The U.S. House of Representatives is considering the Celebrating
America's Heritage Act (H.R. 1483) as amended by Representative
Raul Grijalva (D-AZ). This bill would expand the cost and scope of
federally sanctioned and federally financed economic
development entities known as National Heritage Areas (NHAs).
Although there is no specific provision in federal law that
defines or authorizes the existence of such entities, Congress has
been authorizing their "designation" on a case-by-case basis
since 1984. There are now 37 NHAs operating throughout the United
States. H.R. 1483 would add an additional six NHAs to the fold,
expand the boundaries of three that are now in operation, and
increase by 50 percent the amount of federal funds available to
them.
If enacted, H.R. 1483 will cost taxpayers an additional
$135 million, jeopardize the property rights of private individuals
in the area, distract the National Park Service (NPS) staff from
its core mission, and do little more than benefit a small number of
businesses within the boundaries of NHAs. Rather than pursuing a
costly expansion of federal involvement in local affairs, Congress
should not create any more NHAs and should limit existing NHAs to
their initial federal funding caps, moving them to financial
independence.
What Is a National Heritage Area?
Because there is no federal statute to authorize their
existence, Congress has created NHAs on an ad hoc basis, and each
differs slightly from the others. However, every NHA receives
federal funding from the NPS and has an ongoing relationship with
that agency's staff in terms of management and operation.
According to a recent report by the Congressional Research
Service (CRS), Congress has designated NHAs to:
recognize and assist efforts to protect, commemorate, and
promote natural, cultural, historic, and recreational resources
that form distinctive landscapes...[and has] established heritage
areas for lands that are regarded as distinctive because of their
resources, their built environment, and the culture and
history associated with these areas and their residents.
A principal distinction of these areas is an emphasis on the
interaction of people and their environment. Heritage areas seek to
tell the story of the people, over time, where the landscape helped
shaped the traditions of the residents. In a majority of cases,
NHAs now have, or have had, a fundamental economic activity as
their foundation, such as agriculture, water
transportation, or industrial development.[1]
NPS records indicate that NHAs are growing in popularity. In
2003, heritage area formal partnerships were solidified among
996 government and non-government entities; a year later, that
figure had jumped to 1,274. Total funding for the NPS Heritage
Partnership Program (encompassing federal, state, local, and
private sources) grew from $60 million in 2003 to nearly $84
million in 2004.[2]
The process of forming an NHA begins simply enough, with an
individual or group identifying a property they perceive as
historically significant. But the program's standard is nebulous,
defined as "a place designated by the United States Congress where
natural, cultural, historic and recreational resources combine to
form a cohesive, nationally-distinctive landscape...[to] tell
nationally important stories about our nation."[3]
The road toward NHA designation is littered with opportunities;
almost any parcel of land or long-standing structure could be
touted as an intricate part of someone's history. Moreover,
congressional designation is not always needed. Louisiana,
Pennsylvania, Utah, New York, and Maryland have state heritage
programs, "and there are hundreds of locally defined grassroots
heritage area initiatives," according to the NPS.[4]
However, federal designation does open the door to greater
funding opportunities. To reach this goal, NHA hopefuls face four
critical steps: (1) complete a feasibility study; (2) involve the
public in this study; (3) show that residents, as well as key
government, business, nonprofit, and private-sector entities,
support the NHA designation and are willing to participate in
the management planning process; and (4) propose or establish
the management body for the NHA.[5]
"The management entity," the NPS reports, is "outlined in
designation legislation" and "may be a state or local agency, a
federal commission, or a private nonprofit corporation. The
management entity is empowered to create a management plan for the
heritage area, and is authorized to receive federal funds on the
area's behalf."[6]
The NPS further stipulates that the management entity may not
regulate land use or buy property using federal dollars.
Nonetheless, this is where infringements on private property rights
begin to gather steam, say NHA opponents. One concern is that the
NPS is not as behind-the-scenes with its influence as it
claims.
The management plans for the NHAs are formed through the
collaborative efforts of a variety of government and
non-governmental sources, from the NPS to the local government to
the environmental activist and community business leader. The
Secretary of the Interior has the final say on whether the
plan is acceptable or not, and the NPS helps applicants to get
this approval.
"After a heritage area is designated by Congress, National Park
Service staff are enlisted as partners with local community
activists in planning and implementing heritage area activities,"
reads the Frequently Asked Questions page on the NPS Web site for
NHAs. "NPS enters into a cooperative agreement with the local
parties. The compact is a statement of assent to mutually
shared goals, and also serves as the legal vehicle through which
federal funds can be passed to non-governmental management
entities." Of notable importance is that NPS involvement "is always
advisory," the agency claims. "It neither makes nor carries out
management decisions."[7]
NHAs generally do not involve federal acquisition or direct
control of the land within the NHA's boundaries. The management
entity responsible for overseeing the NHA is generally local in
nature and may consist of private citizens, not-for profits, and
representatives from state or local government. The management
entity works in partnership with the NPS, which in turn has the
responsibility for approving the entity's plan for the NHA and for
overseeing its implementation and the expenditure of the annual
federal subsidy.
