[The national government's] authority [is] expressly restricted
to the regulation of the times, the places, and the
manner of elections. The qualifications of the persons who
may choose or be chosen, as has been remarked upon another
occasion, are defined and fixed in the constitution, and are
unalterable by the legislature.
--Alexander Hamilton, The
Federalist, No. 60.
The most important factor that distinguishes the United States
from many other countries around the world, both today and in
comparison to civilizations long gone, is that it is a republic
based upon the rule of law. It is precisely when upholding
the rule of law is unpleasant or unpopular that the rule is sorely
tested. The refusal of the United States Senate led by Harry Reid
to seat Roland W. Burris fails that test. Burris was appointed by
Illinois Governor Rod Blagojevich under the authority of the 17th
Amendment to replace outgoing Senator Barack Obama.[1] It is clear from a
review of the applicable constitutional provisions, Supreme Court
case law, and the history of the Constitutional Convention and the
Constitution's subsequent ratification that the Senate does not
have the constitutional authority to exclude Burris. There are no
political or other objectives that the Senators opposing his
seating could possibly have that would in any way justify such a
stark and direct violation of the Constitution.
The mistaken belief of Reid and others such as Senator Dick
Durbin (D-IL) comes from their complete misreading of Article I,
§5, cl. 1, which provides that "each House shall be the Judge
of the Elections, Returns and Qualifications of its own Members."
This provision does not give Senators the power to apply any
"qualifications" they arbitrarily create and refuse to seat Burris
because of unproven allegations of wrongdoing against the governor
or for any other concerns that the Senators may have over the
governor or his actions in office. They are ignoring the provisions
of Article I, § 3, cl. 3, which state that the only
qualifications under the Constitution to be a Senator are to be 30
years old, to have been a citizen for nine years, and to "be an
Inhabitant of that State in which he shall be chosen."
It is undisputed that Burris meets all of these qualifications
and has been "chosen" by the executive of Illinois as authorized
under state law.[2] In fact, Senator Kent Conrad (D-ND)
admitted that "Gov. Blagojevich clearly has the authority to
appoint him." Yet, although under Illinois law Blagojevich retains
the executive power to make this appointment despite his arrest on
serious corruption charges,[3] Conrad claimed that Burris could not be
seated until "this cloud over [Blagojevich's] head" was
dispelled.[4]
This statement is exactly the kind of arbitrary and abusive
behavior by a legislative body that the Framers warned against when
they set the qualifications to be an elected Member of Congress. In
fact, when a proposal was made at the Constitutional Convention
that the legislature of the United States should have the authority
to establish uniform qualifications for the members of each house
with regard to property as the "legislature shall seem expedient,"
James Madison successfully urged its rejection. He was opposed to
this provision
as vesting an improper & dangerous power in the Legislature.
The qualifications of electors and elected were fundamental
articles in a Republican Govt. and ought to be fixed by the
Constitution. If the Legislature could regulate those of either, it
can by degrees subvert the Constitution. ... The British Parliament
possessed the power of regulating the qualifications both of the
electors, and the elected; and the abuse they made of it was a
lesson worthy of our attention.[5]
As the Supreme Court said in the seminal case on this issue,
Powell v. McCormack,[6] Madison's argument was not just aimed at
the imposition of a property qualification "but rather at the
delegation to the Congress of the discretionary power to establish
any qualifications."[7]
In Powell, the House of Representatives refused to seat
Congressman Adam Clayton Powell, Jr., when he was reelected in 1966
after he was accused of misappropriating public funds as chairman
of the Committee on Education and Labor.
Similar to what happened to Burris, Powell was not allowed to
take the oath when the 90th Congress convened. Instead, the House
referred the question of Powell's eligibility to take his seat to a
select committee.[8] Eventually, after receiving a report from
the committee, the House voted to exclude Powell in a vote of 307
to 116 and directed the Speaker to notify the governor of New York
that the seat was vacant.[9]
Powell sued five members of the House of Representatives,
including the Speaker, for violating the qualifications clause of
the Constitution. He also named the clerk, the sergeant at arms and
the doorkeeper of the House of Representatives for refusing to
perform services to which Powell was entitled as a duly elected
Congressman, for refusing to pay Powell his salary, and for
refusing Powell admission to the House chamber, respectively.[10]
By the time the case reached the Supreme Court, Powell had been
reelected in the 1968 election and seated in the 91st Congress,
although he was fined $25,000. However, the case was not considered
moot by the Court because Powell was still owed back pay from the
prior Congress.[11] The Court held that although the Speech
or Debate Clause of Art. I, §6 barred any suit against the
individual Members of the House, it did not bar suit against their
congressional employees.[12] The Court also found that it was not
barred by the political question doctrine from adjudicating
Powell's claims, because his claim that the House was without power
to exclude him required only an "interpretation of the
Constitution--a determination for which clearly there are
'judicially ... manageable standards.'"[13]
In the crux of the complaint, the defendants insisted that
Congress had the power under Art.I, §5 to judge the
qualifications of its members and that the supposed historical
background from the British Parliament and American colonial
assemblies demonstrated that it "was generally understood to
encompass exclusion or expulsion on the ground that an individual's
character or past conduct rendered him unfit to serve." Thus, they
argued that "the 'qualifications' expressly set forth in the
Constitution were not meant to limit the long-recognized
legislative power to exclude or expel at will, but merely to
establish 'standing incapacities' [to hold office] which could be
altered only by a constitutional amendment."[14]
In a nearly unanimous opinion by Chief Justice Earl Warren for
eight members of the Court, the Supreme Court rejected this view,
holding that "the Constitution leaves the House without authority
to exclude any person, duly elected by his constituents, who
meets all the requirements for membership expressly prescribed in
the Constitution."[15] In fact, even if the Court assumed that
the defendants were correct in their assessment of the
pre-Constitutional history of this issue, they had ignored the same
history that showed that the British Parliament's arbitrary
exercise of the power to exclude was an issue of vital concern to
the Framers, particularly the "most notorious English election
dispute of the 18th century--the John Wilkes case."[16]
They specifically did not want Congress to exercise this type of
power.
