There are two important and related arms
control topics that are certain to be discussed by Presidents Bush
and Putin during these meetings. Both topics are part of the larger
agenda of the Bush Administration to establish a new strategic
framework for the post-Cold War world. The first and more important
matter is settling the future of the 1972 Anti-Ballistic Missile
(ABM) Treaty between the United States and the Soviet Union. The
ABM Treaty, if made a binding legal agreement between the U.S. and
Russia, will permanently cripple the U.S. missile defense program
and leave the American people vulnerable to the expanding missile
threat for the foreseeable future. The Bush Administration wants to
lessen U.S. vulnerability, and therefore, is eager to move beyond
the treaty. The second topic is the matter of facilitating further
reductions in U.S. and Russian strategic nuclear forces. Economic
circumstances are forcing the Russians to reduce the size of their
arsenal and they are eager to see the U.S. reduce its strategic
nuclear force, as well. Progress on reaching an agreement
requires:
Setting aside the ABM Treaty.
The Bush Administration is likely considering two approaches for
addressing the ABM Treaty issue at this summit. One approach is to
revive the treaty as an agreement between the U.S. and Russia and
seeks narrow amendments to allow progress in the U.S. missile
defense program. The second approach is to set aside the treaty and
seek informal arrangements for managing the transition to the
deployment of missile defenses. There are both substantive and
procedural reasons why the U.S. should set aside the ABM Treaty.
They are:
1. Continuation of the ABM Treaty will force
the U.S.-Russian relationship in an adversarial direction, similar
to the U.S.-Soviet relationship. The ABM Treaty was designed to
codify the policy of mutually assured destruction (MAD). MAD was
predicated on the notion that the best way to ensure strategic
stability between the U.S. and the Soviet Union was for both sides
to remain defenseless against a nuclear missile strike. It also
assumed the U.S. and the Soviet Union would remain in an
adversarial relationship, where the threat of annihilation would be
the constant. Today's Russia is not the Soviet Union of the Cold
War. President Bush is right to seek a new strategic framework
where MAD and the threat of annihilation are abandoned.
Politically, a decision to set aside the ABM Treaty, as opposed to
amending it, will signal that the Cold War and the MAD policy are a
thing of the past.
2. The ABM Treaty was drafted with the
intention of prohibiting a defense of U.S. territory against
missile attack, not just limiting it. The object and purpose of the
ABM Treaty is to deny the U.S. a territorial missile defense.
President Bush's policy is to bring an end to the vulnerability of
the American people to missile attack by constructing the
territorial defense the treaty prohibits. While as a practical
matter the U.S. and Russia could agree to amendments to a revived
ABM Treaty that would allow the U.S. to do all that it wants to do,
such an approach defies logic. Such a package of amendments would
turn the ABM Treaty on its head. The better approach is to
acknowledge that the purpose of the treaty no longer serves either
U.S. or Russian interests. If both sides find it advantageous to
limit the resulting missile defense programs in some, they can
undertake negotiations on a new treaty.
3. Narrow amendments to the ABM Treaty cannot
anticipate all the development, testing, and deployment activities
the U.S. may want to undertake. The Bush Administration has
established only general guidelines for its missile defense
program. It has not chosen a missile defense architecture and the
details of the development and testing program remain unclear.
Under these circumstances, it is impossible to design a package of
narrow amendments to the ABM Treaty that will be certain to
accommodate all the missile defense activities that U.S. may wish
to undertake in the future. The alternative approach to
accommodating U.S. missile defense activities through an amendment
procedure, however, should be unacceptable to the Bush
Administration and all Americans. It would engage the Russians in a
negotiating process where the U.S. would propose an amendment to
the ABM Treaty at each juncture in the testing, development, and
deployment process that is inconsistent with a provision of the
treaty. Such a process, in the context of a revived ABM Treaty,
would give Russia multiple vetoes over the U.S. ability to defend
itself. No country, including Russia, should be given such a
veto.
4. Making Russia a party to the treaty will
undermine the process of agreeing to future amendments. Currently,
Russia is not a party to the ABM Treaty. Formal negotiations,
wherein Russia assumes the position of a party, must wait until
Russia is made a party. The Clinton Administration signed an
agreement to make Russia, along with three other former Soviet
republics, parties in September 1997. This agreement, however,
requires Senate consent prior to ratification and entry into force
and the agreement has not yet been forwarded to the Senate for its
consideration. Even if the Bush Administration sent the 1997
agreement to the Senate and the Senate approved it quickly, a
highly unlikely prospect, it would serve to revive the entire range
of ABM Treaty prohibitions and restrictions. Thus, the process of
amending the ABM Treaty would put the U.S. in the highly awkward
position of asking for relief from a treaty that it had just agreed
to extend. Further, the ratification of the 1997 agreement will
multilateralize the ABM Treaty and make the procedure for adopting
future amendments hopelessly complex by requiring the agreement of
five states.
