INTRODUCTION
The recent growth of the Internet has spurred demand to make
information on Congress readily available electronically. At the
same time, newly elected House and Senate leaders have pledged to
continue the significant reforms that made the 104th Congress more
open and responsive to the public than its predecessors. The 105th
Congress should marry internal reform and external electronic
information efforts by establishing rules and procedures through a
Congressional Freedom of Information Act (FOIA) to guarantee that
basic legislative information is available electronically. By
taking the initiative in placing all disclosable information on the
Internet, Congress could avoid the contentious process of specific
requests for materials as well as the necessarily more complex
freedom of information procedures established for the executive
branch.
Congress already has acted to place information on line with
enormous success. In 1995, Congress established THOMAS, the Library of Congress's
on-line legislative information service, which has been accessed
more than 35 million times in just 22 months of operation. Another
agency of the federal government, the Government Printing Office,
manages the GPO Access system, which features 58 information
databases produced by the federal government. Since December 1995,
GPO Access has distributed an average of 2 million documents
electronically each month.
Individual offices have also taken steps to make information
available electronically. Ninety-four Senators have World Wide Web home
pages, which feature text and graphics, as do 213 of the House's 435 members. Electronic
mail has facilitated communication with congressional offices; 38
percent of all House members and 82 percent of Senators now have
e-mail addresses.
The U. S. House of Representatives Task Force on Committee
Review has recommended that Congress's open door policy be extended
to include increasing public access to committee documents over the
Internet.
Key materials that the House Task Force recommended be placed on
the Internet include:
- Amendments to bills
- Committee and subcommittee prints
- Committee and subcommittee reports
- Oversight plans and activities.
In mid-July, Representative Rick White (R-WA) introduced H. Res.
478, which would incorporate the Task Force recommendations into
the Rules for the House of Representatives. Likewise, through its
"Operation Daylight," the U.S. Senate has sought to use information
technology to publicize its activities more extensively.
Both H. Res. 478 and Operation Daylight would do much to bring
the day-to-day workings of Congress to the on-line public. Congress
should broaden these procedural reforms by creating a Congressional
FOIA, encompassing all of the information which Congress already
makes available to the public. In addition to the committee
documents detailed by the House task force for inclusion on the
Internet, Congress should add issue briefs, spending reports, and
financial and lobbying disclosure documents.
Through key institutional and procedural reforms, the 104th
Congress sought to unmask and dismantle the network of liberal
special interests that ran Capitol Hill for decades. A
Congressional Freedom of Information Act would complete and confirm
the move toward open access to Congress.
Providing citizens outside of Washington with the means to
closely examine and actively monitor the work of their elected
representatives would do more to foster openness and prevent back
room politics than any other single reform. The 30 million American
families with personal computers would be able to use the Internet
to observe more closely the activities of Congress and their
particular representatives; other citizens may take advantage of
the numerous possibilities for Internet access at work and at
public and university libraries to find timely information on
current legislation that may affect their lives. Overall, these
changes would make our democratic system stronger and more
responsive to the average citizen.
CONGRESSIONAL REFORM IN THE 104th
CONGRESS
Heeding the public cry to "clean up Congress" in the aftermath
of the House bank, bookkeeping, and post office scandals, Members
of the 104th Congress took office in January 1994 determined to
reform the institution. The House and Senate cut their budgets,
reduced committee staff, eliminated perks, banned most gifts to
Members, applied laws imposed on the private sector to itself,
required lobbyists to register and disclose their activities, and
imposed term limits on committee chairmen. The House also
overhauled its committee system, once a haven for pork-barrel
politics and back room deals. Congress's move to bring itself on
line in the age of the information superhighway was an important,
albeit unheralded, part of these changes.
The 104th Congress transformed itself into a more open and
responsive body in part by affording Americans new and quicker
channels of access to, as well as new sources of information from,
their elected representatives. The increased use of electronic mail
affords the public a new opportunity to comment on legislation
currently under consideration; 38 percent of all House members and
82 percent of Senators now have e-mail addresses. As of early
November 1996, 94 Senators and 213 House members have World Wide
Web home pages. Likewise, congressional committees have posted
information on line as part of their open door efforts. Eighteen
House committees have home pages, with the remaining two scheduled
to go on line within the year. Eight of the Senate's seventeen
committees have home pages.
Most significantly, House and Senate leaders have made much
federal legislative information freely accessible to constituents
through the Internet. In January 1994, congressional leadership
brought the Library of Congress THOMAS system on line. As a result,
some bill texts, the Congressional Record Index, bill
summaries, and legislative status updates are readily available,
free of charge, to the Internet-using public. THOMAS has been an
enormous success: It was consulted nearly 14 million times in its
first year of operation and more than 21 million times in the first
ten months of 1996 alone.
