Many in Washington and the public administration
academic community assert that the President of the United States
relies on far too many political appointees to manage government
agencies. Charging, for example, that such appointments are made
more to reward supporters than to improve the federal government,
critics have begun to call on President George W. Bush to appoint
fewer people to run the executive branch. However, as a review of
history and survey research shows, and as interviews with career
and political government executives suggest, such proposals are
based on misconceptions about how political appointees and career
civil servants work in government.
The
President makes roughly 3,000 political appointments, far more than
do the leaders of most other democracies. His appointees serve at
his pleasure and generally recognize that their appointments are
not long-term. Career bureaucrats in the federal government, by
comparison, usually have tenure and serve for long periods.
Accordingly, while political appointees will generally represent
the interests and agenda of the President and orient their
activities toward changing government to reflect that agenda, the
roughly 1.7 million career federal bureaucrats are more likely to
support the status quo.
There are seven types of misconceptions
about presidential political appointees and the career civil
service:
Misconception #1: The number of
political appointees has grown because of a lack of faith in the
bureaucracy's abilities. In fact, history shows that the number
of political appointees increases as agency missions become more
controversial. Noncontroversial agencies are run mainly by career
government executives; but for obvious reasons, the President must
put his own stamp on more politically controversial agencies, and
he needs larger numbers of political appointees to do so.
Misconception #2: There is no reason
for the number of political appointees to grow as the career civil
service shrinks. Political appointees account for less than
two-tenths of 1 percent of the total civil service. They join
government largely to do political work, such as negotiating with
interest groups and congressional staffs and dealing with the
media. When agency missions become more controversial, this work
grows exponentially, overwhelming the capacity of the career staff.
This was the case from the 1960s to the early 1990s, when the
number of presidential political appointees roughly doubled while
the size of congressional staffs and interest groups more than
tripled.
Misconception #3: Political appointees
are less competent than career executives. In fact, most
political appointees have substantial experience and educational
credentials, and stay in their jobs long enough to make a
difference.
Misconception #4: Political appointees
add little value to the bureaucracy. Surveys of federal
executives suggest instead that most appointees work hard, are
reasonably competent, and spend much of their time working with
Congress, interest groups, the White House, and the
media--effectively handling the high-risk political work that
career officials eagerly avoid.
Misconception #5: If tenure protection
were removed from the executive branch, Presidents would replace
large numbers of career civil servants with political appointees,
with disastrous results. Critics presume that, without strict
controls on the numbers of political appointees, the President
would thoroughly politicize the bureaucracy and replace large
numbers of career civil servants with his supporters, thus
retarding effective government service. The reality is that elected
politicians lack the incentives and capacity to conduct a massive
restructuring of the civil service. Even during the heyday of the
spoils system in the 19th century, Presidents replaced surprisingly
few career bureaucrats, realizing that doing so would weaken
government performance and endanger their reelection.
Misconception #6: Tenured bureaucracies
are representative. Many critics presume that, whereas
political appointees represent the party in power, career
bureaucrats represent the American people. In fact, bureaucrats are
more supportive of their agency missions than is the public at
large. There is nothing wrong with government employees believing
in and supporting their agency missions. At the same time,
political appointees play a vital role in providing an outside
perspective to ensure that normal agency loyalty does not
degenerate into institutional "groupthink." It is no surprise that
the American federal bureaucracy, with its relatively large numbers
of political appointees, seems more representative and efficient
than its European counterparts, which have very few political
appointees.
Misconception #7: The merit system
works, or at least can be made to work, better than the
alternatives. There is a pernicious misconception that the
political personnel system is substantially less effective than the
career personnel "merit" system. But as both career and political
executives in the Clinton Administration observed, the traditional
merit system was ineffective at hiring and compensating competent
officials and separating the incompetent from service. Political
appointees who do not measure up can be separated with relative
ease.
Maximizing Executive Branch
Effectiveness
The executive branch of government is where the rubber of
policy hits the road of implementation. Political appointees are
vital for ensuring that the President's agenda is implemented.
President Bush would do well to ignore the calls to slash the
numbers of political appointees. Instead, he should select
political appointees of competence and distinction who share his
vision of governing and strive to mold those appointees into a
team, as Presidents Ronald Reagan and Dwight Eisenhower did. He
should also empower a bipartisan commission to study alternatives
to the conventional civil service "merit" system and submit a
proposal to Congress no later than the middle of his first
term.
Robert Maranto, Ph.D.,
teaches political science at Villanova University in Pennsylvania.
A former professor at the Federal Executive Institute, he also has
co-edited a forthcoming book, Radical Reform of the Civil
Service.