A casual observer could be forgiven for thinking that mass incarceration is one of the major problems plaguing the U.S. criminal justice system today. It has been the topic of best-selling books, award-winning documentaries, and numerous newspaper and magazine articles. One problem exists: It is not true. Mass incarceration is a myth. While the United States does lock up more people than many other countries, the United States also—sadly—suffers from much higher violent crime rates. There may be sociological reasons why this remains true, but it does not change the fact that once someone commits a violent felony or other serious crime, justice usually demands they do the time.REF
Still, the idea that the U.S. has a mass incarceration problem has a superficial appeal. And it has led those who buy into it to push for policies that will result in far fewer people being locked up—even those convicted of very violent crimes like murder, rape, and robbery. This is bad policy, and a closer look shows that at least two flawed assumptions underlie the mass incarceration myth: First, proponents count too many people as being “incarcerated,” and second, they ignore the millions of crime victims across the country when discussing crime rates.
To put a finer point on these two flaws, a quick inspection of the relevant literature shows that those who push the mass incarceration myth use a capacious definition of “incarceration,” often including those who are not actually behind bars. This makes the “mass” in mass incarceration appear much bigger than it actually is. They also use the term mass incarceration as a quick proxy for their argument that the criminal justice system in the United States is systemically racist, which it is not. Moreover, they often fail to account for the fact that the actual violent crime rates in the United States are higher than the already high reported violent crime rates. After all, victims do not report all crimes. Police do not make arrests for all reported crimes. Prosecutors do not prosecute all of those arrested. And juries do not convict all of those who are prosecuted.
Relatedly, there is often little discussion of the amount of time convicted felons actually serve in prison, or the fact that people in jail pending trial or serving a misdemeanor sentence (who are included in the “mass incarceration” numbers) often serve relatively little time in jail pending trial. That is likely because those facts water down, if not drown out, the justification for the mass incarceration mantra.
To clarify issues surrounding incarceration rates in the United States and to combat the myth that the U.S. has a mass incarceration problem, this Legal Memorandum proceeds in three parts.
- It will talk about the ideological underpinnings of the mass incarceration movement and the efforts to mainstream this myth.
- It will explain why the current criminal justice system in the United States is not systematically racist.
- It will explain why those who believe in mass incarceration use a very generous definition of incarceration and do not adequately account for the true, higher-than-reported violent crime rates.
The Mass Incarceration Myth: Beginnings
In his 1987 book, The Conflict of Visions: Ideological Origins of Political Struggles,REF Thomas Sowell observes that people often line up on different sides of an issue because they “are reasoning from fundamentally different premises”REF and have “different visions of how the world works.”REF That is certainly true in the criminal justice context, where those who believe mass incarceration exists fundamentally believe that few, if any, people should be imprisoned, largely because of supposed systemic racism in our criminal justice system. Of course, that is a vision that many, including these authors, do not share.
Ideological Underpinnings: The Prison Abolition Movement. Angela Davis, a political activist and avowed Marxist, asked readers of her 2003 book, Are Prisons Obsolete? to “imagine a world without prisons.”REF As the putative leader of the prison abolition movement, she opined that “the prison has become a black hole into which the detritus of contemporary capitalism is deposited,”REF and that “prisons are racist institutions.”REF An ardent defender of cop killer Mumia Abu-Jamal (AKA Wesley Cook)REF and other convicted violent criminals,REF Davis turbocharged the phrase “prison industrial complex”REF into the mainstream lexicon and wrote that the United States has a “racist and class-based justice system.”REF She also opined that “enormous numbers of people are in prison simply because they are, for example, black, Chicano, Vietnamese, Native American or poor.”REF Never mind their crimes.
As a result of her radical views, Davis supports abolishing all prisons, and says that there needs to be a “continuum of alternatives to imprisonment,” including “demilitarization of schools, revitalization of education at all levels, a health care system that provides free physical and mental care to all, and a justice system based on reparation and reconciliation rather than retribution and vengeance.”REF She wants all drugs to be decriminalizedREF and argues for open borders.REF Davis promotes her ideas, which are highly influential in certain spheres of society.
Interestingly, some who share her views have not always done so. For example, Randall Kennedy, a Harvard Law School Professor and well-known public intellectual, wrote a comment in the Harvard Law Review in which he acknowledged that “the principal problem facing African-Americans in the context of criminal justice today is not over-enforcement but under-enforcement of the laws. The most lethal danger facing African-Americans in their day-to-day lives is not white, racist officials of the state, but private, violent criminals (typically black) who attack those most vulnerable to them without regard to racial identity.”REF He wrote something similar in his book, Race, Crime and the Law,REF adding that “behind high rates of blacks perpetrating violent crimes are high rates of black victimization. Black teenagers are nine times more likely to be murdered than their white counterparts.”REF
In a comment that is true to this day, but ignored by those who perpetuate the myth of mass incarceration, Kennedy noted, “In terms of misery inflicted by direct criminal violence, blacks (and other people of color) suffer more from the criminal acts of their racial ‘brothers’ and ‘sisters’ than they do from the racist misconduct of white police officers.”REF Of course, this observation is at odds with the idea that too many black individuals are locked up or that systemic racism is to blame.
