United Nations Secretary-General Ban Ki-moon faces enormous
challenges in his new office. The U.N. is expected to help address
the world's most vexing problems, including threats to
international peace and security, proliferation of weapons of mass
destruction, development, disease, and assistance in the wake of
natural disasters. Yet its flaws and weaknesses undermine its
ability to meet these challenges. Three major scandals in recent
years-the corruption of the Iraqi Oil-for-Food program, sexual
abuse committed by U.N. peacekeepers, and corruption and
mismanagement in U.N. procurement-clearly illustrate the need for
management reform, stronger oversight and accountability, and
reexamination of U.N. priorities and organization to bolster
effectiveness. After years of talk and multiple reports on reform,
however, substantive reform has been minimal.
It is past time for fundamental reform of the United Nations.
Three priorities deserve the new Secretary-General's immediate
attention: replacing senior U.N. leadership with people committed
to overhauling the organization, reinvigorating the drive to
improve the management and fundamental day-to-day operations of the
U.N., and confronting the rampant ethical lapses of U.N.
peacekeepers and adopting reforms to prevent their recurrence. The
United States should work with Secretary-General Ban Ki-moon to
implement new policies that are within his authority and to press
the General Assembly to adopt many of the positive proposals now
circulating.
More Secretary, Less General
The chief responsibilities of the Secretary-General must be
clarified before the new Secretary-General's priorities can be
addressed. Secretary-General Ban's predecessor, Kofi Annan,
regarded his chief responsibility to be his role as "a political
instrument of the Security Council, the General Assembly and other
United Nations organs," with administering the United Nations
Secretariat finishing a poor second. In a March 7 report, Annan
complained, "I am expected to be the world's chief diplomat and at
the same time to run a large and complex Organization, as it were,
in my spare time."[1] While this viewpoint is hardly unique to
Annan, it is unsupported by the U.N. Charter. The U.N. Charter
assigns the Secretary-General only one function-to be the U.N.'s
"chief administrative officer," not its principal diplomatic
official.[2]
The job of chief administrative officer of the U.N. is not easy;
to the contrary, it may be one of the most difficult jobs in the
world. The United Nations has major responsibilities. It employs
over 9,000 people of all nationalities and spends $7 billion per
year in its regular and peacekeeping budgets-more than the
individual 2004 gross domestic products of 72 U.N. Member States.[3] It
runs 18 peacekeeping missions involving nearly 100,000 personnel.
[4]
Some of these missions, including the U.N. Truce Supervision
Organization (UNTSO), established in Jerusalem in 1948, and the
U.N. Military Observer Group in India and Pakistan, (UNMOGIP)
established in 1949, date back decades and are older than
two-thirds of Member States. The Secretary-General is expected to
oversee all of this while lacking the authority to shift resources
and personnel to meet waxing and waning priorities, while burdened
by antiquated mandates, regulations, and human resource practices,
and while working under the constraints of Member States that have
resisted efforts to address these problems or to improve oversight,
transparency, and accountability.
Given these problems, it is hardly surprising that the U.N. has
often failed in its responsibilities. Recent, well-publicized
scandals illustrate the many problems that continue to plague the
world body. For instance, investigations found some 200 instances
of alleged procurement mismanagement and fraud in peacekeeping
operations.[5] Additionally, bribes and kickbacks to the
tune of $2 billion under the Iraqi Oil-for-Food program involved
over 2,000 companies in nearly 70 countries while the U.N. failed
to act.[6] Given the evident flaws of the
organization, the first priority of a chief administrative officer
must be to reform the organization. While there are many areas in
need of reform, three demand priority attention.
Priority 1: Making Appointments To Lead and Reform the
Organization
Improving the U.N. starts with appointing energetic, experienced
people committed to reforming the organization and to preventing
the repetition of past scandals and failings. Upon taking office,
Secretary-General Ban promised to focus on appointing capable
people to lead the organization:
One of my core tasks will be to breathe new life and inject
renewed confidence into the sometimes weary Secretariat. As
Secretary-General, I will aim to reward the talent and skill of
staff, while making optimal use of their experience and
expertise…. The Charter calls on staff to uphold the highest
levels of efficiency, competence and integrity, and I will seek to
ensure to build a solid reputation for living up to that
standard.[7]
In a welcome sign, Ban requested that all Assistant and
Under-Secretaries-General-except those whose "appointments are
subject to action/consultation by or with the appropriate
intergovernmental bodies"-offer their resignation. According to the
press release, Ban will "review the offers of resignation and may
decide to retain the experience of some senior officials to assist
him in the discharge of his responsibilities."[8] This course of
action, advocated by former U.S. Ambassador to the U.N. John
Bolton, will smooth the process of putting Ban's new team in
position quickly. He should be commended for taking this unusual
step.[9]
Ban has done less well in the next part of the process-namely,
appointing qualified, experienced individuals capable of reforming
the U.N. Among Ban's first appointments, several raise
concerns:
- Asha-Rose Migiro: Ban appointed Migiro, a Tanzanian, as
Deputy Secretary-General. Migiro is a former academic who served
five years as Tanzania's Minister for Community Development, Gender
and Children and was appointed Tanzanian Minister for Foreign
Affairs and International Cooperation in January 2006. According to
his spokesman, Ban will delegate many of his management and
administrative responsibilities to Migiro.[10] While Migiro may
possess some management skills, she has little experience working
in or on United Nations issues. Ban would have done better to
appoint someone more familiar with the U.N. in order to more
quickly address the stalled reform effort.
