Good morning, Mr. Chairman and Members of the Subcommittee.
Thank you for the opportunity to testify today on executive orders
and presidential directives.
For the record, I am a Senior Fellow in Legal Studies and
Director of the Center for Legal and Judicial Studies at The
Heritage Foundation, an independent research and educational
organization. I am a graduate of the University of Chicago Law
School and a former law clerk to the U.S. Fifth Circuit Court of
Appeals. I also served in the U.S. Department of Justice, Office of
Legal Counsel, during different periods in the Reagan, Bush, and
Clinton Administrations, where I provided constitutional advice to
the White House and four Attorneys General. Several years ago, I
also was privileged to serve as chief counsel for another
Subcommittee of this House.
In recent years, there has been renewed interest in the proper
use and possible abuse of executive orders and other presidential
directives. For example, many citizens and lawmakers expressed
concern over the content and scope of several of President Bill
Clinton's executive orders and land proclamations. And, in an
exceedingly rare act, the courts reacted by striking down one of
President Clinton's executive orders. Litigation to contest the
validity of other directives is ongoing. Despite the increased
public attention focused on executive orders and similar
directives, public understanding regarding the legal foundation and
proper uses of such presidential decrees is limited. Thus, the
increased public attention generally has been accompanied by
confusion and occasional misunderstandings regarding the legality
and appropriateness of various presidential actions.
Attached as an appendix to my testimony is a Heritage Foundation
Legal Memorandum we issued last month on "The Use and Abuse of Executive
Orders and Other Presidential Directives," which is also
available at www.heritage.org. The
twenty-four page memorandum provides a more detailed analysis of
the President's use of executive directives, including a discussion
of the historical practice, sources of presidential authority, the
legal framework of analysis, and some brief thoughts on reform
proposals.
In my oral testimony, I would like to focus on two somewhat
distinct areas. The first is the general constitutional framework
for executive directives. The second is what Congress can do to
reassert its prerogatives and make sure that the President does not
usurp them.
THE SEPARATION OF POWERS
One of the great and enduring gifts from the Founders'
generation was the inclusion of separation of power principles in
the United States Constitution. The Framers had studied the
writings of Montesquieu and other political philosophers as well as
the workings of the separate branches of their own state
governments. Their conscious design to enforce this separation of
functions was carefully explained in The Federalist Papers
and during the debates over ratification of the United States
Constitution. The separation of powers is now enshrined in both the
structure of the Constitution and various explicit provisions of
Articles I, II, and III.
Yet, in the previous Administration, a baser motive seemed to
prevail in the use of executive power. Former President Bill
Clinton proudly publicized his use of executive decrees in
situations where he failed to achieve a legislative objective.
Moreover, he repeatedly flaunted his executive order power to curry
favor with narrow or partisan special interests. History will show
that President Clinton abused his authority in a variety of ways
and that his disrespect for the rule of law was unprecedented.
Given this pattern, no one should be surprised that President
Clinton sometimes abused his executive order authority as well.
A President who abuses his executive order authority undermines
the constitutional separation of powers and may even violate it.
But the constitutional separation of powers supports both sides of
the argument over a President's proper authority. It reinforces a
President's right or duty to issue a decree, order, or proclamation
to carry out a particular power that truly is committed to his
discretion by the Constitution or by a lawful statute passed by
Congress. On the other hand, the constitutional separation of
powers cuts the other way if the President attempts to issue an
order regarding a matter that is expressly committed to another
branch of government; it might even render the presidential action
void. Finally, separation of powers principles may be unclear or
ambiguous when the power is shared by two branches of
government.
Thus, no simple recitation of governing law or prudential
guidelines is possible. However, history and practice are useful
tools in understanding the President's authority, and a legal
framework of analysis exists to help determine issues of validity.
In addition to the information in our memorandum, I would be happy
to answer the Members' questions on these matters.
RECOMMENDATIONS FOR CONGRESS
In the attached Heritage Legal Memorandum, we provided
our thoughts on some priorities for the current President to
correct the errors and abuses of the previous President in five
issue areas: foreign and defense policy, environmental policy,
regulatory review, labor policy, and civil rights. For example,
President Clinton's land designations under the Antiquities Act
were improper and many, if not most, were probably illegal. We
opined that the President probably could rescind those that were
improper. In addition, he can change the boundaries of the
monuments, significantly reduce the acreage involved, and alter the
restrictions for portions of the monument lands.