Kennedy also identified four “contending ideological camps about the race question in criminal law.”REF
- According to Kennedy, the first camp is the “law and order” camp, which, he says, has “made the control of street crime through punitive measures a high priority on its political agenda.”REF Kennedy says that this first camp was dominated for three decades by the Republican Party, but was later joined by President Bill Clinton.
- He believes that the second camp is “populated by people passionately dedicated to limiting governmental power,”REF who are “libertarian conservatives.” Those in camp two are “convinced that, if left unchecked, officials will virtually always tend to overstep their authority.”
- The third camp is “constituted by people who claim to disavow all types of racial discrimination.”REF They march “under the banner of the color-blind constitution,” and “its primary target of late has been that form of racial discrimination known as ‘affirmative action.’”REF Kennedy opined that this camp suffered from a glaring inconsistency: While those in this camp oppose affirmative action, they do not oppose “racial discrimination by law enforcement officers.”REF They are, for lack of a better term, hypocrites, in his view.
- The fourth camp is “peopled by those dedicated to specifically advancing the interests of blacks.”REF He embraces their “admirable labors on behalf of America’s paradigmatic racial pariah, the Negro.”REF At the same time, Kennedy notes that “some activists in this fourth camp all too often make the formulaic allegations of racial misconduct without even bothering to grapple with evidence and arguments that challenge their conclusions.”REF Tellingly, Kennedy writes, “Those who do this not only damage their own credibility; worse, they undermine the credibility of all who protest against racial wrongs.”REF
Over the years, Kennedy has come to embrace the concept of mass incarceration,REF which is odd, given that many who support this position seemingly fall squarely into that segment of camp four that Kennedy criticized.
Efforts to Mainstream the Myth of Mass Incarceration. And yet, there has been an entire cottage industry devoted to making the types of claims that Kennedy originally decried. For example, Ava DuVernay’s Emmy-Award winning documentary, 13TH, starts with former-President Barack Obama saying, “So let’s look at the statistics. The United States is home to five percent of the world’s population, but twenty-five percent of the world’s prisoners. Think about that.”REF Van Jones, the controversial Obama Administration Special Advisor on Green Jobs who was fired shortly after joining the Administration,REF came next and disquietingly intoned that “A little country with five percent of the world’s population, having 25 [percent] of the world’s prisoners? One out of four? One out of four human beings with their hands on bars, shackled, in the world are locked up here, in the land of the free.” In 2014, before participating in the documentary, Jones launched #cut50, a communications campaign with the stated goal of cutting the U.S. prison population by half in 10 years.REF Bryan Stevenson, Founder and Executive Director of the Equal Justice Initiative, and best-selling author of Just Mercy, chimed in, saying, “We had a prison population of 300,000 in 1972. Today, we have a prison population of 2.3 million. The United States now has the highest rate of incarceration in the world.”
Michelle Alexander, author of The New Jim Crow: Mass Incarceration in the Age of Colorblindness, next comes on camera and more explicitly weaves the thread that supposedly exists between racism and mass incarceration. She says, “So, you see, now suddenly there is an awakening that, ‘Oh, perhaps we need to downsize our prison system.’ It’s gotten too expensive. It’s gotten too out of hand. But the very folks who often express so much concern about the cost and the expense of the system are often very unwilling to talk in any serious way about remedying the harm that has been done.” Kevin Gannon, then a Professor at Grand View University in Des Moines next says, “History is not just stuff that happens by accident. We are the products of the history that our ancestors chose, if we’re white. If we are black, we are product of the history that our ancestors most likely did not choose. Yet here we are all together, the products of that set of choices. And we have to understand that in order to escape from it.”
Gannon sets the stage for the theme of the rest of the documentary, saying, “The Thirteenth Amendment to the Constitution, makes it unconstitutional for someone to be held as a slave. In other words, it grants freedom to all Americans. There are exceptions, including criminals.” Khalil G. Muhammad, Professor of History, Race and Public Policy at Harvard University, takes over, saying, “There’s a clause, a loophole.” Gannon later concludes that “If you have that in the structure, in this constitutional language, then it’s there to be used as a tool, for whichever purposes one wants to use it.” Essentially, the film is an homage to the idea that ever since slavery was abolished, and especially today, white people have used criminal law to re-enslave black people, and that prisons are modern-day slave plantations.
Noticeably absent is any mention of the number of crimes, especially violent crimes, committed by criminals in the United States. Not one person featured in 13TH mentions the fact that in 2015, the year before the documentary was released, there were, according to the FBI’s Uniform Crime Report, 15,696 homicides in the United States,REF which was more than all of Canada (604);REF the European Union (EU) countries (5,000);REF Japan (933);REF Australia (229);REF and New Zealand (47)REF combined, and that those fifteen-plus thousand murders represented a rate of 4.9 murders per 100,000 people in the United States. In raw numbers, the United States has a homicide problem when compared to those other countries. Furthermore, no one mentioned that there were an estimated 1,197,704 violent crimes in 2015 across the United States, according to FBI statistics, which, not surprisingly, dwarfed violent crimes in Canada, the EU, Japan, Australia, and New Zealand.