Migiro's appointment gives rise to other concerns. Iran's news
agency, IRNA, reports that Migiro told the Iranian ambassador to
Tanzania last autumn that she "supported Iran's right to access
peaceful nuclear energy."[11] Given the ongoing crisis over Iran's
effort to develop nuclear capability, such statements are likely to
raise red flags in Washington and Europe. Migiro also vowed to make
eliminating the death penalty among all U.N. Member States a
principal goal,[12] though this objective is not supported by
all Member States or even, apparently, by Secretary-General Ban,
who reacted to the execution of Saddam Hussein by saying, "Capital
punishment, the death penalty, is the issue for each and every
Member State to decide."[13]
- Alicia Barcena Ibarra: Ibarra, a Mexican
environmentalist, was appointed Under-Secretary-General for
Administration and Management, responsible for proposing and
implementing internal management reform. Barcena is a long-serving
U.N. insider, most recently serving as Annan's chief of staff, and
a protégé of ex-U.N. official Maurice Strong, the
former special adviser to Annan who "resigned his last U.N. post
after it was revealed he had received about $1 million for a
family-owned firm that originally came from Saddam Hussein and had
ties to the Oil-for-Food scandal."[14] Prior to working for
Annan, Barcena served as Deputy Executive Secretary of the United
Nations Economic Commission for Latin America and the
Caribbean.
Barcena has no experience as a financial manager or human
resources professional- functions that are central to her new
responsibilities. According to The New York Times, the
appointment is "a signal that he does not plan aggressive reforms
in the much-criticized bureaucracy."[15] The decision to appoint
Barcena is particularly poor when compared to her supremely
qualified predecessor, Christopher Burnham, who had spearheaded the
recent U.N. reform effort under Annan and championed the need for
greater transparency and accountability.
- John Holmes: Ban appointed Holmes, a British diplomat,
Under-Secretary-General for Humanitarian Affairs, responsible for
leading U.N. international aid efforts. Formerly the British
Ambassador to France, Holmes moves into one of the top operational
positions in the U.N. and will be responsible for overseeing 1,100
staff and a $128 million budget. Holmes possesses very limited
experience in emergency relief work compared to predecessors like
Jan Egeland, who had led Norway's emergency relief program, or
Kenzo Oshima, who had led Japan's humanitarian aid programs. Holmes
was appointed on the suggestion of his close friend, British Prime
Minister Tony Blair.[16]
None of these appointees are among the best possible candidates
for their respective positions. On the contrary, their appointments
appear to be politically driven and intended to fill regional and
gender quotas. Ban should place greater emphasis on practical
experience and dedication to reform in his future appointments.
Priority 2: Adopting Administrative Reform and Enhanced
Transparency and Accountability
In recent years, the United Nations has published a number of
documents on U.N. reform. Its many reports are a welcome
acknowledgment of the serious flaws and problems that plague the
organization, and they offer many useful assessments of its
weaknesses as well as remedial recommendations. Little, however,
has been done to implement these recommendations.
Indeed, after 10 years of Annan claiming that U.N. reform is a
"process, not an event," those seeking to improve the management
and operations of the United Nations are left with a stack of
reports and very little in the way of tangible change. Among the
few measures implemented are a new ethics office, a whistle-blower
protection policy, and new financial disclosure requirements.[17]
While these reforms were important, they comprise only a small
portion of the reforms necessary to dramatically improve the
performance of the U.N. Many important reforms remain undone or
incomplete:
- Modernizing budgetary, financial, and human resource
regulations and policies: Annan's modernization proposals were
delayed by the General Assembly in its vote last May, and progress
since has been very slow. For instance, proposals for outsourcing
certain U.N. jobs and activities have been indefinitely delayed,
and the General Assembly decided not to support a staff buyout.[18]
- Reviewing U.N. mandates: The
U.N. has adopted over 9,000 individual mandates requiring action by
the Secretariat. Some of these mandates date back to the 1940s. An
ad hoc Informal Working Group on Mandate Review was created but
initially focused only on the 399 mandates of the General Assembly
that are older than five years and have not been renewed-only about
4 percent of all U.N. mandates.[19] Many Member States
resisted reviewing older mandates that had been renewed within the
past five years, which comprise over 90 percent of the mandates,
but a November 2006 agreement extended review to all mandates over
five years old.[20] The Informal Working Group was supposed
to conclude its work in 2006, but the General Assembly voted in
December to extend its deadline into 2007.[21]
- Improving oversight and accountability: The U.N.'s
oversight and auditing capabilities suffer from a lack of resources
and of independence. A key part of the problem is the funding
mechanism for the Office of Internal Oversight Services (OIOS),
which subjects the OIOS to political pressure and undermines its
independence. The General Assembly has not yet permanently
increased OIOS resources, approved additional permanent positions,
or reallocated existing positions to the OIOS. The General Assembly
has also not yet agreed to the details of the Independent Audit
Advisory Committee, including its composition, its scope of work,
and the process for selecting members.[22]
Many reforms remain undone, and so it is troubling that Ban did
not mention specific reform objectives in his acceptance speech
upon being selected as Secretary-General. Instead he made broad
pledges to "stay the course" on U.N. reform by "holding [employees]
to the highest standards of professionalism and integrity" and
"rewarding hard work and excellence [and] making everyone
accountable for his/her own actions."[23] Similarly, Ban referenced
broad reform objectives at his swearing-in ceremony, but avoided
endorsing specific reforms:
I will seek to improve our systems for human resource management
and career development, offering opportunities for training and
mobility. With the United Nations taking on a more and more global
role, UN staff members, too, should be able to be more mobile and
multifunctional.