Rising Concerns Over NHAs
Although other NHAs have generated controversy, the most
contentious has been the Journey Through Hallowed Ground NHA, which
would span significant portions of Pennsylvania, Maryland, and
Virginia. Legislation (H.R. 319) to create and subsidize the NHA
was introduced in the 109th and 110th Congresses[8] and has since been
integrated into H.R. 1483.[9]
This effort is sponsored and promoted by two factions:
Virginia-based environmental groups with a long history of
opposition to most residential and commercial development in
the region and wealthy estate owners who would benefit from the
cachet, exclusivity, and federal subsidies that an NHS designation
would bestow. The opposition includes local property owners and a
significant minority in Congress.
There are three key reasons why Congress should not create any
new NHAs and why existing NHAs should become financially
independent of the federal government, as their enabling
legislation requires.
- NHAs divert NPS resources from core
responsibilities. NPS advocates and staff have long
complained about the limited resources that Congress provides in
comparison to its extensive responsibilities.
Both the Government Accountability Office (GAO) and the
Congressional Research Service estimate that the cost of NPS's
maintenance backlog exceeds several billion dollars and is
rising despite increased annual appropriations. Park attendance has
been in decline in recent years, and camping in the parks has
plunged, perhaps in part because of the functional obsolescence of
campground facilities. Given the extensive staff responsibilities
that the growing number of NHAs will entail, fulfillment of core
NPS responsibilities will suffer even more.
- Federal costs for NHAs are increasing at a rapid rate.
H.R. 1483 would add $135 million to the cost of the program--on top
of the federal funds already authorized for existing NHAs. The
legislation would increase the 15-year authorization amount
for every new NHA from $10 million to $15 million and would
extend federal funding for nine NHAs that are nearing their
mandated financial independence date. Not a single NHA has become
financially independent within the timeframe allotted, and all have
had their federal funding extended.
- NHAs threaten private property rights. On the surface,
most of the legislation designating an NHA, and the subsequent
management plans that guide them, include explicit provisions
prohibiting the NPS or the management entity from using
eminent domain to acquire property. They also prohibit the use of
federal funds to acquire private property by way of a voluntary
transaction with a willing seller.
Nonetheless, NHAs pose a threat to private property rights through
the exercise of restrictive zoning that may severely limit the
extent to which property owners can develop or use their property.
Termed "regulatory takings," such zoning abuses are the most common
form of property rights abuse today.[10] They are also the most
pernicious because they do not require any compensation to owners
whose property values are reduced by the new zoning.
While NHA defenders are quick to point out that neither the NPS
nor the management entity are empowered to zone or take property,
many NHAs encourage participating local governments to adopt
land use practices consistent with the management plan. As will be
discussed later, there are a number of instances where more
restrictive zoning practices followed on the heels of an NHA
designation.
Diverting Resources from Core NPS
Responsibilities
Although funding increases for the National Park Service have
kept up with inflation, the NPS struggles to fulfill its core
mission of operating and protecting the 321 parks and historic
sites that are currently under its responsibility. Reflective of
its struggle is that park attendance has declined over the past
several years while tourism nationwide has boomed. According to NPS
congressional testimony in April 2006, "The peak year for
visitation to the National Park System during the past ten years
was 1999, when 287 million visits were recorded. When we look at
the decade long trend of visitation to the National Park System,
however, the overall trend line is flat."[11] Use of park campgrounds
and lodges has fared even worse: "the number of overnight stays in
national parks has decreased every year for the past ten years."[12]
At the same time, ample evidence suggests that the Interior
Department's stewardship over the natural and built assets
under its control has been deficient. The maintenance backlog
has grown significantly over the past decade or so. In 2003, the
GAO estimated that the cost of addressing Interior's deferred
maintenance backlog was between $8.1 billion and $11.4 billion.[13] By
2006, that estimate had risen to between $9.6 billion and $17.3
billion,[14] of which $3 billion was attributable to
buildings and other structures for the NPS. That $3 billion
"does not include other assets such as national landmarks and
monuments."[15]
With Interior's management of its assets getting worse, it seems
shortsighted for Congress to task the NPS and its limited staff
with the additional time-consuming duties associated with oversight
of 37 (43 under this legislation) NHAs whose benefits are mostly
local and whose purpose is largely commercial. While both
congressional staff and NPS have insisted that the management
responsibilities associated with NHAs are quite limited, a
recent CRS report suggests otherwise:[16]
The NPS assists communities interested in attaining the Federal
NHA designation by helping them craft a regional vision for
heritage preservation and development. The agency also
provides a variety of types of assistance to areas once
designated-- administrative, financial, policy, technical, and
public information. The NPS seeks to serve as a catalyst by
offering assistance to designated heritage areas only for a limited
number of years....[17]
Once a heritage area is designated by Congress, the NPS
typically enters into a cooperative agreement, or
compact, with the designated management entity, often
comprised of local activists, to help plan and organize the
area. The compact outlines the goals for the heritage area and
defines the roles and contributions of the NPS and other partners,
typically setting out the parameters of the NPS technical
assistance....