But this documentary does not stand alone. It is part of a concerted effort that has gained new steam during the past two decades to push the idea that too many people in this country are in prison. In fact, there is an entire genre of books dedicated to the subject, some of which are best sellers. These books include The New Jim Crow by Michelle Alexander; Policing the Black Man: Arrest, Prosecution, and Imprisonment by Angela Davis; Just Mercy by Bryan Stevenson; Prisoners of Politics: Breaking the Cycle of Mass Incarceration by Rachael Elise Barkow; Locking Up Our Own: Crime and Punishment in Black America by James Forman, Jr.; Charged: The New Movement to Transform American Prosecution and End Mass Incarceration by Emily Bazelon; Understanding Mass Incarceration: A People’s Guide to the Key Civil Rights Struggle of Our Time by James Kilgore, and Mass Incarceration Nation: How the United States Became Addicted to Prisons and Jails and How it Can Recover by Jeffrey Bellin, just to name a few of the more widely read books on the subject.REF
And, not surprisingly, given the liberal tilt of the legal academy, there are literally dozens of law review articles about mass incarceration.REF
In 2016, in order to “solve” the mass incarceration problem, the Brennan Center for Justice issued a study calling for a 39 percent reduction in the prison population in the United States.REF The authors of that study concluded that 576,000 people were behind bars “with little public safety rationale.”REF Not to be outdone, the American Civil Liberties Union (ACLU) called for a 50 percent reduction in state prisons and jails.REF The mission of the ACLU’s Campaign for Smart Justice is to “cut the nation’s jail and prison populations and to drive down racial disparities in incarceration.”REF
Anyone who has read this entire genre of books, law review articles, and studies; watched the movies; listened to the pundits; and visited the websites of the organizations listed above could not be blamed for believing that U.S. society is unfair and complicit in a criminal justice system that is rigged against black men. He would surely come away with the opinion that police routinely stop black men and prosecutors seek to send those individuals to jail simply for being black. That is the logical implication for much of what those who push the myth of mass incarceration say.
But no matter how often they say it, it is simply not true, which becomes evident when one views the entire picture. These advocates ignore the ugly reality that criminals commit a lot of violent crimes in the United States. And sadly, young black men commit many of those crimes—often against other young black men. So, high incarceration rates—even among young black men—are not the result of police or prosecutors targeting these individuals, but they instead are the result of criminal conduct. But those who believe in mass incarceration refuse to believe that these individuals are truly culpable for the crimes they committed and instead place the blame on systemic racism that they believe is inherent and endemic to our criminal justice system.
Supposed Systemic Racism in the Criminal Justice System. The United States criminal justice system is not systematically racist.REF The U.S. Constitution, as amended, provides for an imperfect but color-blind society. But those who believe that mass incarceration has been designed to subjugate black individuals reject this fact. As a result, they seek to convince the public that the tools of the criminal justice system are used to harm black Americans. And they want the public to view the decisions of police, prosecutors, and judges to ignore, or underenforce, the law as humane and even necessary correctives. This is the entire goal of the rogue prosecutor movement.REF
Yet the accusation that systemic racism afflicts the whole criminal justice enterprise does not withstand even the most superficial scrutiny, and the persistence of that belief comes from the term’s frequent, imprecise use in popular discourse, not from its merit. Assessing the accusation requires some grasp of what structural, or systemic, racism means. Racism, in general, is “a belief that race is a fundamental determinant of human traits and capacities and that racial differences produce an inherent superiority of a particular race.”REF Thus, to be a structurally racist system, the criminal justice system must implement the belief that blacks are by their very nature inferior and should be confined to lower social and economic orders.REF
Humans, of course, erect the structures under which they are governed. So, if racist beliefs suffuse the criminal justice system, they must be held or adopted by those persons charged with creating, maintaining, and applying our laws and policies—namely legislators, attorneys general, prosecutors, and law enforcement officers. While it is common to speak of the criminal justice system as a single, unitary entity, it is in fact comprised of multiple separate systems operating at the local, state, and federal levels. So, to indict the entire criminal justice apparatus as racist, critics must give an account covering the wide variety of actors, motives, and situations involved. But they do not. And, in practice, most critics dispense with nuance when inveighing against “the system.” Instead, they deploy “racist” or “racism” to describe any outcome that blacks experience with greater statistical frequency than non-blacks.REF
This is problematic for many reasons. To begin with the basics, the laws and policies comprising the criminal justice system are facially neutral—they make no distinctions based on race.REF The Constitution flatly forbids legislatures, whether state or federal, from enacting laws that make race-based distinctions except in the rarest of cases in which they can identify a compelling government interest and demonstrate that the racial considerations are the most narrowly tailored means of achieving that interest, though even those are on shaky constitutional grounds.REF In practice, legislators have made such distinctions not in criminal law, but in areas like education, based on their belief that racial distinctions should be used to increase the representation of black and other non-white and non–Asian-Americans in academic institutions.REF
This color-blind system of neutral laws is the product of a conscientious, if sometimes halting, effort to move American society away from prior regimes that enshrined racial hierarchies in law, such as the system of chattel slavery predating the Thirteenth Amendment and the era of separate-but-equal segregation typified by the Supreme Court’s 1896 decision in Plessy v. Ferguson.REF Because the letter of the law no longer relegates blacks to a lower social caste, evidence of racism must be found elsewhere in the criminal justice system.