At the same time, I will seek to set the highest ethical
standard.... The Charter calls on staff to uphold the highest
levels of efficiency, competence and integrity, and I will seek to
ensure to build a solid reputation for living up to that standard.
I assure you that I will lead you by example. In this way, I will
work to enhance morale, professionalism and accountability among
staff members... [24]
Ban followed up on his words when he submitted his financial
disclosure statement to the U.N. Ethics Office to be reviewed, like
those of all staff members required to file such statements, by an
external financial firm. Unlike Kofi Annan, Ban agreed to publicly
disclose the statement following the review and encouraged other
applicable U.N. employees to follow suit.[25] He refuses, however, to
mandate public disclosure of financial forms for senior
officials.
Priority 3: Ending Abuse by U.N. Peacekeepers
One of the central tasks of the United Nations is helping to
maintain international peace and security. Since 1990, the United
Nations Security Council has approved over 40 new peacekeeping
operations. At the end of October 2006, the United Nations
Department of Peacekeeping Operations led 18 U.N. peacekeeping
operations. These missions were spread over four continents. They
involved 99,421 personnel, including 72,234 troops and military
observers and 8,462 police.[26]
In recent years, there have been harrowing reports of U.N.
peacekeepers and personnel, notably in the Democratic Republic of
the Congo and in Sudan, committing crimes ranging from rape to
forced prostitution of women and young girls. The numbers, as
reported by senior U.N. officials, are shocking:
…319 soldiers, police or civilians serving on missions
have been investigated for sexual misconduct over the past three
years, and 180 have been dismissed or repatriated.
These numbers do not include allegations levelled at members of
the U.N.'s own staff. According to an internal U.N. report, these
total 91, including 13 alleged to have had sex with minors, 15 who
gave jobs in return for sex, 17 who had sex with prostitutes, five
who face allegations of rape and one person who is alleged to have
committed sexual assault.[27]
The victims of these crimes are refugees-many of them
children-who have been terrorized by years of war and look to the
U.N. for safety and protection.[28] In addition to the horrors
that these victims have suffered under the protection of the U.N.,
such revelations of sexual exploitation and abuse undermine the
credibility of U.N. peacekeeping.[29]
Indeed, a 2005 report described U.N. operations as deeply flawed
and recommended a number of steps to punish misconduct, including
withholding salaries and requiring nations to pursue legal action
against perpetrators. The U.N. Department of Peacekeeping
Operations adopted a new code of conduct and new training for U.N.
personnel, and Secretary-General Annan declared a U.N. policy of
"zero tolerance" for sexual abuse.[30]
However, these policies have not greatly improved the situation.
Although peacekeepers found guilty of misconduct or criminal
activity are now dismissed and sent back to their countries, they
are rarely punished. The model status of forces agreement for U.N.
troop contributors clearly grants troop-contributing countries
jurisdiction over military members participating in U.N.
peacekeeping operations, and the U.N. does little when countries
fail to investigate, try, and punish those guilty of such crimes.
As a result, serious allegations continue to emerge, with the most
recent coming from Sudan.[31]
Sexual exploitation and abuse in U.N. operations undermines the
credibility of U.N. peacekeeping and must be addressed through an
effective plan and a commitment to end abuses and ensure
accountability. Secretary-General Ban must make addressing the
problem of sexual misconduct and abuse a priority.
Conclusion
The United Nations is charged with many serious responsibilities
and tasks. Millions of individuals around the world rely on the
organization for protection and other assistance. But the U.N. has,
at times, proven to be unreliable or even detrimental in
discharging those duties. As the chief administrative officer of
the United Nations, Secretary-General Ban Ki-moon should focus his
efforts on improving the organization's ability to undertake those
tasks.
Brett D. Schaefer is Jay
Kingham Fellow in International Regulatory Affairs in the Margaret
Thatcher Center for Freedom, a division of the Kathryn and Shelby
Cullom Davis Institute for International Studies, at The Heritage
Foundation.