At congressional direction, the NPS also prepares studies as
to whether areas are suitable for designating as NHAs. The NPS
often testifies before Congress on the results of these
studies. The studies typically address a variety of the
topics, including whether an area has resources reflecting aspects
of American heritage that are worthy of recognition,
conservation and continued use. They usually discuss whether
an area would benefit from being managed through a public-private
partnership, and if there is a community of residents, businesses,
nonprofit organizations, and state and local agencies that
would work to support a heritage area.[18]
As is apparent from both the GAO and CRS reports, the NPS has
failed to fulfill its core mission, and the expanding number of
NHAs represents a significant drain on NPS staff and financial
resources. Considering the many economic development
programs scattered throughout the federal government,[19]
perhaps one solution is to transfer responsibility for NHAs to the
Economic Development Administration at the Department of
Commerce. This would give the NPS a chance to improve its
management performance in its traditional areas of
responsibility.
Rapidly Rising Federal Costs for
NHAs
H.R. 1483 would significantly increase both the total cost and
the per-area cost associated with the NHA program. The bill would
increase the 15-year federal commitment for every new NHA from $10
million to $15 million and would extend federal support to nine
existing NHAs that are now approaching the end of their initial
15-year time horizon. H.R. 1483 would commit the Department of the
Interior to spending $135 million on these new commitments
alone.
However, NPS funding accounted for only about 30.8 percent of
NHA funding from fiscal years 1999 to 2002, according to a GAO
report.[20] Total spending on NHAs amounted to
$310 million, of which only $95 million was from the NPS.
NHAs have succeeded in securing additional taxpayer funding
through a number of channels: the Departments of Agriculture,
Commerce, Education, Housing and Urban Development, and
Transportation; the Environmental Protection Agency, Army
Corps of Engineers, National Endowment for the Arts, and Amtrak;
other federal earmarks; and state and local governments.
Reflective of the absence of any meaningful spending control
over these areas is the proposed Journey Through Hallowed Ground
NHA. Thisproposed NHA was authorized to receive a
congressional earmark of $1 million in August 2005 from the
Department of Transportation despite the fact that it had not yet
been authorized by Congress. In effect, Congress has been spending
money on an NHA that does not yet exist. As a result of the 50
percent increase in funding that H.R. 1483 proposes, the new
NHAs it creates, and the funding extensions provided nine
others, future NHA spending is set to soar.
The NHA Threat to Private Property
Rights
Over the past several years, critics have argued that NHAs
contribute to a diminution in the rights of private property
owners, in large part because the NPS sometimes requires that local
governments in the area adopt land-use practices that are
consistent with the goals of the NHA. In response, proponents
usually say that most management agreements include protections for
private property owners. However, these protections often limit
only the NPS or the management entity, not the local
governments working in cooperation with the NHA. Nonetheless,
government reports from 2004 and 2007 analyzing the NPS program
insist that not one private property owner has complained about any
infringement upon his or her property rights.
"National heritage areas do not appear to have directly affected
the rights of property owners," reads a March 2004 GAO study.
"[H]eritage area officials, Park Service headquarters and regional
staff, and representatives of national property rights groups
who we contacted were unable to provide us with any examples of a
heritage area directly affecting--positively or
negatively--private property use."[21]
Note that the GAO's survey was limited to "national groups" and
apparently did not include a survey of individual property owners
in the more than three dozen NHAs already in existence. A CRS
report updated in July 2007 summarized the background and
ongoing debate and legislation surrounding NHAs and referenced
this same GAO report and assertion without offering evidence to the
contrary.[22]
So why do private property rights groups continue to
express concern about this aspect of NHA declarations? Certainly,
there has not yet been a case of an irate homeowner issuing a
public rant decrying the loss of residence and land as a
direct result of a congressional declaration of an NHA--at least,
not to a level noisy enough to reach the ears of property
rights advocates, the GAO, or the CRS. If such a smoking gun
existed, NHA opponents surely would have roused troops and rode a
wave of righteous dissent all the way through Congress to the
White House.
At the same time, plenty of those who support these land tags,
from the NPS to small-town environmental activists, insist
that NHAs are honorary titles only, affixed solely for the purposes
of raising public awareness on the historical significance of
particular parcels of property and driving tourism into the area.