Whether some of these lands should be protected or not, it would
be best in my view if President Bush rescinded the monument
designations with a message to Congress that he would be happy to
sign legislation that Congress sent to him regarding such lands.
That said, it is probably not the best use of the Subcommittee's
time to hear me talk about what I think a different branch of
government should do, whether it is the executive branch or the
courts. Regardless of what President Bush does to restore faith in
the Office of the President - and I think President Bush has taken
some very positive steps in the area of executive orders - Congress
should take the following steps to prevent future abuses and
protect its prerogatives:
First, Congress should modify or repeal the statutory
delegations of power that Congress has granted to the President
which have been abused or may be abused in the future. Let me
stress that I have no reason to suspect that President Bush would
abuse his authority. He has shown every indication that his example
will be a good one. Yet, this very fact suggests there is a
satisfactory basis for Congress to work with the executive branch
to review some of these grants of authority and reach an agreement
on possible legislative changes.
For example, Congress did not significantly amend the
Antiquities Act of 1906 when it revised many land management laws
during the 1970s. Presidents Ford, Reagan, and George H.W. Bush did
not make any monument designations under the Antiquities Act, but
Presidents Carter and Clinton abused their authority to remove
millions of acres of land from public use. Thus, I would recommend
that Congress revise the type of land that can be designated as a
monument under the Antiquities Act. More importantly, however, I
think Congress should tighten up the language that requires
monuments to be "the smallest area compatible with the proper care
and management of the objects to be protected." Because some
Presidents have shown no intention of being limited by such
descriptive words, I also recommend that Congress limit the amount
of land that can be designated under the Antiquities Act without
additional statutory authority to something like 5,000 acres.
The President could seek a waiver from such an acreage
limitation if it were necessary, and there are other laws that can
be used to designate national parks, wild and scenic waters, etc.
But it is unclear to me why Congress would want the President to
have unilateral power to lock away tens of millions of acres of
land as a national monument but it would not grant the President
equivalent authority to make the same land a national reserve or
park. Consistency may be the hobgoblin of little minds, but it
should not be dismissed out of hand when someone points out that it
is lacking.
The International Emergency Economic Powers Act (IEEPA) was
intended to limit the President's emergency powers during peace
time. The era since IEEPA's passage has witnessed an improvement
upon earlier abuses, but IEEPA has still spawned "multiple
concurrent states of national emergency," to quote one scholar.
Although some of the authority granted to the President may be
necessary in a true national emergency, I believe Congress should
reassess the standards and threshold for a declaration of national
emergency in that Act.
A second step Congress can take is further consideration of some
of the process reforms contained in such bills as H.R. 2655, the
Separation of Powers Restoration Act, which was introduced in the
last Congress by Representatives Ron Paul (R-TX) and Jack Metcalf
(R-WA). H.R. 2655 would have required that all presidential
directives specify the constitutional and statutory basis for any
action incorporated in the directive or be void as to parties
outside the executive branch. With few exceptions, most recent
Presidents before Clinton did cite the font of their authority in
their executive directives. President Clinton cited some authority
in a majority of his directives, but others were vague or had no
citation of authority at all. A faithful executive should not have
a problem citing the authority for his actions, and this
requirement would help citizens, lawyers, and the courts evaluate
new directives. Although there may be some constitutional problems
with the application of this requirement in some cases, it is worth
further consideration and possible refinement.
H.R. 2655 also would have attempted to expand the number of
parties with standing to challenge an arguably unlawful directive,
including Members of Congress, state and local officials, and any
aggrieved person. Because part of the standing doctrine is
constitutional, a statute could not automatically confer standing
on someone without a "particularized" injury in fact. Nevertheless,
the provision would potentially expand the range and number of
persons who could bring suit to challenge a questionable directive
by removing any statutory impediments to suit.
Finally, I think Congress should encourage the President to
institute internal reforms, including those that are designed to
address past congressional concerns. Such institutional reforms
tend to have a more lasting effect than many statutory reforms,
perhaps in part because executive branch officials are directly
answerable to the President and perhaps also because they are
instituted with more flexibility or sensitivity to the needs of
future Presidents. Thus, it makes sense for a new President to
follow tradition but also to consider, in time, proposals to
improve the process by which executive directives are issued.
Todd F.
Gaziano is Senior Fellow in Legal Studies and Director,
Center for Legal and Judicial Studies at The Heritage
Foundation.