In addition, the GPO Access system went on line in December 1995
to provide access to 58 federal government databases, including the
Congressional Record. On average, users download two million
documents a month from the service free of charge. Among the most
useful Web sites on GPO Access is the home page for the General
Accounting Office, Congress's investigative arm. The GAO home page
offers full-text searchable files of reports on major rules by
federal agencies, GAO reports, testimony, policy and guidelines,
comptroller general decisions, and bid protest regulations. In
addition, the home page includes a direct link to GAO FraudNet,
allowing Internet users to report evidence of fraud and abuse.
The 1995 Congressional Accountability Act required Congress to
comply with legislation covering private workplaces. It excluded
the Freedom of Information Act from its list of covered laws,
however, as the FOIA does not apply to the private sector. Enacted
in 1966 and amended several times since, the FOIA requires
executive branch agencies to make many kinds of documents available
to citizens, scholars, journalists, and others interested in
government activity and statistical information. Unfortunately,
compliance with this law has been characterized by excessive
delays, and, in some cases, outright neglect. One major problem is
that the FOIA has impact only after individuals request information
from a government agency. The FOIA process begins with an often
controversial decision about whether the requested information is
eligible to be released to the public.
Congress recently passed an amendment called the Electronic
Freedom of Information Act, requiring the executive branch to make
greater use of the Internet in responding to requests for
information. A huge advantage of electronic disclosure is that an
agency can take the initiative to determine what information should
be disclosed and make it available rather than waiting for citizens
to ask.
Congress should establish similar open information procedures
for itself. By starting with electronic disclosure through the
Internet, Congress can avoid much of the contention and controversy
that has characterized the executive branch experience with the
FOIA.
HOUSE TASK FORCE ON COMMITTEE REVIEW
RECOMMENDATIONS
Congress already is considering additional steps to increase
on-line access to information about the congressional process. The
House Task Force on Committee Review, chaired by Representative
David Dreier (R-CA), has called for significant House rule changes
for the 105th Congress to assure greater public access to key
committee documents. These recommendations were largely
incorporated in H. Res. 478, introduced by Representative Rick
White. In particular, H. Res. 478 would require House committees to
place important legislative documents on line, including committee
and subcommittee prints of bills, amendments, meeting transcripts,
reports on legislation, and oversight plans and activity reports.
At low marginal cost and with great efficiency of dissemination,
these measures would improve public access to documents and
information that previously had been the domain of congressional
staffers and influence peddlers. Increased public access would help
level the playing field between ordinary citizens and high-powered
lobbyists, whose ability to obtain inside information often enables
them to influence legislation. The Senate Rules and Administration
Committee is considering similar steps as part of Operation
Daylight.
H. Res. 478 would require that the following information be made
available on the Internet:
- Committee and subcommittee prints of bills and marks (when
introduced or given to Members for markups). Currently,
citizens can read copies of bills that have been introduced in the
House or the Senate via THOMAS or GPO Access. But bills almost
always are transformed during committee or subcommittee scrutiny.
Versions of bills to be considered by committees, termed
"chairman's marks," often are not available to the public until
after committees have acted on them.
- Committee amendments to bills (as soon as technically
feasible). Amendments can fundamentally alter a bill. While
average citizens may be able to review and comment upon the on
original version of legislation, they usually will be unaware of
how profoundly it can be changed by amendments. Until amendments to
bills are made widely available, Washington lobbyists will continue
to have the opportunity to review amendments and to urge changes
before the broader public has a similar opportunity.
- Committee and subcommittee reports (when filed with the
Clerk of the House or the Secretary of the Senate). Even though
bills may be available via Internet, they are likely to be
incomprehensible to the non-lawyer. Committee and subcommittee
reports help to translate technical language into comprehensible
English. Such reports also offer a summary of congressional
hearings on legislation and an examination of the rationale behind
a bill, as well as the primary arguments for and against it.
Currently, these documents are made available though THOMAS but
only after they have been published by GPO. Making committee
reports available as soon as possible would assure that those who
are interested in a piece of legislation can receive the most
current and comprehensive information about it. Waiting for
printing before making information available on the Internet misses
the huge advantage of electronic dissemination. The current policy
resembles the early days of the automobile, when laws required that
horse-drawn buggies with lanterns light the way for their speedier
replacements.
- Hearing and mark-up transcripts (within five days).
Currently, most citizens have to wait until official committee
publication to obtain transcripts of congressional hearings.