Even the enabling legislation to create NHAs stipulates the
need to protect private property rights and includes the clearest
of language upholding them-- a point that is mentioned time and
again by those who support the federal designation.
H.R. 3335, a bill introduced in August 2007 to establish the
South Park National Heritage Area in Colorado, is quite specific in
its stated regard for private property rights:
No privately owned property shall be preserved or promoted
under the management plan for the Heritage Area until the owner of
that private property has been notified in writing by the
management entity and given written consent to the management
entity for such preservation or promotion.[23]
The bill further allows that "any owner of private property
included within the boundary of the Heritage Area shall have
their property immediately removed from the boundary by submitting
a written request to the management entity."[24]
Likewise, H.R. 1625, legislation to establish the Abraham
Lincoln National Heritage Area, introduced in March 2007, aims at
protecting numerous properties spanning several counties in Central
Illinois, claiming that "Nothing in this act shall be construed to
require the owner of any private property located within the
boundaries of the Heritage Area to participate in or be associated
with the Heritage Area."[25] H.R. 1625 also contains the
following language:
Nothing in this act shall grant any power of zoning or land use
to the management entity.... Nothing in this act abridges the
rights of any person with regards to private property; affects the
authority of the state or local government regarding private
property; or imposes any additional burden on any property
owner.[26]
At least half of the estimated 20 bills introduced in the House
and Senate during the 110th Congress to establish NHAs, corridors,
partnerships, or routes, or to commission studies, contain similar
provisions protecting private property, including water rights. The
half that do not would seem to be sure-fire fodder for private
property rights groups.
But even with the bills including seemingly irrefutable
protections for property owners, the debate and controversy over
NHA declarations continues. A case in point is a 2007 letter sent
by the National Center for Public Policy Research to congressional
leaders and pertinent committee members. With 110 signatures from
across the nation, the letter seeks a halt to further creation of
NHAs:
National heritage areas are the Kelo decision and earmarks
rolled into one. National heritage areas are preservation zones
where land use and property rights can be restricted. They give the
National Park Service and preservation interest groups (many
with histories of hostility toward property rights) substantial
influence by giving them the authority to create land use
"management plans" and then the authority to disburse
federal money to local governments to promote their plans.[27]
However, the NPS contends on its Web site that "A National
Heritage Area is not a unit of the National Park Service, nor is
any land owned or managed by the National Park Service." It further
contends that Heritage Areas "offer a collaborative approach to
conservation that does not compromise traditional local control."[28]
Meanwhile, the Center for Desert Archaeology, a nonprofit
private group that promotes historical conservation in the
Southwest, is even more forthright in its assessment of NHAs.
"Designation [of an NHA] does not involve additional Federal
regulation," reads the group's Web site. "One of the big
questions people have about National Heritage Areas is, 'Do they
affect private property rights or public land use?' The answer is
No."[29]
So, which side is right?
The answer is critical. The CRS suggests that the issue is
hardly on the wane, noting that "The many bills introduced in the
110th Congress to designate heritage areas or study lands for
heritage status indicate a continued high level of
congressional interest in NHAs."[30]
Technically, supporters of NHAs may be correct. The NPS cannot
wag a pointed finger in the face of management entity officials and
direct or order any action, but it can, in its advisory
role, offer suggestions on the best way to pursue to receive
federal funding. And what cash-starved bureaucracy wouldn't listen?
What follows is a brief review of several NHAs in which
questionable property rights practices have been implemented.
Wheeling National Heritage Area
The management plan for the Wheeling National Heritage Area in
West Virginia was updated in 2004 with NPS officials providing
"assistance, guidance, review and key inputs," according to the
plan's executive summary.[31] Some of that guidance has
entailed the push for new regulation and land-use provisions. For
instance, chapter five of the Wheeling National Heritage Area
Corporation's management plan suggests creation of a local
historic ordinance that would help implement zoning in line with
the group's revitalization efforts.[32] It also argues that
acquiring property "on a willing buyer/ willing seller basis" could
improve landscapes deemed historically significant.[33]
Perhaps underscoring the importance of NPS cooperation, chapter
six of the plan observes, "Of course, major funding to support the
activities of WNHAC and the recommendations of this plan will be
coming from the National Park Service, the longest-term
partner and supporter of WNHAC."[34] The carrot-and-stick
authority of the NPS goes deeper, though. Beginning in 2000, when
the NHA was congressionally declared, the WNHAC entered a financial
bargain that put it in the position of actively seeking more
partners and, in so doing, riding a long-term cycle of dependence
on the federal authorities, including the NPS:
With the establishment of the NHA in 2000, WNHAC is now obliged
to match federal funds with at least 25 percent non-federal funds
and is limited in the amount of total funding it is now eligible to
receive...to a total of $10 million through 2015. These limitations
require WNHAC to adopt a different and more aggressive
approach to finding support for projects and partnering. WNHAC
needs to evolve into a more entrepreneurial organization....[35]
With other NHAs, the NPS role is even more direct and in line
with typical park projects.