Legislators could hide racist intent beneath neutral language, knowing that a given law’s operation will target blacks for exclusion or subordination. Or law enforcement might apply otherwise well-intentioned laws in a discriminatory fashion by pursuing and prosecuting only black offenders while allowing non-blacks to offend at will. But the march of American society away from Plessy and Jim Crow segregation has resulted in a criminal justice system that has sought to identify and remedy racial discrimination.REF Thus, there exist mechanisms like Batson challenges, named from the Supreme Court case establishing the rule that prevents prosecutors from using race to disqualify potential jurors from serving in a particular case.REF
There is no evidence that racist attitudes pervade the actors working at the various levels of law enforcement, and even in the rare cases in which that might occur, the justice system has guardrails to prevent such invidious motives from taking free rein.
Instead, critics take two avenues to sidestep the difficulty of generalizing about the often-unknowable motives of so many actors across a variety of circumstances: disparate impact and implicit bias.
Disparate Impact. The disparate-impact argument is premised on the assertion that racially unequal outcomes evidence racist motivations or that unequal outcomes suffice to show racism regardless of intent.REF In criminal law, advocates point to high rates of arrest and incarceration within black communities, particularly among black men, as evidence that the justice system is racist.
From a legal standpoint, the argument is a non-starter.REF The Supreme Court has turned aside many attempts to incorporate disparate impact into its review of criminal laws, explaining that “even if a neutral law has a disproportionately adverse effect upon a racial minority, it is unconstitutional under the Equal Protection Clause only if that impact can be traced to a discriminatory purpose.”REF Disparate impact is, at most, a form of circumstantial evidence about possible intentions; it does not do the necessary work of identifying the actual motives behind a given policy or piece of legislation.
One criminal law often cited as a quintessential example of racism based on its disparate impact is the Anti-Drug Abuse Act of 1986, a centerpiece in the ongoing War on Drugs, which targeted the sale and use of crack cocaine by imposing stringent mandatory minimum sentences for possession of relatively small amounts of crack.REF The act contained no express racial considerations, but its enforcement resulted in many black offenders being arrested, convicted, and given lengthy sentences for drug-related crimes.REF Thus, the law’s impact fell heavily on black communities with many fathers, brothers, and sons being removed for years to penal facilities. For critics, the point is not that these offenders were innocent or that crack is not dangerous (or at least no more dangerous than powder cocaine), but that the act targeted wrongs black Americans were more prone to committing than whites for enforcement and harsh punishment,REF while the sentences for powder cocaine, which was seen as less prevalent in—though not absent from—many predominantly black communities were less severe.
Yet even for the Anti-Drug Abuse Act, the case that the law was enacted based on racist motivations is not compelling. Often ignored is the fact that the law passed with nearly unanimous support from the Congressional Black Caucus.REF Those representatives were not deceived by mendacious white lawmakers—concerns from their own districts for black victims of crack-driven crime and underenforcement in black communities prompted their support of the legislation.REF Black legislators saw the act as a means of protecting black communities.
The efficacy of the act can fairly be questioned, but the accusation of racism is unfounded. Subsequent congressional actions, such as reducing the sentencing disparity between crack cocaine and powder cocaine and making that more lenient sentencing standard retroactive, do not validate assertions that the act itself was racist from the start.
From the standpoint of enforcement, disparate impact’s focus on arrest and incarceration rates shorn of broader context presents a misleading picture. It is true that on a per capita basis black individuals are a higher percentage of the prison population than they are in the national population. But it is equally true that black individuals comprise a higher percentage of criminal offenders than other racial demographic groups.REF Critics argue that the higher arrest rate is a direct product of over-policing in black neighborhoods.
But that rejoinder is question-begging. Police make most effective use of their limited resources when they concentrate their efforts in high-crime areas. Predominantly black neighborhoods not only have a higher frequency of crimes and a higher concentrations of criminals, they are also theaters for so-called street crime, e.g., corner drug sales, theft, mugging, murder, etc., that are more readily detectable and subject to enforcement than subtler offenses like white collar crime.REF Routinely, police departments receive calls about criminal activity from predominately black neighborhoods; police officers, of course, respond to those calls.REF
Phrases like “mass incarceration” evoke thoughts of innocent men imprisoned without justification. But American prisons are not filled with inmates who were over-sentenced for simple drug possession.REF The stubborn fact remains that most black inmates are incarcerated for violent offenses.REF Nor is it true that black offenders routinely get longer sentences than non-black offenders for comparable crimes; sentencing data indicate that any disparity between black and non-black offenders is “relatively small.”REF
Implicit Bias. The other route fashionable among critics for grappling with the difficulty of proving racist intent is to cite so-called implicit bias studies. These social-scientific experiments aim to show that white Americans, including those who explicitly reject racism, are predisposed to demonstrate racist reactions toward non-whites at a subconscious level.REF By extension, most everything whites do, including the legislation they write and the interactions they have, is pervaded by a subconscious belief in the inferiority of black Americans.REF
The problems with these experiments and their foundational assumptions are myriad. These authors canvass but a few here. The implicit-bias experiments record reaction times to the pairings of photo images with select racial stereotypes; some of the latter are merely disfavored political views such as disapproval of affirmative action.REF The difference between a so-called neutral reaction and a so-called racist one is a matter of milliseconds.REF Moreover, the experiments fail to control for non-racial considerations that can slow reaction times, making the alleged correlation between reaction times and racial bias even weaker.REF Needless to say, implicit bias experiments provide no firm answers regarding the extent to which supposed subconscious animus actually affects legislative or enforcement choices in the criminal justice system.
