In recent years, there has been renewed interest in
the use and abuse of executive orders and other presidential
directives. Many citizens and lawmakers expressed concern over the
content and scope of several of President Bill Clinton's executive
orders and land proclamations. Congress responded with hearings and
the consideration of several bills designed to curb the President's
authority to issue such directives. In an exceedingly rare act, the
courts even reacted by striking down one of President Clinton's
executive orders.
Despite the increased public attention
focused on executive orders and similar directives, public
understanding regarding the legal foundation and proper uses of
such presidential decrees is limited. Thus, the increased public
attention generally has been accompanied by confusion or
misunderstanding regarding the appropriateness of various
presidential actions. The accompanying legal memorandum provides an
overview of the President's use of executive directives, including
a discussion of the historical practice, sources of presidential
authority, the legal framework of analysis, and proposals to
prevent abuses.
From
the founding of our nation, American Presidents have developed and
used various types of presidential "directives." The best-known
directives are executive orders and presidential proclamations, but
many other documents have a similar function and effect. Reduced to
their common core, presidential directives are simply written,
rather than oral, instructions or declarations issued by the
President. Authority for these directives must come from either the
Constitution or statutory delegations.
Yet
the President's authority to issue directives goes beyond express
language in the Constitution or statutes that grant him such power.
He possesses additional authority to issue directives where that is
the reasonable implication of the power granted (implied authority)
or if it is inherent in the nature of the power conferred (inherent
authority). The Constitution vests the President with the duties of
commander in chief, head of state, chief law enforcement officer,
and head of the executive branch. When the President is lawfully
exercising one of these responsibilities conferred by Article II of
the Constitution, the scope of his power to issue written
directives is especially broad, and Congress has little ability to
regulate or circumscribe the President's use of written
directives.
Nevertheless, the President's power to
issue executive decrees is limited--by the scope of his powers and
by other authority granted to Congress. If the President's
authority is derived from a statutory grant of power, Congress
remains free to negate or modify the underlying authority. Congress
also has some latitude in defining the procedures the President
must undertake in the exercise of that authority, although there
are some constitutional limits to Congress's power to micromanage
the President's enforcement or decision-making procedures.
Because the constitutional separation of
powers both supports and limits a President's power to issue
executive directives, it is natural that some friction exists in
the exercise of that power. Over the past 60 years, presidential
authority to issue certain decrees has been tested in court
(although many executive directives remain difficult to challenge
in court), and a legal framework of analysis for the legitimacy of
this power has evolved. The interplay between Congress and the
White House varies depending on the aggressiveness of the President
and Congress's reaction to it.
During the previous Administration,
President Clinton proudly publicized his use of executive decrees
in situations where he failed to achieve a legislative objective.
Moreover, he repeatedly flaunted his executive order power to curry
favor with narrow or partisan special interests. A review of
Clinton's executive orders shows that the number issued by him is
not significantly different from the number issued by Presidents
Ronald Reagan or George H. W. Bush. Yet the true measure of abuse
is not the overall number of directives, but whether any of them
were illegal or improper, and if so, how significant they may have
been.
A
review of President Clinton's directives also reveals some
important departures from the practices of his two predecessors.
This is particularly true of his use (and abuse) of powers under
the Antiquities Act of 1906 and numerous directives issued in the
areas of foreign and defense policy, environmental policy,
regulatory review, labor policy, and civil rights. A
disproportionate number of these executive directives were either
illegal or issued in the furtherance of an improper policy or
political objective. One of President George W. Bush's priorities
should be to review, revise, or rescind the most troublesome of
these.
Predictably, the 106th Congress considered
several measures designed to rein in the past President's abuses.
H.R. 2655 attempted, in part, to define presidential directives
more precisely and to require that all executive decrees specify
the constitutional and statutory basis for any action incorporated
in such directives. Both of these provisions are worthy of further
consideration. Yet provisions of other bills were problematic and
might be unconstitutional in application. Internal reforms
initiated by the President may have a more lasting effect and are
often more workable. Because few reforms can be imposed on a
President over his veto, it makes sense for Congress to work with
the new President on such reforms rather than overreact to the
abuses of the last President.
Todd F. Gaziano is
Senior Fellow in Legal Studies and Director of the Center for Legal
and Judicial Studies at The Heritage Foundation.
Nothing written here is to be
construed as legal advice on any matter, as an attempt to create an
attorney-client relationship, or as an attempt to aid or hinder the
passage of any matter pending before Congress.