Publication of such transcripts often takes months or even more
than a year, frequently occurring when an issue once considered
crucial has faded from center stage. Although the public is denied
quick and free access to such transcripts, lobbyists can purchase
them from private transcribing agencies. By making hearing and
mark-up transcripts available, the proposed House Rule change would
help to give every citizen the information easily available to
special interests. The 104th Congress changed its rules to allow
C-SPAN and citizens to attend more committee and subcommittee
hearings and mark-ups; thus it is only fitting for citizens unable
to attend a hearing personally or view it on television to be able
to read what transpired. Now that the Internet is an option, there
is no good reason why transcripts should be delayed because of
printing schedules.
- Prepared statements (when submitted). When individuals
testify before Congress, they are asked to provide written copies
of their testimony for distribution to members of the committee. In
addition to requiring hard copies, House and Senate committees
should ask witnesses to submit their testimony on diskette.
Prepared statements could then be made available immediately on the
relevant committee Web site.
- Schedules and notices (when distributed). Posting
committee and subcommittee notices, hearings, and mark-up meeting
times would allow the public to better keep track of committee
activities. Currently, advance information on committee meetings is
most easily accessible through specialized publications that are
targeted specifically at congressional staffers and lobbyists.
Placing such information on the Internet would afford constituents
the opportunity to contact their representatives to voice their
concerns and suggest possible questions for witnesses.
- Committee rules (when approved or amended). Committee
rules include important technical procedures, whose nuances vary
from committee to committee. Making these rules available to the
public would help to demystify internal committee workings.
- Oversight plans and activity reports. Congress has broad
constitutional authority to engage in oversight and investigation.
Through its oversight of the executive branch, Congress often seeks
to publicize or prevent abuses of federal authority, to identify
wasteful federal programs, and to save federal tax dollars. House
and Senate committees would more easily invite the participation of
whistleblowers or others knowledgeable about a subject by making
oversight plans more available.
- Member and staff directories. Members of Congress serve
at the public's will. Their staffers, though unelected, are given
the public's trust, and can wield enormous influence. Their office
addresses and telephone numbers should be available to the public.
Staff listings can be found in various Capitol Hill directories,
but these books are expensive to purchase and not widely available
outside the Washington, D.C., area. Making such information more
easily available would be a boon to ordinary citizens.
By placing this vast array of
information at the fingertips of the on-line public, the House Task
Force recommendations would effectively open up the doors of
congressional committees, thereby enhancing efforts at full,
effective disclosure of congressional activity.
BROADENING DISCLOSURE POLICIES
In addition to the impressive recommendations of the House Task
Force, Congress should release additional information on line. In
particular, Congress should place on line information in the public
domain that has not been readily available electronically,
including:
- Conference Reports. For a bill to become law, both
chambers of Congress must approve identical versions of the same
bill (the conference report). These reports can contain significant
changes in legislation already voted on in the House and Senate, as
conference compromises or additions may not have appeared in either
congressional version of the legislation. As conference committees
serve temporarily, they would not have a regular mechanism for
publishing their reports, so the House and Senate standing
committees with lead responsibility for a particular conference
should place the compromise legislation and report on their own
home pages.
- Voting records and (co)sponsorships for Members of the House
and Senate. Members of the House and Senate should be held
accountable to constituents for their voting records. Numerous Web
sites already publish select information on votes in the House and
the Senate. If comprehensive voting records were readily
accessible, constituents could more easily examine complete records
of the performance of their representatives. Congress might even
establish issue area databases that would group, for instance, all
defense or transportation infrastructure votes.
- Press releases and issue statements. Press releases and
issue statements are routinely sent to the national media and the
regional press. By placing such documents on line, Members could
better inform their constituents of their positions on various
issues.
- Franked mass mailings. Congressmen are permitted to send
mass mailing to their constituents for free, as long as the purpose
of the mailing is to update citizens on their representative's
official business. By placing the content of these publications on
line, it would be much easier for journalists, watchdog groups, and
political opponents to insure that this privilege is not used for
electioneering.
- Congressional Research Service (CRS) Reports. The CRS
home page allows congressional staff access to a library of CRS
Reports and Issue Briefs written at the request of Members of
Congress. These reports summarize key research findings and the
state of public opinion on a given public policy issue, and clearly
explain the impact of proposed legislation. They often are a major
source of information for congressional staffers and Members of the
House and Senate in shaping prospective legislation. There is no
reason to keep this information from the public, especially since
the costly research services are funded by their tax dollars. To
make such reports available, however, long-standing language in the
House legislative branch appropriations requiring the CRS to focus
solely on serving Congress would have to be amended.
