The
Terrorism Information Awareness (TIA) program under development by
the Defense Advanced Research Projects Administration at the
Department of Defense has generated substantial controversy. Much
of that controversy is unwarranted, and concerns that the
technology will be abused are speculative, at best. A number of
analogous oversight and implementation structures already in
existence can be borrowed and suitably modified to control the use
of the new technology.
As
six former top-ranking professionals in America's security services
recently observed, we face two problems--both a need for better
analysis and, more critically, "improved espionage, to provide the
essential missing intelligence." In their view, while there was
"certainly a lack of dot-connecting before September 11" the more
critical failure was that "[t]here were too few useful dots." TIA
technology can help to answer both of these needs. Thus, TIA can
and should be developed if the technology proves usable.
The
technology can be developed in a manner that renders it effective,
while posing minimal risks to American liberties, if the system is
crafted carefully, with built-in safeguards that act to check the
possibilities of error or abuse. In summary they are:
- Congressional authorization should be
required before data mining technology (also known as Knowledge
Discovery (KD) technology) is deployed;
- KD technology should be used to examine
individual subjects only in compliance with internal guidelines and
only with a system that "builds in" existing legal limitations on
access to third-party data;
- KD technology should be used to examine
terrorist patterns only if each pattern query is authorized by a
Senate-confirmed official using a system that: a) allows only for
the initial examination of government databases, and b)
disaggregates individual identifying information from the pattern
analysis;
- Protection of individual anonymity by
ensuring that individual identities are not disclosed without the
approval of a federal judge;
- A statutory or regulatory requirement that
the only consequence of identification by pattern analysis is
additional investigation;
- Provision of a robust legal mechanism for
the correction of false positive identifications;
- Heightened accountability and oversight,
including internal policy controls and training, executive branch
administrative oversight, enhanced congressional oversight, and
civil and criminal penalties for abuse; and
- Finally, absolute statutory prohibition on
the use of KD technology for non-terrorism investigations.
Critics of TIA are wrong to exalt the
protection of liberty as an absolute value. That vision rests on an
incomplete understanding of why Americans formed a civil society.
As John Locke, the seventeenth-century philosopher who greatly
influenced the Founding Fathers, wrote: "In all states of created
beings, capable of laws, where there is no law there is no freedom.
For liberty is to be free from the restraint and violence from
others; which cannot be where there is no law; and is not, as we
are told, a liberty for every man to do what he lists." Or, as
Thomas Powers recently wrote: " In a liberal
republic, liberty presupposes security; the point of security is
liberty." Thus, the obligation of the government is a dual
one: to protect civil safety and security against violence and to
preserve civil liberty.
That
goal can be achieved. To be sure, it is a difficult task. It is far
easier to eschew the effort. But failure to make the
effort--failure to recognize that security need not be traded off
for liberty in equal measure and that the "balance" between them is
not a zero-sum game--is a far greater and more fundamental mistake.
Policymakers must respect and defend the individual civil liberties
guaranteed in the Constitution when they act, but they also cannot
fail to act when we face a serious threat from a foreign enemy.
Indeed, resistance to new technology poses
practical dangers. As the Congressional Joint Inquiry into the
events of September 11, pointed out in noting systemic failures
that played a role in the inability to prevent the terrorist
attacks:
4. Finding: While technology remains one
of this nation's greatest advantages, it has not been fully and
most effectively applied in support of U.S. counterterrorism
efforts. Persistent problems in this area included a lack of
collaboration between Intelligence Community agencies [and] a
reluctance to develop and implement new technical capabilities
aggressively . . . .
It
is important not to repeat that mistake.
Paul Rosenzweig is
Senior Legal Research Fellow in the Center for Legal and Judicial
Studies at The Heritage Foundation and Adjunct Professor of Law at
George Mason University.