: to delegate
as much au 48 The contest for power extends to many areas. Taxes
have become a divisive issue between 45 Article 77-1 par f 46
Rumiantsev draft, Article 77-1 par i Yeltsin draft, Art i cle 62(e
47 Rumiantsev draft, Article 83 par. 2-5; Yeltsin draft Article
59.The presidential draft is more restrictive concerning the use of
non-Russian languages in ofticial business than the Rumiantsev
draft 48 Rumiantsev draft, Article 7; Yeltsin draft , Federal
Treaty, Preamble 49 Rumiantsev draft, Article 74; Yeltsin draft,
article 56; Federal Treaty 11 thority as possible to the republics
and regions, while articulating a clear procedure for the set tling
disputes between regions and the federal gover nment.
This would not mean an end to the Russian state. In fact, it may be
the only way to save it Principle #5: limitation of entitlements.
Each of the constitutional drafts includes numerous social rights
or entitlements. The Yeltsin diift grarits const itutional rights
to educatioii,iocial protection at a subsistence hni mum, medical
care, housing, safe labor conditions, a minimum wage, ecological
security and equal participation in cultural life.5o The draft
imposes the obligation to pay taxes and also the duty to protect
the environment?2 Such privileges and duties cannot be imposed with
out the state heavily regulating the lives of citizens, and without
giving significant powers to bureaucrats. The communist oppression
thus could be replaced by the om n ipotence of a new welfare state
equal and just opportunities for the development of the
personality, and the achievement of the well-being of man and The
Rumiantsev draft proclaims an even stronger wel fare system than
Yeltsins, making the constitutional b urden upon the state even
heavie1-5 The same article also talks about the state conducting a
humane demographic policy, creat ing necessary conditions for the
cultural development of man and society, and providing eco logic
safety and rational utilization of nature.55 Chapter IV of the
Rumiantsev draft reiterates numerous economic, social, and cultural
rights and liberties. Among them are free medical care, paid
vacations, pensions, ecologi cally pleasant surroundings,
compensation for damage caused to one s health or property by
[some] environmental transgression, the right to free housing for
the needy and other citi zens specified by law, and education
(including free tuition for universities). Moreover, ac cording to
this draft, the state will be obliged to ensure freedom of artistic
and technical cre ativity, along with an entitlement to
participation in cultural life and to the enjoyment of state and
local cultural institutions.
These are broad and largely meaningless declarations. But they
nonetheless commit the government to an open-ended role in
virtually all areas of life. They are poorly conceived dec
larations put forward without regard for their impact on the
society or government. Not even a society as rich as the U.S. can
provide a fraction of b enefits promised in the Russian constitu
tional drafts. With soaring medical and education costs, Russia
will be bankrupt long before it can implement these noble promises.
Furthermore, it is the creative energy of the citizens,not the
welfare bureaucracy , that is necessary to provide a reasonable
standard of living. In fact these declarations betray a lack of
confidence in the people, who are deemed unable to take care even
of their own culture without guidance from the state I The
Rumiantsev draft procla i ms that the social goal of the Russian
federation is to provide 56 50 Yeltsin draft, Articles 43-49 51
Article50 52 Article53 53 Article 8 54 Article 8, par. 2 55 Article
8, par. 3 56 Chapter IV. Economic, Social, and Cultural Rights and
Liberties; Articl e s 34-42 12 CONCLUSION The seven hundred
deputies of the Constitutional Assembly meeting in the Kremlin's
Mar ble Hall have a once-in-a-thousand-years opportunity to adopt a
constitution to lay a secure foundation for democracy and economic
prosperity in R ussia. That task will not be an easy one.
Although&lled into being by Presiient Bo& Yeltsin to
overcome the' political paralysis of the hard-line-dominated
parliament, the Assembly has a higher responsibility: the writing
of a constitution which can carry Russia safely into the distant
future, not simply overcome the problems of the present.
As such, the Assembly must go beyond the draft constitution put
forward by Yeltsin. There are in fact several competing texts to
consider, the most prominent being the Rumiantsev draft advanced by
the parliament, as well as an unabashedly communist one pr oduced
by loy alists of the old Soviet Union.
Although the Yeltsin and Rumiantsev drafts have a number of
positive features, neither ade quately addresses a range of issues
which are central to Russia's future. These include protec tion of
individual right s, protection of property rights, the separation
of powers in the federal government, the establishment of a
federalist system which limits the central government's power, and
the problem of entitlements. Although Yeltsin's is far superior to
that of Rumi antsev-and certainly when compared with that of the
communists-it nevertheless has some worrisome aspects that the
Assembly must address.
Among the most important are the overconcentration of power in the
office of the president.
While that may be an appr opriate remedy to the current standoff
between the reformist presi dent and the hard-line parliament, it
would not be a positive development for Russia's long term future.
As he has repeatedly demonstrated, Yeltsin can be trusted with the
exercise of grea t power. But in creating such an institution,
thought must be given not to those who use the power well but to
those who are likely to abuse it.
There are problems in both drafts in other areas as well. Both the
Yeltsin and Rumiantsev drafts grant open-end ed entitlements which
may prove to be either impossible to honor or ru inous in
execution. They also impose too many restrictions on individual
liberty that future governments could exploit to silence political
opponents. Correcting these problems now cer tainly will be far
less trouble than attempting to correct them later, if they can
then be cor rected at all.
With little experience, facing enormous pressures, and desiring to
move quickly to rescue their country from its current difficulties,
the delega tes to the Constitutional Assembly ulti mately bear an
inescapable responsibility for the future of their country and its
role in the world. In the final analysis, a constitution is a
device to protect the people from their own gov ernment, and must
be se e n in this light if it is to be effective in ensuring
liberty. It is essential therefore, that the Assembly's
deliberations be focused not just on the current political crisis
but on the long-term goal of ensuring democracy, liberty, and
prosperity in Russ ia. dm Ariel Cohen Salvatori Fellow in Russian
and Eurasian Affairs 13