- House and Senate Records, including the Statement of
Disbursements of the House, Secretary of the Senate Reports, and
House and Senate Financial Disclosure Reports. In the aftermath
of the banking and post office scandals, the 104th Congress
undertook significant measures to overhaul the documents that show
how House members spend the funds available to run their offices
(the Representational Allowances). Making this information more
widely available would allow constituents to compare the franking
and office expenditures of their elected representatives to those
of other Senators and Congressmen and help to restore public
confidence in Congress.
- Federal Election Commission reports. In nearly every
election, there is a clamor for campaign finance reform. One reason
is the belief that special interests have been able to purchase
access to Members of Congress. By allowing quick, free, and easy
on-line access to Federal Election Commission reports, Congress
could help to disperse some of the clouds of suspicion and
misinformation surrounding campaign financing.
- Lobbyist Disclosure Reports. The Lobbying Disclosure Act
of 1995 closed numerous loopholes in lobby registration
requirements. Currently, these forms are retrievable only by
lobbyist, not by bill, committee, issue, or dollar amount. Placing
these Disclosure Reports on line would make it much simpler for
constituents to research the lobbying activity surrounding a
particular issue or committee.
- Whistleblower Page. By establishing a whistleblower
page, Congress would encourage citizens -- some of whom may be
reluctant or ignorant of how to file such reports -- to document
cases of waste, fraud, and abuse, thereby potentially saving
millions of tax dollars annually. A system operator working for the
whistleblower page could forward appropriate information to the
relevant committee, subcommittee, or federal agency inspector
general. Strict precautions would need to be taken to maintain
confidentiality for whistleblowers.
WHAT A CONGRESSIONAL FOIA WOULD NOT
DO
By pledging to place information on the Internet, Congress would
define its FOIA commitment. Increased access to official and
committee documents will keep citizens better informed; however,
the congressional FOIA should not be so broad as to allow unlimited
access to all areas of congressional activity. Congress should not
duplicate the FOIA that applies to executive branch agencies, whose
members are not held accountable to the voters via the electoral
process. Through its execution of the laws, executive branch
agencies tend to affect individuals directly, whereas legislation
is far more general in scope. Because of their particular powers
and lack of direct accountability to the voters, executive branch
agencies should be held to a different FOIA standard than the
legislative branch.
The legislative process is one of give-and-take, and individual
Members often will shift position on given legislation as that
legislation itself changes. Congressional staffers and Members have
a right to operate with a degree of confidentiality, so that they
do not fear that every word they write could one day become part of
the public record. The Privacy Act of 1974 and the Computer
Security Act of 1987 contain provisions that require federal
offices to protect individuals from the unauthorized release of
personal information and to protect the public from receiving
documents that may not be accurate. Sensitive information in the
computer systems of individual congressional offices should be
protected from dissemination. Internal office memoranda and
preliminary documents such as discussion drafts of bills, for
example, should not be distributed on line, as such documents
represent neither official actions nor even the considered
viewpoint of a legislator.
By adding information recommended by the Task Force on Committee
Reform to information that Congress already makes public, and by
establishing an umbrella disclosure system through the Internet,
Congress could devise a freedom of information system which is
simultaneously comprehensive for the public but less invasive for
the institution than is the executive branch process. Because the
Congressional FOIA would be an internal congressional rule,
complaints would be resolved within Congress, rather than by the
courts.
The changes heralded by placing member offices and committee
information on line should not be exaggerated. Increasing the
amount of information on line should not, for instance, be seen as
opening the gates for what has been termed electronic democracy.
The congressional FOIA proposal falls far short of creating
electronic plebiscites. Congressional Web sites should not become
the locus of instantaneous and unscientific polling. In the eyes of
America's Founding Fathers, Congress, particularly the Senate, was
to be a deliberative body, not an immediate mirror of the public's
unfettered passions and prejudices. Increasing public access to
congressional documents can serve an important didactic role that
dovetails well with the Founding Fathers' vision.
HOW TO IMPLEMENT A CONGRESSIONAL
FREEDOM OF INFORMATION ACT
Several steps must be taken to implement a Congressional FOIA.
On the first day of the 105th Congress, the House and Senate should
adopt rules mandating that committees electronically disclose the
information recommended in the Task Force on Committee Review
report. At the same time, the House and Senate should provide for
the establishment of "freedom of information" home pages. These
pages would include links to sources of already disclosable
information on Congress, including Federal Election Commission
data, lobbying and financial disclosure reports, Clerk of the House
and Secretary of the Senate reports, franking commission data, and
Congressional Research Service reports. Some of this material,
currently unavailable electronically, would need to be adapted to
the new format.