Blackstone River Valley National Heritage
Corridor
In 1986, Congress designated the Blackstone River Valley as a
National Heritage Corridor. A "corridor" is no different from
an "area," according to Eleanor Mahoney, program assistant for the
NPS- NHA office in Washington, D.C. "They're all under the NHA
umbrella," she said in a brief telephone interview. "In the early
days, it was called a corridor because the landscape maybe ran
along a river, for example. But it's the same program."[36]
The Blackstone Heritage Area spans 46 miles through
Massachusetts and Rhode Island and is overseen by a 19-member
federal management authority, the Blackstone River Valley NHC
Commission. Members of this board are appointed by the
governors of Massachusetts and Rhode Island and confirmed by the
Secretary of the Interior, according to the Blackstone River Valley
NHC Commission's Web site. The commission "consists of
representatives from the National Park Service, state and local
governments, and valley-wide interests, and oversees the corridor's
operations."[37]
That last point is most crucial. This 19-member board, which
includes NPS officials, is tasked with ultimate oversight of the
corridor's lands; but how can that be if the role of NPS with NHAs
is advisory only? The answer is that the Blackstone NHC tag goes
against the stated role of NHAs as put forth on the NPS Web site:
"A National Heritage Area is not a unit of the National Park
Service, nor is any land owned or managed by the National Park
Service."[38]
Perhaps NPS insistence that it is only an advisor should be
amended to specify, "except in cases where it's different." That is
the case with the Blackstone corridor, where Congress
purposely placed the area under NPS control--though casual
observers of NHA policy probably never noticed. According
to the commission's Web site:
Congress established the National Heritage Corridor as an
affiliated area of the National Park System to make the NPS
tradition of management of cultural and natural resources
available to the Blackstone River Valley. National Park Service
professionals make up the corridor staff...and carry out work as
directed by the commission.[39]
The point is significant, considering the influence that
the Blackstone NHC Commission and its accompanying NPS staffers
hold over local land-use planning. In "Appendix B: Natural
Resources Inventory and Assessment" of the Blackstone NHC
Commission's 10-year plan, stated goals include developing
"strategies for protection, restoration, management, or
acquisition" of heritage corridor properties and providing "a
framework for local and regional decision-making."[40]
That framework can get quite specific. The 10-year plan
evaluated 70 sites and offered a wide range of suggestions,
including working with a Lincoln, Rhode Island, quarry
business to cease operation and preserve the site and ensuring
that a sanitary landfill proposed for Douglas State Forest never
sees the light of day. In the Douglas vicinity, the plan also
expressed a need for "responsible development...[using] a scale of
buildings that respects community character." In Cumberland and
Lincoln, meanwhile, the call is for "the town of Cumberland to
build public support for development strategies" mandating
that 50 percent of the land remain open space.[41]
In neither of these cases did the NHA (or National Heritage
Corridor) legislation bring direct impact or regulation onto
private properties. What did ensue were ongoing oversight
efforts by NPS and partnering groups--both government and
nonprofit or private--to control land-use planning in the
designated areas so that the aesthetics would not violate the
perceived historical vision of the management entities and to
keep funding flowing from federal and private sources. Zoning, it
would seem, is the means of choice toward these ends; the beauty of
such regulation is that is comes locally and leaves the hands of
NPS officials or other involved federal regulatory agencies
clean.
Essex NHA and Erie Canalway National
Heritage Corridor
Even the most cursory glance at the various heritage areas'
management plans will provide insight into the type of land-use
planning that is suggested to carry out the written conservation
goals of the management entities. The question is twofold: Do
suggested courses of action result in private property
infringements, as claimed by those who opposed heritage area
designations, and what is the true extent of NPS
involvement--advisory or final arbiter of land use? As mentioned
previously, the Wheeling National Heritage Area Commission
suggests that the creation of local historic ordinances could
significantly aid its preservation goals.
The Essex National Heritage Area, meanwhile, which spans 500
square miles in eastern Massachusetts, is composed of
thousands of individual historic sites. One 24-mile route that
is part of this NHA uses a federal scenic byway designation as a
means of preserving its heritage designation properties.
The National Scenic Byways Program is a project of the Federal
Highway Administration and Department of Transportation.
Acceptance into the program requires rigid adherence to
"intrinsic quality" standards of the roadway.[42] In other words,
as the program's Web site makes clear, land-use planning cannot
violate the federally defined intrinsic qualities of the
area's existing natural, recreational, archeological,
cultural, historic, and scenic scopes.[43] In the case of a farmer
wanting to sell his scenic byway property and profit from a mass
condominium development, it would seem that the federal
designation might prevent it from happening.