Alleged Indifference. When all else fails, critics contend that the alleged indifference of policymakers and the public to the lingering effects of past laws or the burdens of current laws is itself racism.REF But here, critics have it backwards. Their critique focuses on the small segment of the black community that commits criminal offenses. Often discounted in their assessment is the much larger portion of the black community that desperately needs protection from the violent, destabilizing crime that has afflicted black communities for decades.
A system of criminal justice is necessary “to punish offenders [and] to deter or incapacitate them from harming others.”REF It protects individuals, families, and the stability and integrity of the communities in which they live. When black offenders find themselves subject to the restraints and sanctions of the criminal justice system, it is often because of wrongs they have committed against other members of the black community. Black Americans suffer from violent crime at much higher rates than white Americans. They are murdered at higher rates and even in greater absolute numbers than whites, even though blacks are only 13.6 percent of the population.REF The violence comes overwhelmingly at the hands of other black Americans.REF
Given these facts, the true mark of indifference would be to withhold law enforcement resources from black communities and to abandon their populations to the permanent insecurity that arises wherever violent crime is both pervasive and undeterred. There would be no simpler way of ensuring that black Americans were permanently confined to a lower social caste than to turn a blind eye to the crime that bedevils their communities. Crime acts as a regressive form of taxation on black communities, forcing the constituent businesses and families to incur crime-preventing costs and forego productive activities out of fear.REF Thus, nowhere are the rationales of criminal law better served than when those laws are enforced in communities ravaged by criminality—indeed, there may be no way to advance toward a more stable future for black communities absent such enforcement.REF
The True Story About Incarceration
But what does it mean to be incarcerated? Advocates for the mass incarceration myth do not have a straightforward answer for this seemingly simple question. And yet this question, and the answer to it, are critical. After all, whether someone is “incarcerated” determines whether that person counts as someone “victimized” by mass incarceration.
Including Those Not Behind Bars. Open up any dictionary and look up the word “incarceration.” The definition is the same. The word “incarceration” means “confinement in a jail or prison.”REF Similarly, the word “mass,” as in “mass incarceration,” means “a large body of persons in a group.”REF Similarly, the word prison denotes a facility designed to hold convicted criminals sentenced to serve a year or more in confinement. Each state, and the federal government, has prisons. A jail, on the other hand, is a confinement facility at the local level, usually associated with a local trial court, that houses, broadly speaking, two types of individuals: (1) people in pretrial custody and (2) convicted criminals sentenced to less than one year of confinement.
Based on these definitions, it would be natural to think that those subjected to “mass incarceration” are people in prison—or maybe jail. That makes sense, because words have meaning, or at least they should. Whether you subscribe to the idea that words should have their original public meaning when interpreting them, or you believe that words evolve over time, there is little wiggle room to the definition of the word “incarceration.”
But not to leading decarcerationists.
They play fast and loose with the definition of incarceration. Michelle Alexander, perhaps the leading voice in the movement, equates “mass incarceration” with “correctional control,” even though “the overwhelming majority of people under such ‘control’ are at large in the community.”REF Her definition of mass incarceration, and the one largely used by those in the movement, includes people on probation and parole, which represent a huge portion of people involved in the criminal justice system.
As Barry Latzer notes in The Myth of Overpunishment, “Alexander adopts an inflated, and essentially dishonest, definition of mass incarceration.”REF Citing U.S. Department of Justice statistics, Latzer points out that “only one-third of criminal defendants in the United States are incarcerated in prison or jail; two-thirds are free on probation or parole.”REF Latzer correctly notes that “incarceration, mass or otherwise, should not be inflated to include its very opposite, non-incarceration. This is especially true when the non-incarcerative controls imposed by the criminal justice system are minimal.”REF Yet those who push the myth of mass incarceration do just that.
Different Types of Incarceration
Another sleight of hand often used by those who complain about mass incarceration is that they make it sound like everyone behind bars is serving time in state or federal prison for long terms of imprisonment. But again, that is not true.
Those in Jail. For example, when Bryan Stevenson wrote in a 2006 article published by the Harvard Civil Rights–Civil Liberties Law Review that the United States had “almost 2.3 million people imprisoned today,”REF it is not immediately apparent that he includes in that number people serving short terms of confinement in local jails. According to the Bureau of Justice Statistics, in 2005 (the year Stevenson was referring to in his Harvard article), there were 2,193,798 inmates in custody, of which 179,220 were in federal prison, 1,259,905 in state prison, and 747,529 in local jails.REF
In other words, in 2005, about one-third of the detained population that year were in local jails. And while prison populations have gone down dramatically since at least 2011, the local jail population has remained relatively steady numbers-wise during that time period, as depicted in Table 1.REF This is important because it means that the percentage of people in jail relative to the overall incarcerated population (those in prison plus those in jail) has gone up.
Keep in mind that men and women in prison are convicted felons, serving a sentence of one year or more. The vast majority of them are in prison, as discussed below, because they were convicted of violent crimes.
In contrast, people in local jails are detained for one (or more) of several reasons:REF
- They have not yet had their bail hearings;
- They had their bail hearings and are trying to get the money to post bond (usually 10 percent of the bail set by the judge);
- The judge denied their bail requests, or, because of the crimes they were charged with, bail was not available to them. Thus, they are awaiting trial or an alternative disposition of their cases;
- They are serving sentences of less than one year;
- They are pending arraignment;
- They are mentally ill persons and waiting to be moved to an appropriate health facility;
- They are being held for the military, for protective custody, for contempt, or for the courts as witnesses;
- They are being held pending transfer to the federal government, other states, or other authorities;
- They are being housed for federal authorities, other states, or other authorities because of overcrowding in their facilities;
- They have been readmitted after a probation, parole, or bail-bond violation; or
- They are juveniles who have been temporarily detained pending transfer to juvenile authorities and juvenile facilities.