5. Negotiating and ratifying formal amendments
to the ABM Treaty will take too long. Making Russia a party to the
ABM Treaty, and then negotiating a series of amendments to modify
the treaty in other ways, is a process that will take months or
even years. Secretary of Defense Rumsfeld has already had to
curtail U.S. missile defense activities because of the policy of
continuing to observe the treaty. Thus, the policy of observing the
ABM Treaty is already preventing the U.S. from even determining
which options for missile defense will be most effective. Further,
the U.S. missile defense program is already lagging behind the
expanding missile proliferation threat. The U.S. cannot afford to
leave the American people vulnerable to missile for such an
extended time. The likelihood of a missile attack, with the
consequence of a much larger loss of American life than in the
terrorist attacks of September 11th, is just too high.
6. The Constitution prohibits an informal
arrangement for allowing the U.S. to undertake the missile defense
testing activities it now desires. President Bush may be
contemplating an approach on missile defense that would use an
informal declaration that would have the impact of preserving the
ABM Treaty, while allowing a limited number of near-term
development and testing activities in the U.S. missile defense
program. The appeal of this approach is that it would provide
immediate relief for near-term missile defense testing activities.
The Constitution, however, bars this approach on two levels. First,
the Department of Defense has found that the near-term activity in
question, the use of Navy radar to track long-range ballistic
missiles during flight tests, is not compatible with the Treaty.
This means the issue is no longer a matter of interpretation. The
only way to make the language of the treaty can be made to
accommodate this test activity under the Constitution is to amend
the treaty. This is because any substantive change to a treaty is
itself a treaty document, subject to Senate consent. Second,
President Clinton told Congress that he recognized that the Senate
would first have to consent to the ratification of the
1997agreement before he could take any action that would treat
Russia, or any other former Soviet republic, as a party to the ABM
Treaty. Entering into formal negotiations and signing an agreement
to amend the ABM Treaty with Russia would be an action that would
confer party status on Russia, prior to Senate consent. Therefore,
such negotiations and the signing of such an agreement are
unconstitutional actions.
For these reasons, President Bush should press President Putin
at Crawford to acknowledgethat the ABM Treaty is no longer valid.
Such an agreement should take the form of both unilateral and joint
declarations and be accompanied by a commitment to establish a
variety of cooperative measures between Russia and the U.S. on
missile defense. The cooperative measures should include
transparency measures, shared assessments of the missile threat,
sharing of early warning, technology sharing, coordinated missile
defense deployments, and non-proliferation measures.
Moving to a smaller strategic nuclear force. The Russian
government has been pressing the U.S. to agree a reduction in
strategic nuclear forces to levels below the 2,000 to 2,500
deployed warheads on each side contemplated for the Strategic Arms
Reduction Treaty III (START III). The Russians have proposed a
figure of 1,500 deployed warheads on each side. President Bush has
stated that he is willing to reduce the U.S. strategic nuclear
force to levels well below the current number of more than 6,000
deployed warheads on each side, but wants to complete the still
ongoing Nuclear Posture Review (NPR) prior to announcing a specific
commitment. In the interim, the START III negotiations have
stalled.
President Bush is right to be cautious. He needs to establish
the national security requirements for the U.S. strategic nuclear
force in the post-Cold War world prior to agreeing a specific
reduction in the size of the force. National security requirements,
not arms control considerations or some arbitrary demand for parity
with the Russian force, should determine the size of U.S. strategic
nuclear forces. Further, the NPR needs to calculate how a higher
quality nuclear force can allow for quantitative reductions.
If progress on the NPR is sufficient and certain conditions are
met, however, President Bush should feel comfortable issuing a
unilateral statement at Crawford that commits the U.S. to a
strategic nuclear force that is smaller than that contemplated for
START III. The conditions are:
- Russia reduces its nuclear arsenal to 1,500 deployed warheads
or fewer.
- China's strategic nuclear arsenal does not exceed 100 deployed
warheads
- Potentially hostile Third World states do not deploy strategic
nuclear forces exceeding 50 deliverable warheads combined.
- The U.S. is allowed to retain a fully modernized, safe,
reliable, and effective nuclear force, and may resume explosive
testing to allow for such a force.
- The U.S. is allowed to deploy an effective missile defense
system.
By making this commitment in the form of a unilateral statement,
as opposed to a treaty document, President Bush can preserve the
flexibility necessary to adjust U.S. strategic forces as the U.S.
confronts unexpected developments in an unpredictable post-Cold War
world. It will also allow for a controlled transition to the
smaller force, which should be spread over a period of several
years. President Putin should be invited to issue a reciprocal
unilateral statement regarding Russia's strategic nuclear
force.
Taken together, actions by President Bush and President Putin at
the Crawford meeting to set aside the ABM Treaty and move toward
significantly smaller nuclear forces will form the foundation of a
new strategic framework. This framework should allow both the
United States and Russia to better address the new security
requirements of the post-Cold War world, including the fight
against terrorism.
Baker Spring is
F. M. Kirby Research Fellow in National Security Policy, in the
Kathryn and Shelby Cullom Davis Institute for International Studies
at The Heritage Foundation.