Wilkes was a member of the British Parliament who criticized a
peace treaty with France, claiming it was the result of bribery. He
was arrested and the House of Commons expelled him for seditious
libel. Despite his conviction and imprisonment, he was reelected
three times yet never served because the Parliament declared him
ineligible and refused to seat him.[17] Wilkes was a popular hero
in the colonies and there is no doubt that James Madison was
referring to Wilkes when he referred to the "abuse" that the
British Parliament had made of its right to regulate the
qualifications of its members. In fact, the British Parliament
itself repudiated this right on May 3, 1782, when it expunged the
resolutions regarding Wilkes, conceding that these actions of the
legislature were "subversive of the rights of the whole body of
electors."[18] As the Supreme Court said,
English practice did not support, nor had it ever supported,
[defendants'] assertion that the power to judge qualifications was
generally understood to encompass the right to exclude
members-elect for general misconduct not within standing
qualifications.[19]
The Powell decision was reaffirmed in 1995 when the
Supreme Court struck down term limits that had been imposed on
Members of Congress by the state of Arkansas.[20] Just as Congress
could not add any new qualifications to prevent a member from being
seated other than those fixed in the Constitution in Art. I,
§2, cl. 2 and §3, cl. 3, the states also could not add
any new qualifications for the offices of Congressman and Senator.
The Supreme Court reiterated that the debates at the state
conventions over adoption of the Constitution clearly showed the
Framers understood "that the qualifications for members of Congress
had been fixed in the Constitution."[21]
The holdings of Powell and the Arkansas case are directly
applicable to the refusal of the Senate to seat Roland Burris. He
has been properly appointed under Illinois law as specified by the
17th Amendment to take the vacant senate seat from Illinois. If the
Senate believes that Burris has engaged in any kind of wrongdoing,
then it has the constitutional authority to expel him once he has
been seated with a two-thirds vote. But it cannot refuse to seat
him with a majority vote when there is no question that he meets
the fixed qualifications to be a Member as set out in the
Constitution. As the Supreme Court said in Powell:
Unquestionably, Congress has an interest in preserving its
institutional integrity, but in most cases that interest can be
sufficiently safeguarded by the exercise of its power to punish its
members for disorderly behavior and in extreme cases, to expel a
member with the concurrence of two-thirds. In short, both the
intention of the Framers, to the extent if can be determined, and
an examination of the basic principles of our democratic system
persuade us that the Constitution does not vest in the Congress a
discretionary power to deny membership by a majority vote.[22]
In this matter, certain Senators are not even questioning the
"qualifications" of the designee but the qualifications (and
actions) of the executive who appointed him as a Senator. Congress
refused to seat Congressman Powell based on allegations of
wrongdoing made directly against the Congressman, yet the
Supreme Court correctly found that such a consideration of factors
outside of the fixed qualifications of the Constitution were
improper. Burris has no choice but to immediately assert his right
to be seated and to file suit, as Adam Clayton Powell did, if the
Senate continues to unlawfully refuse to seat him. Preservation of
the rule of law and of the Constitution requires no less.
Hans A. Von Spakovsky
is a Visiting Legal Scholar in the Center for Legal and Judicial
Studies at The Heritage Foundation.
[1] The
17th Amendment delegates to the states the authority to fill
vacancies, stating that "the legislature of any State may empower
the executive thereof to make temporary appointments until the
people fill the vacancies by election as the legislature may
direct."
[2]
Illinois law provides that if "a vacancy shall occur in the office
of the United States Senator from this state, the Governor shall
make temporary appointment to fill such vacancy until the next
election." IL. ST. CH. 10 §5/25-8.
[3] See
IL. ST. CH. 10 §5/25-2. Only an admission of guilt or a
conviction of an infamous crime or an offense involving a violation
of his oath of office would remove the governor from office.
[4]
Catharine Richert, "Burris Draws Hordes, But Cool Official
Response," CQ Today Online News, January 6, 2009.
[5]
James Madison, Notes of Debates in the Federal Convention of 1878
Reported by James Madison, W.W. Norton & Company (1987
Edition), pages 427-428.
[10]
Id. at 493. The District Court in the District of Columbia
dismissed the case for want of jurisdiction and the Court of
Appeals affirmed on different grounds. Powell v. McCormack,
266 F.Supp. 354 (D.C.D.C. 1967); Powell v. McCormack, 395
F.2d 577 (U.S. App. D.C. 1968).
[15]
Id. at 522. The lone dissent was by Justice Stewart based on
his view that the case was moot. Id. at 559-561. He did not
discuss the merits other than to say the constitutional issues in
the case "'touch the bedrock of our political system [and] strike
at the very heart of representative government.'" Id. at
578.
[17]
Id. at 527-528. See also Luis Kutner, "Due Process In
The Contested New Hampshire Senate Election: Fact, Fiction, or
Farce, 11 New Eng. L. Rev. 25 1975-1976, at 31.
[18]
Kutner at 31-32; 395 U.S. at 528 (citing 22 Parl.Hist.Eng. 1411
(1972)).
[20]
U.S. Term Limits v. Thornton, 514 U.S. 779
(1995).
[21]
Id. at 792 (citations to Powell omitted).