A look at the management plans of other heritage areas reveals
that it is another federal agency, the NPS, that seemingly holds
the final say. The summary management plan for the Erie
Canalway National Heritage Corridor, a 524-mile area that winds
through New York and touches upon 234 municipalities, recommends
that the commission for the heritage area "coordinate existing
planning and economic development programs" of the various
towns to bring them into line with preservation goals.[44]
Though not explicitly stated, the means of accomplishing this goal
is local regulation, also known as zoning. Chapter nine of the full
management plan suggests that the NPS could help
designate Certified Local Governments to carry out certain
heritage area goals.[45]
Of greater significance to those with concerns about the mixing
of private property rights and NPS oversight is the following quote
from the Erie management plan:
An ongoing working relationship between the [managing entity]
Commission and the National Park Service is vital to a successful
implementation program. While National Heritage Areas and Corridors
are not traditional National Park System units, the NPS is the
administrative sponsor and conduit for federal funding and
technical assistance for the development and implementation of the
preservation and management plan.[46]
All along, the NPS has maintained a key leadership role in
the Erie heritage planning process: "Throughout the preparation of
the plan, the NPS has provided a full-time executive director and
professional staff, as well as administrative support, to help
lay the planning foundation for achieving the commission's vision
and goals."[47]
It really doesn't get any clearer than that. Still, it does not
directly prove that NHA designation diminishes or threatens private
property rights, but the suggested courses of action, as put forth
in the management plans required as part of NHA designation
and subsequent oversight, do in fact compromise the ability of
property owners to use land as they see fit. It is one thing to opt
out of the NHA declaration, which is allowed in the accompanying
legislation and regulation, but it is another thing entirely to try
to opt out of ordinances and laws created by the local
government at the recommendation of the NPS or the management
entity.
Journey Through Hallowed Ground
NHA
Within the text of the feasibility study for the Journey Through
Hallowed Ground National Heritage Area--a 175-mile path that
runs from Gettysburg, Pennsylvania, to Charlottesville,
Virginia-- are several outright references to land-use practices
that would need to change in order to comply with stated goals of
the historic preservation effort. Of special concern, according to
chapter six of this study, is transportation planning, which needs
to "employ context sensitive design and protect efficient,
safe and enjoyable travel through the corridor." The preferred
means to this end is to support a National Scenic Byway tag:[48]
Farmland, in particular, is a threatened resource throughout the
Journey Through Hallowed Ground. There are many opportunities
to further protect these resources through conservation easements,
Rural Historic District designations, Agricultural and
Forestal districts, and private and public easement and land
acquisition.[49]
With the exception of easements (voluntary contracts
whereby a landowner trades development rights to an easement holder
for cash), those tags and designations are fancy terms for zoning.
Telephone and e-mail correspondence with a land-use attorney who
practices in many of the areas targeted by supporters of the
Journey Through Hallowed Ground NHA indicate that restrictions
against private property and business owners would only grow
tighter in the aftermath of congressional designation.[50]
Merle Fallon is a land-use attorney who practices in several
Virginia counties, which include Fauquier, Madison, Culpeper, and
Orange. His office is located in the heart of Fauquier County. "If
the [JTHG]) National Heritage Area was approved, I think that local
anti-growth groups would jump on that as an excuse to create a
whole other layer of approvals," said Fallon, "and it's damn near
impossible to get approved now."
Take his own experience setting up shop, for example. "I have an
office with five large windows in it...with some panes of glass
that are more than 90 years old," he said in a telephone interview,
adding that part of his building was erected in 1840 and part
in 1916. "I cannot put storm windows on them. I can't do anything
to the outside without Architectural Review Board permission
because it's located in the central business area of the [zoned]
historic district."
Just erecting a business sign was a headache, Fallon said, as it
spanned a three-or-four month permitting period that included input
from architectural review officials who found the proposed
piece of board a few inches larger than desired. "What happens is
you set up a committee to preserve an architectural area and
you appoint well-meaning citizens to this board who then substitute
their judgments in place of the landowners'. That's government
imposing its will upon private property owners."
Fallon said that developer clients have suffered similarly under
historic preservation regulations and efforts. One 2,500-unit,
1,000-acre development in Frederick County, Virginia, for
example, hit a three-month delay during construction because of
historical issues that were set in motion by the state historic
officer:
The state historic officer...required that we go back and get
the county and local historic group to sign off on the
mitigation we were doing on the site, which was adjacent to a
battlefield site. The historic comment is required by the Clean
Water Act, which gives the Corps of Engineers its wetland
permitting authority.