The Bureau of Justice Statistics, which is part of the Justice Department’s Office of Justice Programs, tracks local jail statistics every year. As of 2019, there were approximately 2,850 local jail jurisdictions operating in the United States.REF Contrary to the picture painted by those who decry mass incarceration, inmates do not languish in local jails across the country for long periods of time. In fact, as depicted in Table 2, inmates in local jails spend, on average, around a month in jail, depending on the year. Approximately one-third of people in jails across the country are there because they have been convicted of a crime.
The fact that people in local jails, on average, serve so little time may come as a surprise. What is equally eye-opening is the fact that most people admitted to local jails were charged with felonies. For example, according to 2022 statistics, approximately 76 percent of the jail population was held for felony.REF As explained below, the year 2022 was no outlier. Table 3 depicts the percentage of people in local jails in a given year charged with a felony.REF
In 2022, the racial and ethnic composition of the jail population remained the same as in the previous year. Just under half of the population (48 percent) were white, 35 percent were black, and 14 percent were Hispanic.REF And although the incarceration rate for blacks (558 per 100,000) was 3.4 times the rate for whites in 2022 (162 per 100,000), as depicted by the Chart 1, the incarceration rate of blacks in 2021 was at its lowest rate since 1990—not counting 2020 when the rates were abnormally low due to the pandemic and the desire by prison officials to decrease the prison population so as not to spread the disease.REF
These facts run counter to the impression created that jails and prisons are filled to the brim with people, as Angela Davis wrote, “simply because they are, for example, black.”
In summary, although yearly admissions to local jails are in the millions, the reality is that people in jails across this country are often detained for less than a month. One-third of those in jails have been duly convicted of a crime, and over 66 percent of those in jails have been charged with a felony. Those peddling the mass incarceration mantra must certainly be aware of these facts, yet they lump these people, who pass through jails for less than a month, into the contrived definition of “mass” incarceration.
Those in Prison. Then there is prison. People in prison have been convicted of at least one felony that carries with it a term of imprisonment for more than one year. One of the omnipresent arguments by those who rail against mass incarceration is that drug possession and drug-related crimes are responsible for many of those currently in prison—especially black individuals. Michelle Alexander and others have claimed this to be true, and many likely take it at face value as being true. But, once again, it is not true.
The vast majority of people in prison are serving time in state prisons. Federal prisons hold, relatively speaking, very few people. The vast majority of state prisoners are there after being convicted of a violent crime, including things like murder, manslaughter, rape or sexual assault, robbery, or aggravated assault, among others. According to 2022 statistics, those convicted of violent crimes make up 62.9 percent of all state prisoners.
The racial breakdown of those serving time for various crimes might also come as a surprise. As of December 31, 2021, of those state prisoners incarcerated for murder, 11.5 percent were white, 14.2 percent were Hispanic, and 18.7 percent were black. But whites, as a percentage, far outnumbered blacks and Hispanics for rape and sexual assault, burglary, larceny/theft, and drug possession.REF
Black offenders are disproportionately serving time for committing violent offenses. Of the 1,021,300 persons in state prison at the end of 2021, 642,500 (63 percent) were serving sentences for a violent offense, 132,800 (13 percent) for a property crime, 127,300 (13 percent) for a drug offense, and 111,900 (11 percent) for a public order offense.REF Of those 642,500 violent offenders, 227,000 were black and 176,400 were white.REF And of those, 36,900 whites and 62,200 blacks were serving time for murder.REF
But despite the fact that most prisoners are serving time for committing violent crimes, the prison population has been falling. Between 2011 and 2021, the prison population declined by 24.7 percent.REF Contrary to the narrative perpetuated by Angela Davis, Michelle Alexander, and their cohort about blacks and incarceration, over that same 10-year period, there was a 32.1 percent decline of black individuals in prison.REF The numbers for whites imprisoned also declined during that decade, but not to the same extent.REF
These are important facts to take into account when evaluating the decarceration aspirations of the Brennan Center or the ACLU, which have called for a 39 percent and 50 percent reduction in state prison populations, respectively.REF Since 62.9 percent of prisoners are there after having been convicted of a violent offense, who, exactly, does the Brennan Center or ACLU suggest should be freed from prison? All felons not convicted of murder, manslaughter, or rape? Or maybe even some of those individuals? Should the release authority take into consideration the crimes that were dropped, and the underlying conduct, in deciding who might be a viable candidate for outright release?
Given that the majority of homicides, and the super-majority of rapes, robberies, aggravated assaults, and scores of other crimes goes unsolved in this country, is it not reasonable to suspect or even assume that some of the people currently incarcerated after having been convicted of those crimes likely committed some of these unsolved crimes, too? After all, many of those who would have to be released to meet these goals have long criminal records.
These and other related questions, and honest answers to those questions, demonstrate the absurdity of proposals to cut the prison population by 39 percent or 50 percent—or more. Unleashing known criminals (whose full criminal history is not known) into a society that does not apprehend, much less hold to account and imprison, most violent criminals is dangerous, and most who support these radical proposals either avoid this uncomfortable fact or are downright dishonest about it.
