One of the United Nations' primary responsibilities is to
maintain international peace and security, and the U.N. Charter
places principal responsibility for this task on the U.N. Security
Council. The Charter gives the Security Council extensive powers to
investigate disputes, to call on disputing parties to settle the
conflict peacefully, to impose mandatory economic and
diplomatic sanctions, and ultimately to use military
force.
Traditionally, U.N. peace operations deployed in support of
Security Council resolutions have involved relatively low-risk
situations such as truce monitoring. However, since the end of the
Cold War, U.N. peace operations have become more common and
frequently involve more robust deployments in which peacekeepers
are at greater risk. The unprecedented frequency and size of
recent U.N. deployments and the resulting financial demands
have overwhelmed the capabilities of the U.N. Department of
Peacekeeping Operations (DPKO) and other U.N. departments
supporting peace operations, leading to serious problems of
mismanagement, misconduct, poor planning, corruption, sexual abuse,
unclear mandates, and other weaknesses.
Increased U.N. Peacekeeping Deployments. The size and
expense of U.N. peace operations rose to unprecedented levels in
2006 and will likely rise even higher in 2007.
- As of October 2006, the estimated budget for the DPKO--just one
department in the U.N. Secretariat--from July 1, 2006, to June 30,
2007, was approximately $4.75 billion. Expenditures could
reach as high as $7 billion if U.N. missions in East Timor, Darfur,
and Lebanon become fully operational. By comparison, the annualized
regular budget for the rest of the Secretariat was $1.9 billion in
2006.
- As of February 2007, there were 16 U.N. peacekeeping
operations led by the DPKO and another two political missions
directed and supported by the DPKO. The 16 peacekeeping missions
involved 80,094 uniformed personnel, including 68,923 troops, 2,446
military observers, and 8,675 police personnel. The total number of
U.N., local, and volunteer personnel serving in 18 DPKO-led peace
operations was 101,642 individuals. These operations involved
the deployment of more uniformed personnel than are deployed by any
single nation in the world other than the United States.
DPKO Problems. The U.N. has taken some steps to address
the management and oversight failings, but many problems remain.
Some of the more serious problems include:
- Mismanagement, fraud, and corruption. An Office of
Internal Oversight Services (OIOS) audit of $1 billion in DPKO
procurement contracts over a six-year period found that at
least $265 million was subject to waste, fraud, or abuse. The
Department of Management and the DPKO accepted a majority of the 32
OIOS audit recommendations, but a number of disagreements
remain, and it remains to be seen whether the new procedures are
sufficient to prevent a recurrence of fraud and corruption.
- Sexual misconduct. In recent years, there have been
harrowing reports of U.N. personnel committing crimes ranging
from rape to forced prostitution of women and young girls in
Bosnia, Burundi, Cambodia, Congo, Guinea, Haiti, Kosovo,
Liberia, Sierra Leone, and Sudan. Sexual exploitation and abuse in
U.N. operations undermine the credibility of U.N. peace
operations and must be addressed through an effective plan and
commitment to end abuses and ensure accountability. Prince Zeid
Ra'ad Al-Hussein of Jordan submitted a report to the
Secretary-General making recommendations on how to address the
sexual abuse problem. The General Assembly adopted the
recommendations in principle in June 2005, and some
recommendations have been implemented. However, countries
continue to fail to investigate, try, and punish those guilty of
such crimes.
- Unclear mandate for the use of force. Uncertainty
over rules of engagement and peacekeepers' responsibilities to
protect civilians contributed to situations such as the tragic
decisions to stand down in the face of atrocities in Rwanda in
1994 and Srebrenica in 1995, U.N. peacekeepers being taken hostage,
and the inability to quickly support U.S. personnel in Somalia in
1993. As U.N. peace operations become more robust and missions are
charged with peace enforcement and other responsibilities that
will likely result in military action, the mission mandates must
more clearly provide robust mission statements and rules of
engagement that permit the use of lethal force to protect
peacekeepers, civilians, and mission objectives. The U.N. has
addressed some of these issues, but uncertainty remains over lines
of authority, permissible defensive use of force, and when
aggressive action is permitted.
- Unreliable troop contributions. Because the U.N. has no
standing armed forces, it is entirely dependent on the willingness
of member states to donate troops and personnel to fulfill peace
operation mandates. Nations should maintain control of their armed
forces, and establishing armed forces without national oversight is
not recommended. However, this arrangement makes raising personnel
for U.N. peace operations difficult. The U.N. needs a better
system for identifying, locating, and securing qualified troops and
personnel for its operations.
A Possible Solution. Just tinkering with the U.N.
bureaucracy will not resolve these serious ongoing problems, and
the slow and arduous process of Charter reform is not
necessary. Instead, establishing a new, independent U.N.
Peacekeeping Organization (UNPKO) overseen by an Executive
Peacekeeping Board and charged with managing, implementing, and
overseeing peace operations authorized by the Security Council
could make U.N. peace operations more coherent, transparent,
efficient, and accountable. An independent UNPKO could immediately
adopt modern management, procurement, logistical, and oversight
practices, sidestepping the management and human resources deadlock
in the General Assembly.
Conclusion. U.N. peacekeeping problems are serious and
need to be addressed, and the Administration and Congress need
to consider carefully any requests by the United Nations for
additional funding for a system in which procurement problems
have wasted millions of dollars and sexual abuse by peacekeepers is
still occurring. Merely tinkering with the U.N. bureaucracy will
not solve the problems. Without fundamental reform, these problems
will likely continue and expand, undermining the U.N.'s
credibility and ability to accomplish one of its primary
missions--maintaining international peace and security.
Brett D. Schaefer
is Jay Kingham Fellow in International Regulatory Affairs in
the Margaret Thatcher Center for Freedom, a division of the Kathryn
and Shelby Cullom Davis Institute for International Studies, at The
Heritage Foundation.