Problems result when the federal or state authorities
misinterpret the requirement for commenting and instead use their
involvement to mandate that "the [historic] groups be in agreement
with what the developer is requesting," Fallon wrote. "Hence, the
groups are starting to extort consideration, usually in the form of
some type of project enhancement."
In the case of this Frederick County project, the developer
ultimately "agreed to construct a guided trail with a specific
number of historic signs overlooking the battlefield," Fallon
wrote, but the price for this adjustment was hefty. The delay to
the developer while this forced commenting period commenced hit
"tens of thousands of dollars."
Another example of land use driven by a historical group is
a Fauquier County project for the south side of Route 29. The
project was subject to the intense scrutiny of a local citizens'
battlefield group whose members tried to capitalize on a potential
NPS reclassification of the property--to designate parts of it as
historically significant--by asking for a $100,000 donation from
the developer in return for project assistance, Fallon said. In
early October, the state evidently put a halt to that "donation"
request; according to Fallon, battlefield citizen group
members were informed by state historic authorities that such
pleas for money amounted to "pure extortion" and would not be
tolerated.
Fallon's observations and experiences are important in that they
help explain what can happen to property rights as a result of
regulations aimed at preserving history--which are just the type of
recommendations that follow on the heels of NHA designation and
management planning. An obvious means is to create a historic
overlay or historic district zoning ordinance, as favored in
Warrenton and as recommended by the Wheeling National Heritage Area
Commission for its West Virginia land planning. Fauquier County,
one site of the proposed Journey Through Hallowed Ground
preservation area, breaks with its Warrenton city counterparts by
so far disdaining a historic district zone in the county.
"The county's zoning ordinance has contained a provision for the
creation of Historic District Overlay Zones for more than the 18
years I have been with the county," said Fauquier County
Administrator Paul McCulla in an e-mail. "During that time, while
many areas of the county have received historic designations,
no county historic districts have been created under the
county's zoning ordinance."[51]
All that could change, however, depending on the will of the
next Board of Supervisors, and the NHA designation for the Journey
Through Hallowed Ground might be just the push that is needed.
After all, historic zoning designations nationwide are common--not
to mention intrusive.
In Fargo, North Dakota, for example, "properties in a historic
overlay district must undergo additional review prior to
receiving a building permit if the permit involves exterior work,"
according to the city's Web site.[52] In Fairfax County,
Virginia, the zoning ordinance section pertaining to historic
preservation allows for the Architectural Review Board to oversee
any landowner plans to alter the "existing conditions in the
district," including location of buildings, streets, and
parking areas; landscaping changes; signage; roofing and
siding materials and colors; and "any change to the visual
character" of the property, "including views to and from" that
property.[53]
In Tempe, Arizona, the historic overlay districts are overseen
by the Tempe Historic Preservation Office or the Tempe Historic
Preservation Commission, and regulations on property owners
are similarly far-reaching. In addition to mandating standards
on the building materials used in these districts, as well as the
"orientation and relative position of buildings," the design
guidelines monitor "specific aspects such as roof forms,
textures, color theme, character of signage, window and door types,
and other details relative to architectural and landscape styles
significant to the district," according to the city's Zoning
and Development Code.[54]
In Tennessee, meanwhile, where the entire state is a declared
NHA, land-use planning in historic zoning districts comes right
from the NPS.[55] "By state law," the Web site for
Nashville's Historical Commission reads, "design guidelines for
historic zoning districts must be in accordance with the Secretary
of Interior's Standards for Treatment of Historic Properties--
standards developed by the National Park Service and used by
private and public preservation organizations throughout the
country."[56]
Yuma Crossing NHA
It is not as if NHAs have never been subject to citizen outrage.
In an October 2006 presentation at the 10th Annual National
Conference on Private Property Rights hosted by the Property Rights
Foundation of America, Inc., Peyton Knight, director of
environmental and regulatory affairs at the National Center for
Public Policy Research, relayed how improper notification of
heritage area boundaries caught an Arizona citizenry
off-guard:
The reason that the citizens of Yuma were surprised is because
citizens never find out about Heritage Area designations until they
actually happen. One of the crumbs that property rights advocates
have been trying to get in these Heritage Area bills...is just to
allow for property owners to be properly notified when a pending
designation is before Congress.[57]
With the Yuma Crossing National Heritage Area, outrage from
residents over the boundaries of this land-use declaration and the
uncertainties about property rights generated a loud enough cry
that Congress took notice. In 2005, the then-chairman of the House
Resources Committee, former Representative Richard Pombo (R-CA),
issued this critical statement of the Yuma heritage area in the
form of a report attached to a bill adjusting the NHA
boundaries:
When the Yuma Crossing Heritage Area was authorized in 2000, the
public in Yuma County did not understand the scope of the project
and was surprised by the size of the designation. Concerns were
raised by citizens about the size of the designation and the
potential for additional federal oversight. The fear of
adverse impacts on private property rights were realized when local
government agencies began to use the immense heritage area boundary
to determine zoning restrictions.[58]
If lessons are to be learned from the past, the Yuma issue would
certainly lend credence to the claim that heritage areas do indeed
lead to restrictive land-use regulations, at least at the local
level where opt-outs are not possible. Add to this regulation the
potential for NHA commissions to push for more regulation--albeit
in a cooperative and friendly partnership manner--and the fact that
heritage area standards and guiding rules are ever-changing, and
the state of private property rights is inarguably shaky. Only the
most ideologically driven heritage area advocate could argue
otherwise.