Violent Crime: Higher Than Reported
In a perfect world, each person who committed a violent crime—such as murder, rape, robbery, aggravated assault, etc.—would be held criminally accountable for his or her actions, and most (if not all) would or should serve time in prison.
The reality, however, is that more than half of those people who commit murder do not serve any time in prison. This means that there are, cumulatively, thousands (if not more) of murderers in the United States who have not been caught and will not spend a day in prison for their heinous crimes. As if that is not bad enough, a super-majority of those who commit the other crimes listed above, and scores of other crimes not listed above, will not be caught and thus will not serve a day in prison for the crimes they committed.
In the mass incarceration literature, there is barely a mention of the scope and scale of crime in this country. While the individuals discussing this supposed phenomenon myopically focus on the number of people in prison, they notably ignore, to a fault, the number and nature of crimes committed—especially the number of unreported crimes. But it is understandable why they ignore it: Crime is the Achilles heel of their entire narrative.
Even though it is impossible to know exactly how many crimes have been committed across the country, the best gauge of crime victimization can be found by in a yearly collection of data by the Justice Department. The U.S. Department of Justice administers two statistical programs to measure the magnitude, nature, and impact of crime in the nation. These are the FBI Uniform Crime Reporting Program Summary Reporting System (UCR SRS) and the Bureau of Justice Statistics National Crime Victimization Survey (NCVS).REF The latter was established in 1973 to complement the USC SRS and to measure crime that was not reported to the police.REF
Although there is no way to know to a mathematical certainty the amount of crime that occurs in the United States in any given year, or the exact number of crimes not reported to the police, these two tools provide the most “comprehensive understanding of crime in the United States.”REF In other words, they provide the best estimate of the amount of crime actually taking place, both reported and unreported.
The NCVS is particularly helpful in this regard. It is a national survey of households and “certain other persons” (the term used by the survey) regarding the impact of violent crime on their household or person. Like most surveys, there is a pool of eligible interviewees, a given number of households or people who were actually interviewed, and a participation rate for each. As depicted below, the NCVS casts a very wide net, which provides the U.S. Department of Justice the best data available on the scale and scope of violent crime across America.REF
According to the NCVS, during the 10-year period from 2011 to 2020, the rate of violent crimeREF declined from 22.6 to 16.4 victimizations per 1,000 persons ages 12 or older.REF During that same period, the NCVS rate of violent crime reported to the police decreased from 11.1 to 6.6 victimizations per 1000 persons ages 12 or older, a decline of 40 percent.REF
Declining overall crime rates (both reported and unreported) and declining rates of reported crimes are, at first glance, good news. But the fact is that in the United States, there is a yawning gap between the number of crimes known to victims and the number of perpetrators caught, tried, convicted, and sent to prison. In fact, as shown in the Justice Department data in Table 6, most criminals not only get away with their crimes, but for those caught, most do not go to prison.REF According to the interviews of victims and other available data, while nearly half of murderers were caught and imprisoned, less than 6 percent of those who committed rape, robbery, or aggravated assault met a similar fate.REF
Barry Latzer has repeatedly made this point. As detailed in Table 6, there were 459,301 claims of rape by victims in 2019. That number fell to 139,815 that were reported to police, which resulted in 19,592 arrests. A mere 22,583 offenders were sentenced to prison.REF The same grim statistics hold true for robbery and aggravated assault, according to Latzer.
And of the 16,425 murders (which includes non-negligent homicide) in 2019, there were only 9,352 arrests, and, of those, only 8,033 went to prison.REF What happened to the other murderers? Did they get away with the ultimate crime? With advances in DNA technology and other forensic testing, some of them may be caught in another year. But there is no doubt that many people are getting away with murder—literally—every year.
It is also worth noting that most of those who are sent to prison do not serve their full sentences. This seems to cut against the argument made by the decarceration crowd that prison sentences are too long, especially compared to other countries. For example, in the year 2000, only 19.6 percent of state prisoners who were released had completed their full terms.REF When parole and “good time” credit are added, only about 20 percent of state prisoners actually serve their full sentences in prison. Even more surprising is that, on average, released prisoners only served 2.6 years, and the median time served is a mere one year and four months.REF For violent crimes, the median time served is slightly higher at 4.7 years, but, relatively speaking, that is not much.REF
Conclusion
The idea that the United States is an overly carceral country infected with the scourge of “mass incarceration” is deeply embedded into the mainstream media, academia, and pop culture. But it is just not true, especially taking into account what the phrase actually means in practice and comparing the number of people in prison to the scope and scale of crimes committed. Only a fraction of people who commit crimes are imprisoned—even those who commit violent crimes. Those who support a radical decarceration agenda have gained some headway in their goals by pushing out through various channels the myth that the United States locks up too many people. In reality, the United States likely locks up too few.
Mass incarceration is a myth—and a harmful one at that. Those who push it seek to divide the country on racial lines, all the while ignoring the reality of the scope of violent crime, and what should be done about it. And, ultimately, everyone pays the price.
Charles D. Stimson is Deputy Director of the Edwin Meese III Center for Legal and Judicial Studies, Manager of the National Security Law Program, Senior Legal Fellow, and Senior Advisor to the President at The Heritage Foundation. Zack Smith is Senior Legal Fellow and Manager of the Supreme Court and Appellate Advocacy Program in the Meese Center. Stimson and Smith are the co-authors of Rogue Prosecutors: How Radical Soros Lawyers Are Destroying America’s Communities (2023).