To assure effective implementation of the Congressional FOIA,
the House Oversight Committee and Senate Rules Committees should
appoint advisory groups consisting of computer industry experts,
journalists, and political scientists. These advisors would review
the information Congress discloses and offer suggestions to improve
the presentation, format, or types of information available. The
boards would offer informed outside advice on congressional
disclosure policy and also represent a congressional outreach to
the Internet community and other information consumers.
As a second step, the Senate Rules and House Oversight
committees should be assigned the task of defining what categories
of information individual Members' offices should be required to
disclose via the Internet. These committees should also determine
whether responsibility for posting such information -- such as
franking costs, franked mass mailing, and financial disclosure
forms -- should lie with each individual office or should be
maintained through a central service. The House Oversight and
Senate Rules committees should coordinate to assure that the
information disseminated by House and Senate offices is as similar
as possible, while respecting the divergent characters of the two
congressional chambers. The Senate Rules and House Oversight
reports, which should include an implementation schedule, should be
completed no later than December 1997.
CONCLUSION
Public input is essential to an effective Congress. The 104th
Congress opened its procedures to the public more than ever before.
The 105th Congress should build on this success by mandating
widespread disclosure of congressional documents and information on
the Internet by passing a Congressional Freedom of Information Act.
Making House and Senate documents and information available on the
Internet will allow citizens to better judge the effectiveness of
their elected officials. Making committee documents available to
the public at large will promote input on pending legislation from
knowledgeable sources beyond the Beltway.
Furthermore, using the Internet as the freedom of information
mechanism will allow Congress to determine and manage information
disclosure without the disputes and confrontations that have
characterized the executive branch freedom of information process.
The enormous success of THOMAS -- 35 million computerized inquiries
in just 22 months -- is proof of a clear constituency for the type
of electronic information that a congressional FOIA would make
available. Electronic access to such documents, moreover, is
relatively inexpensive, especially when compared to old fashioned
distribution by the Government Printing Office or the U.S. Postal
Service.
The Congressional FOIA would provide the public easy and prompt
access to a variety of documents produced by the legislative
branch. Much of the material that would be covered under a
Congressional FOIA is already in the public domain, including press
releases, voting records, legislative co-sponsorships, Federal
Election Commission reports, conference reports, amendments to
bills, and committee oversight plans. A Congressional FOIA would
assure that such information is posted on the Internet in a
standardized, user-friendly format.
In addition to facilitating access to documents that Congress
readily distributes, a Congressional FOIA would afford timely
public access to committee and conference materials that previously
had been released only in final format, including committee and
subcommittee prints of bills and marks and preliminary transcripts
of hearings and mark-ups. Afforded access to such materials in a
timely fashion, citizens whose lives might be affected by
amendments or new laws would be able to communicate with their
representatives as legislation is being considered. Congress would
be able to receive more feedback on legislative proposals than is
possible in the typical half-day hearing with a limited number of
witnesses. Policy specialists at universities, businesses, and in
state and local governments also could offer perspectives that
Congress would not otherwise hear.
Yet the main reason to enact a congressional FOIA is not to make
Congress more effective, but because it is the right thing to do.
In their offices and at committee meetings, Members of Congress are
conducting the public's business. The public has a right to know
what occurs in a detailed and timely fashion. Moreover, a
congressional FOIA would allow citizens to comment on pending
proposals. Without information on committee business in particular,
only Washington insiders and high-powered lobbyists would have the
ability to do anything to affect deals or amendments. Opening the
congressional committee system to the 30 million households with
personal computers can only enhance our democracy.
Both the House and the Senate would have to institute rules
changes to implement a Congressional FOIA. Such rules changes would
stipulate both the extent and the format of the information to be
made available electronically. To assure effective execution of a
Congressional FOIA, the relevant House and Senate committees should
review implementation plans with the assistance of a group of
scholars and information industry leaders.
By instituting a Congressional Freedom of Information Act,
Congress would increase public access to committee documents over
the Internet in an organized, comprehensive, and user-friendly
manner. As Congress continues its efforts of the past two years to
devolve power and authority away from Washington to citizens and
the institutions they control directly, citizens will need
increased access to the sources of information that will guide
them. By empowering ordinary citizens at the expense of
well-connected Washington insiders, a Congressional FOIA would be a
critical step in reforming government.
Endnotes:
- The authors wish to thank Gary Ruskin, Director of the
Congressional Accountability Project, for his helpful comments on
an earlier draft of this paper.