From National to International: Are
Property Rights Guaranteed?
Following on the heels of the 2004 GAO report, which suggested
that more accountability and more federal definition of what
constitutes an NHA is needed, Congress has responded with
legislation advocating the same. S. 278, for instance, would
"establish a program and criteria for National Heritage Areas"
as well as set forth "requirements for National Heritage Area
management plans." Introduced by Senator Thomas Craig (R-WY)
in January 2007, the bill was placed on the legislative calendar
for review in September.[59]
Nor is the GAO the only federal entity calling for NHA reform.
The Office of Management and Budget reported in 2005 that the
program "lacks a systematic process to identify and designate
NHAs" and also lacks "national performance measures" that can be
used to "hold management entities accountable for the use of
federal funds."[60]
Meanwhile, the role of the NPS continues to morph and grow,
although its influence is sometimes disguised and hidden.
According to a September 2007 report on NHAs from the
Department of Agriculture's Forest Service:
Although NPS continues to serve as the agency housing NHA funds,
its role diversifies to reflect the needs of individual NHAs.
For example, in areas where public mistrust of federal programs is
prevalent, the NHA and NPS did not play up their relationship to
the local community.[61]
It's no wonder suspicions still permeate NHA discussions. And if
that admission is not enough to give fodder to those who question
the feasibility of maintaining a simultaneous system of NHA
management planning and private property rights, then consider
this scenario, which takes the entire debate from the realm of
national to international policy.
At present, the United States is home to 20 declared World
Heritage Areas, including Yellowstone National Park, the Statue of
Liberty, and Everglades National Park.[62] The difference between
world and national heritage areas is in the oversight; listed World
Heritage properties are bound by United Nations treaty to uphold
certain land-use plans.
The United States ratified this Convention Concerning the
Protection of the World Cultural and Natural Heritage on December
7, 1973, and since has been compelled by international agreement to
"take the appropriate legal, scientific, technical, administrative
and financial measures necessary for the identification,
protection, conservation, presentation and rehabilitation" of
the declared areas.[63] The 16-page document defines in detail
what steps participating nations need to take in order to
comply with the international preservation goals, but of
particular importance is whether properties that are designated as
NHAs are placed on the fast track toward World Heritage Area
declaration.
Stephen Morris, chief of the NPS Office of International
Affairs, World Heritage division, said in a telephone voice mail
that national listing does not naturally lead to international
listing. Furthermore, he said that no NHA property is jointly
labeled a WHA.[64]
But Dr. Mechtild Rössler, chief of the United Nations
Educational, Scientific and Cultural Organization for Europe
and North America, said by e-mail that "sites to be nominated for
World Heritage listing should have national protection" and "often
national parks [declaration]. For cultural heritage, it is not
always easy--considering living cities and large scale
landscapes--and depends on the national legislation in force."[65]
While no NHA has yet become a WHA, NHAs are now looking beyond
U.S. borders to establish relationships with foreign entities. A
memorandum of understanding between the Alliance of National
Heritage Areas--a membership organization for all congressionally
declared NHAs--and the Federation de Parcs Naturels Regionaux,
a "system of 45 regional nature parks in France," was agreed to on
June 19, 2007.[66] According to the NPS, "The agreement
outlines the common activities and goals of the two organizations,
in an effort to promote mutual understanding as well as the sharing
of best practices and technical expertise across international
boundaries."[67]
This sounds about as comforting as the tendency of some U.S.
Supreme Court justices to look to international law in deciding
American cases.
Conclusion
H.R. 1483 would deepen the federal government's involvement
in select local economic development initiatives at
considerable cost to taxpayers and at the expense of the core
mission of the NPS, whose faltering stewardship over the nation's
most precious natural and historical places leaves much to be
desired. Of potentially greater concern is the growing role for
NHAs in interfering with the property rights of private
citizens. This Congress should reject approaches that designate new
NHAs or expand existing ones. If H.R. 1483 is passed, the President
should veto it.
Cheryl Chumley is a Virginia-based
journalist with a focus on land-use issues. Ronald D. Utt, Ph.D., is
Herbert and Joyce Morgan Senior Research Fellow in the Thomas A.
Roe Institute for Economic Policy Studies at The Heritage
Foundation.