Appendix 1
Appendix 2: Data Visual Sources
Table 1
1. The jail numbers depicted are the average daily population (ADP), which is the sum of all inmates in jail each day for one year, divided by the number of days in the year. The ADP is not to be confused with the total number of admissions for any given year. The number of annual admissions into local jails has declined substantially in the past decade. The following numbers represent the total annual admissions by year: 2022 (7.3M); 2021 (6.9M); 2020 (8.7M); 2019 (10.3M); 2018 (10.7M); 2017 (10.6M); 2016 (10.6M); 2015 (10.7M); 2014 (11.4M); 2013 (11.7M); 2012 (11.6M). See Zhen Zeng, Bureau of Just. Stats., OFC. of Just. Programs, U.S. Dep’t. of Just., Jail Inmates in 2022—Statistical Tables (Dec. 2023), Table 1, at 2.
Table 2
2. See Zhen Zeng, Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., Jail Inmates in 2022 3–4 (Dec. 2023).
3. See Zhen Zeng, Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., Jail Inmates in 2021 1, 3 (Dec. 2022).
4. See Todd D. Minton and Zhen Zeng, Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., Jail Inmates in 2020 4 (Dec. 2021). The global COVID-19 pandemic effected the numbers of persons in prison and jail. By early March 2020, the United States started to feel the full impact of the pandemic. Local, state, and the federal government enacted numerous measures that, at the time, they deemed in the interests of public health and safety. One of the many measures taken across various states in 2020 was the decision not to arrest people for the commission of misdemeanors, not send people to jail, and release people from jails and prisons. These actions, which varied by state, are beyond the scope of this paper. Nevertheless, these actions warped the jail and prison numbers for 2020 and part of 2021.
5. See Zeng and Minton, supra note 92, at 6 and 8.
6. See Zhen Zeng, Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., Jail Inmates in 2018 1 (Mar. 2020).
7. See Zhen Zeng, Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., Jail Inmates in 2017 6, 8 (Apr. 2019).
8. See Zhen Zeng, Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., Jail Inmates in 2016 4, 6 (Feb. 2018).
9. See Todd D. Minton and Zhen Zeng Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., Jail Inmates in 2015 5 (Dec. 2016). The Bureau of Justice Statistics did not include the average number of days a person served in jail before the year 2016. Thus, there is no official data in years 2015 or earlier. There is no reason to believe, however, that the number of average days served by a person in jail was much higher or lower than 2016 and later, as the purpose of jail has not changed.
10. See Todd D. Minton and Zhen Zeng, Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., Jail Inmates at Midyear 2014 4 (June 2015).
11. See Todd D. Minton and Zhen Zeng, Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., May 2014, Jail Inmates at Midyear 2013 7 (May 2014).
12. See Todd D. Minton, Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., May 2013, Jail Inmates at Midyear 2012 6 (May 2013).
13. Id.
Table 3
14. See Zhen Zeng, Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., Jail Inmates in 2021 1, 3 (Dec. 2022), Table 6, at 11. Table 6 contains the percentage of the local jail population charged with a felony for years 2016–2021.
15. See Todd D. Minton and Zhen Zeng, Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., Jail Inmates in 2020 4 (Dec. 2021) at 11. The Department of Justice yearly jail inmate reports before 2015 do not list the percentage of jail inmates charged with felonies.
Table 4
16. See Zhen Zeng, Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., Jail Inmates in 2021 1, 3 (Dec. 2022), at Table 4, at 10 for years 2019–2022.
Table 5
17. See E. Ann Carson and Rich Kluckow, Bureau of Just. Stats., Ofc. of Just. Programs, U.S. Dep’t. of Just., Prisoners in 2022—Statistical Tables (Nov. 2023).
Table 6
18. See Erika Harrell, Rachel Morgan, Alexandra Thompson, Jennifer Truman, Susannah Tapp, and Emilie Coen, Participation Rates (Households and Persons) for the National Crime Victimization Survey (NCVS), 1973–2022, https://bjs.ojp.gov/data-collection/ncvs#9-0.
Chart 1
19. See Latzer, supra note 68, at 107; see also U.S. Dep’t. of Just., Bureau of Just. Stats., Criminal Victimization, 2019 (2020), Table 1 (see intro., n. 3); Fed. Bureau Investigation, Uniform Crime Reports 2019, Table 1 (see intro., n. 4); Fed. Bureau Investigation, Crime Data Explorer, Arrest Data; Nat’l Corrections Rep’ing Program, 1991–2019: Selected Variables (July 15, 2021), https://www.icpsr.umich.edu/web/NACJD/studies/38048.
Appendix Table 1
20. See Latzer, supra note 68, at 107; see also U.S. Dep’t. of Just., Bureau of Just. Stats., Criminal Victimization, 2019 (2020), Table 1 (see intro., n. 3); Fed. Bureau Investigation, Uniform Crime Reports 2019, Table 1 (see intro., n. 4); Fed. Bureau Investigation, Crime Data Explorer, Arrest Data; Nat’l Corrections Rep’ing Program, 1991–2019: Selected Variables (July 15, 2021), https://www.icpsr.umich.edu/web/NACJD/studies/38048.