For
as long as governments have existed, they have used their power to
tax and spend to favor certain constituencies with special
benefits. In a democracy, elected officials generally have
well-defined, geographic-specific electoral bases, so these
benefits often include location-specific projects like courthouses,
highways, airports, and prisons. Traditionally known as
congressional "pork," this type of spending manifests itself most
commonly as a specific line item, or "earmark," in an
appropriations bill. Both the media and the public tend to
associate "pork" with highway spending, but earmarking is used
throughout the federal budget; no program area is spared.
Today, pork-barrel politics is
characterized by a meteoric growth in the number of earmarks.
Although the increase in the number of earmarks has been rising
since 1985, the growth appears now to be accelerating rapidly: The
number of earmarks in five of the 13 annual appropriations bills
doubled between fiscal year 1998 and FY 1999. If allowed to
continue, this trend will undermine the patterns of federalism that
traditionally have defined the relationship among America's three
levels of government.
Public criticism of pork-barrel spending
focuses generally on the outrageous and humorous waste that such
earmarks sometimes entail. Yet the more troublesome and often
overlooked implication of this process is the extent to which these
earmarks reflect Washington's growing propensity to micromanage
local affairs through its distant bureaucracies. Over 1,000
pork-barrel projects are buried in the 13 appropriations bills for
FY 1999, representing a federal rebuke of the competing priorities
set by
governors and local leaders far more familiar with the needs of
their communities.
Underscoring the point that Washington's
earmarks do not necessarily reflect a community's most pressing
needs are the findings of a 1994 study conducted by the
Congressional Research Service (CRS) on a sample of "demonstration"
projects listed in the 1987 and 1991 highway bills. The CRS study
concluded that:
For
demonstration projects to provide the welfare gains citizens might
expect from transportation public policy, they would have to
produce outcomes at least as good as those that result from the
local, state and regional planning process. Evidence so far
suggests that many demonstration projects may have difficulty
passing this test.
Not
all in Congress are enamored by opportunities to micromanage
spending programs. Senator John McCain (R-AZ), a leading
congressional opponent of pork, introduced legislation during
debate on the highway bill to require that all earmarks be paid for
with money from each state's share of the federal transportation
trust fund rather than money taken from another state's share. The
measure did not pass, but it did raise awareness about potential
solutions.
An
earlier attempt to control pork-barrel spending occurred in 1995,
when the 104th Congress enacted the line-item veto as part of the
Republican Party's Contract With America. Taking effect on January
1, 1997, this new veto privilege was used by President Bill Clinton
to cancel $355 million in FY 1998 pork-barrel spending, much to the
chagrin of many in Congress. Unfortunately, the U.S. Supreme Court
took that power away from the President in mid-1998, ruling it
unconstitutional.
Absent a legislative remedy, moral suasion
represents an alternative that some in Congress have employed in
the past to induce some measure of restraint. Although recent
attempts to use moral suasion have failed to dampen the use of
earmarks, an earlier effort by senior members of the House
Appropriations Committee appears to have had some success in
several appropriations accounts. In 1993, Representatives William
H. Natcher (D-KY) and George E. Brown, Jr. (D-CA), then chairmen,
respectively, of the House Appropriations and House Science
Committees, worked to reduce the number of appropriated earmarks
for academic institutions, which had risen from seven earmarks in
1980 to 499 in 1992.
With
Congress apparently either unable or unwilling to impose such
meaningful restraint on its wasteful spending practices, the last
best hope for slowing the growth of federal pork-barrel spending
may lie with governors and local leaders. Because their communities
pay the price for congressional meddling which forces them to
accept unwanted projects at the expense of locally determined
priorities, governors have every incentive to encourage Congress
and the President to curtail such federal micromanagement.
As
the 106th Congress gets underway, there will be no shortage of
opportunities to show restraint and moderation in federal spending,
earmarks, and congressional micromanagement. Chief among them will
be the 13 appropriations bills that have to be enacted before
September 30, 1999, the end of the current fiscal year. Keeping
these bills clean will be a key test of Congress's willingness to
honor the historic divisions of responsibility in America's federal
system of
governance.
Dr.
Ronald D. Utt is Grover M. Hermann Fellow in Federal
Budgetary Affairs at The Heritage Foundation.